Specimen of Series A Common Stock Certificate

Contract Categories: Business Finance - Stock Agreements
EX-4.1 4 ex4_1.htm EXHIBIT 4.1
Exhibit 4.1
 
ASTERIAS BIOTHERAPEUTICS, INC.
 
THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL, OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
 
TEN COM - as tenants in common
 
UNIF GIFT MIN ACT– _______________ Custodian _____________
TEN ENT  - as tenants by the entireties
 
(Cust)                                            (Minor)
JT TEN     - as joint tenants with right
of survivorship and not
as tenants in common
 
under Uniform Gifts to Minors
Act___________________________________
(State)
 
UNIF TRF MIN ACT– ____________ Custodian (until age _________)
 
(Cust)
 
_________________ under Uniform Gifts
(Minor)
to Minors Act___________________________
(State)

Additional abbreviations may also be used though not in the above list.
 
For value received,
 
hereby sell, assign and transfer unto
 
PLEASE INSERT SOCIAL SECURITY OR OTHER
 
 
IDENTIFYING NUMBER OF ASSIGNEE
 
 
 
 

 
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
 
 
 
Shares of the Series A Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 
Attorney
to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.
 
 
Dated
 
 
 
 
 
 
NOTICE:
THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
 
 
 
 
SIGNATURE(S) GUARANTEED:
  
 
 
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.