"APPENDIX A"Each Participant's Date of Participation Name of ParticipantEffective Dates of ParticipationW. Norman SmithJanuary 1, 1995Richard PatekJanuary 1, 1995Jeff ElliottJanuary 1, 2002Tim GonigamAugust 1, 2000Richard DorrisJanuary 3, 2005Ben BrockJanuary 1, 2007Michael A. BremmerJanuary 1, 2007Stephen C. AndersonJanuary 1, 2003Lawrence R. CummingJanuary 1, 2008Neil PetersonJanuary 1, 2008David C. SilviousJuly 1, 2005Joe ClineFebruary 1, 2008Chris ColwellMay 31, 2011Robin LeffewAugust 1, 2011D. Aaron HarmonNovember 1, 2011Matthew B. HavenJanuary 1, 2013Jeff MayOctober 1, 2013Malcolm SwansonJanuary 1, 2014Tom WilkeyJanuary 1, 2014Jeff SchwarzJuly 1, 2014Steven L. ClaudeAugust 24, 2015John IrvineApril 28, 2016Jaco Van Der MerweOctober 1, 2016
EX-10.1 2 exh10-1.htm SERP AMENDMENT
Exhibit 10.1
AMENDMENT TO "APPENDIX A" OF THE
ASTEC INDUSTRIES, INC.
SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
THIS AMENDMENT to "Appendix A" of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the "Plan"), is adopted by Astec Industries, Inc. (the "Company"), effective as of October 27, 2016.
WHEREAS, Article 2 of the Plan permits the Board of Directors of the Company (the "Board") to designate participants in the Plan from time to time, whose names and effective dates of participation shall be set forth on Exhibit A to the Plan;
NOW, THEREFORE, the Company hereby amends "Appendix A" of the Plan in the form attached hereto, to update the same for changes in Plan participation approved by the Board, by action taken on October 27, 2016.
Except as amended herein, the Plan shall continue in full force and effect.
ASTEC INDUSTRIES, INC.
Date: October 27, 2016 By /s/ Stephen C. Anderson
Name Stephen C. Anderson
Title Corporate Secretary
"APPENDIX A"
Each Participant's Date of Participation
| Name of Participant | Effective Dates of Participation | |||
| W. Norman Smith | January 1, 1995 | |||
| Richard Patek | January 1, 1995 | |||
| Jeff Elliott | January 1, 2002 | |||
| Tim Gonigam | August 1, 2000 | |||
| Richard Dorris | January 3, 2005 | |||
| Ben Brock | January 1, 2007 | |||
| Michael A. Bremmer | January 1, 2007 | |||
| Stephen C. Anderson | January 1, 2003 | |||
| Lawrence R. Cumming | January 1, 2008 | |||
| Neil Peterson | January 1, 2008 | |||
| David C. Silvious | July 1, 2005 | |||
| Joe Cline | February 1, 2008 | |||
| Chris Colwell | May 31, 2011 | |||
| Robin Leffew | August 1, 2011 | |||
| D. Aaron Harmon | November 1, 2011 | |||
| Matthew B. Haven | January 1, 2013 | |||
| Jeff May | October 1, 2013 | |||
| Malcolm Swanson | January 1, 2014 | |||
| Tom Wilkey | January 1, 2014 | |||
| Jeff Schwarz | July 1, 2014 | |||
| Steven L. Claude | August 24, 2015 | |||
| John Irvine | April 28, 2016 | |||
| Jaco Van Der Merwe | October 1, 2016 | |||
