ASSEMBLY BIOSCIENCES, INC. Contracts & Agreements

First Amendment to Option, License and Collaboration Agreement, dated December 19, 2024, by and between the Company and Gilead Sciences, Inc (Filed With SEC on December 19, 2024)

Open Market Sale AgreementSM, dated November 7, 2024, between Assembly Biosciences, Inc. and Jefferies LLC (Filed With SEC on November 7, 2024)

Registered Warrant (Filed With SEC on June 18, 2024)

Private Placement Warrant (Filed With SEC on June 18, 2024)

Securities Purchase Agreement, dated June 16, 2024, by and between the Company and the Purchaser (Filed With SEC on June 18, 2024)

Securities Purchase Agreement, dated June 17, 2024, by and between the Company and Gilead Sciences, Inc (Filed With SEC on June 18, 2024)

Amendment No. 1 to Common Stock Purchase Agreement, by and between the Company and Gilead Sciences, Inc (Filed With SEC on June 18, 2024)

Amendment No. 1 to Investor Rights Agreement, by and between the Company and Gilead Sciences, Inc (Filed With SEC on June 18, 2024)

Assembly Biosciences, Inc. Amended and Restated 2018 Stock Incentive Plan (Filed With SEC on June 3, 2024)

Assembly Biosciences, Inc. Second Amended and Restated 2018 Employee Stock Purchase Plan (Filed With SEC on June 3, 2024)

Description of Securities (Filed With SEC on March 28, 2024)

Employment Agreement, dated November 8, 2023, between Assembly Biosciences, Inc. and Anuj Gaggar, M.D., Ph.D (Filed With SEC on March 28, 2024)

Employment Agreement, dated February 10, 2022, between Assembly Biosciences, Inc. and Nicole S. White, Ph.D., effective as of February 16, 2022 (Filed With SEC on March 28, 2024)

Assembly Biosciences, Inc. 2024 Corporate Bonus Plan (Filed With SEC on March 15, 2024)

Option, License and Collaboration Agreement, dated October 15, 2023 by and between the Company and Gilead Sciences, Inc (Filed With SEC on October 17, 2023)

Common Stock Purchase Agreement, dated October 15, 2023 by and between the Company and Gilead Sciences, Inc (Filed With SEC on October 17, 2023)

Investor Rights Agreement, dated October 15, 2023 by and between the Company and Gilead Sciences, Inc (Filed With SEC on October 17, 2023)

Amendment No. 6 to Assembly Biosciences, Inc. 2018 Stock Incentive Plan (Filed With SEC on May 30, 2023)

Amendment No. 5 to Assembly Biosciences, Inc. 2018 Stock Incentive Plan (Filed With SEC on May 27, 2022)

Description of Securities (Filed With SEC on March 11, 2022)

Form of Performance-Based Stock Appreciation Right Award Agreement for Non-U.S. Grantees under the Assembly Biosciences, Inc. 2018 Stock Incentive Plan (Filed With SEC on March 11, 2022)

Assembly Biosciences, Inc. 2022 Corporate Bonus Plan (Filed With SEC on February 4, 2022)

Amended and Restated Employment Agreement, dated July 30, 2021, between Assembly Biosciences, Inc. and Jason A. Okazaki (Filed With SEC on November 4, 2021)

Employment Agreement, dated July 30, 2021, between Assembly Biosciences, Inc. and Michael P. Samar (Filed With SEC on November 4, 2021)

Amendment No. 4 to Assembly Biosciences, Inc. 2018 Stock Incentive Plan (Filed With SEC on May 25, 2021)

Assembly Biosciences, Inc. Amended and Restated 2018 Employee Stock Purchase Plan (Filed With SEC on May 25, 2021)

Description of Securities (Filed With SEC on February 25, 2021)

Employment Agreement, dated March 23, 2020, between Assembly Biosciences, Inc. and Jason A. Okazaki, effective as of March 26, 2020 (Filed With SEC on February 25, 2021)

Employment Agreement, dated May 1, 2020, between Assembly Biosciences, Inc. and William E. Delaney IV, Ph.D., effective as of May 27, 2020 (Filed With SEC on February 25, 2021)

Assembly Biosciences, Inc. 2021 Corporate Bonus Plan (Filed With SEC on February 17, 2021)

Amendment No. 1 to Exclusive License Agreement, by and between Assembly Biosciences, Inc. and the Indiana University Research and Technology Corporation (Filed With SEC on November 5, 2020)

Amendment No. 2 to Exclusive License Agreement by and between Assembly Biosciences, Inc. and the Indiana University Research and Technology Corporation (Filed With SEC on November 5, 2020)

Amendment No. 3 to Assembly Biosciences, Inc. 2018 Stock Incentive Plan (Filed With SEC on June 16, 2020)

Omnibus Amendment to Assembly Biosciences, Inc. Stock Incentive Plans (Filed With SEC on May 8, 2020)

Assembly Biosciences, Inc. 2020 Inducement Award Plan (the 2020 Inducement Award Plan) (Filed With SEC on May 8, 2020)

Form of Notice of Stock Option Grant and Stock Option Agreement under the 2020 Inducement Award Plan (Filed With SEC on May 8, 2020)

Form of Restricted Stock Unit Award Notice and Restricted Stock Unit Award Agreement under the 2020 Inducement Award Plan (Filed With SEC on May 8, 2020)

Amendment No. 1 to Employment Agreement, dated February 26, 2020, between Assembly Biosciences, Inc. and Thomas J. Russo, CFA (Filed With SEC on May 8, 2020)

Amendment No. 1 to Employment Agreement, dated February 26, 2020, between Assembly Biosciences, Inc. and Luisa M. Stamm, M.D., Ph.D (Filed With SEC on May 8, 2020)

Description of Securities (Filed With SEC on March 4, 2020)

Employment Agreement, dated October 22, 2019, between Assembly Biosciences, Inc. and Luisa M. Stamm, M.D., Ph.D. effective as of November 6, 2019 (Filed With SEC on March 4, 2020)

Assembly Biosciences, Inc. 2020 Corporate Bonus Plan (Filed With SEC on February 11, 2020)

Underwriting Agreement, dated December 11, 2019, among Assembly Biosciences, Inc., Jefferies LLC, SVB Leerink LLC and William Blair & Company, L.L.C., as representatives of the... (Filed With SEC on December 16, 2019)

Form of Pre-Funded Warrant (Filed With SEC on December 16, 2019)

Separation Agreement dated May 6, 2019 between Assembly Biosciences, Inc. and Uri A. Lopatin, M.D (Filed With SEC on August 5, 2019)

Consulting Agreement effective May 7, 2019 between Assembly Biosciences, Inc. and Uri A. Lopatin, M.D (Filed With SEC on August 5, 2019)

Amendment No. 1 to Assembly Biosciences, Inc. 2018 Stock Incentive Plan (Filed With SEC on May 21, 2019)

Amended and Restated Employment Agreement, dated October 10, 2018, between Assembly Biosciences, Inc. and Jackie Papkoff, Ph.D (Filed With SEC on February 28, 2019)

Amendment No. 1 to Employment Agreement, dated October 10, 2018, by and between Assembly Biosciences, Inc. and Derek Small (Filed With SEC on October 12, 2018)

Amendment No. 1 to Employment Agreement, dated October 10, 2018, by and between Assembly Biosciences, Inc. and Richard Colonno, Ph.D (Filed With SEC on October 12, 2018)

Amended and Restated Employment Agreement, dated October 10, 2018, by and between Assembly Biosciences, Inc. and Uri A. Lopatin, M.D (Filed With SEC on October 12, 2018)

Form of Stock Appreciation Right Award Agreement for Non-U.S. Grantees under the Assembly Biosciences, Inc. 2018 Stock Incentive Plan (Filed With SEC on October 12, 2018)

Separation Agreement dated May 31, 2018 between Assembly Biosciences, Inc. and David J. Barrett (Filed With SEC on August 8, 2018)

Consulting Agreement effective June 1, 2018 between Assembly Biosciences, Inc. and David J. Barrett (Filed With SEC on August 8, 2018)

Restricted Stock Unit Award Notice and Restricted Stock Unit Award Agreement between Assembly Biosciences, Inc. and David J. Barrett (Filed With SEC on August 8, 2018)

Underwriting Agreement, dated July 11, 2018, among Assembly Biosciences, Inc., Jefferies LLC, Leerink Partners LLC and William Blair & Company, L.L.C., as representatives of the... (Filed With SEC on July 16, 2018)

Assembly Biosciences, Inc. 2018 Stock Incentive Plan (Filed With SEC on June 1, 2018)

Form of Notice of Stock Option Grant and Stock Option Agreement under the 2018 Stock Incentive Plan (Filed With SEC on June 1, 2018)

Form of Restricted Stock Unit Award Notice and Restricted Stock Unit Award Agreement under the 2018 Stock Incentive Plan (Filed With SEC on June 1, 2018)

Assembly Biosciences, Inc. 2018 Employee Stock Purchase Plan (Filed With SEC on June 1, 2018)

Employment Agreement, dated March 8, 2018, by and between Assembly Biosciences, Inc. and Graham Cooper (Filed With SEC on May 7, 2018)

Consulting Agreement, dated October 30, 2017 and effective November 1, 2017, between Assembly Biosciences, Inc. and Miguel S. Barbosa, Ph.D (Filed With SEC on March 8, 2018)

First Amendment to Stock Option Agreement, effective as of November 1, 2017, between Assembly Biosciences, Inc. and Miguel S. Barbosa, Ph.D (Filed With SEC on March 8, 2018)

Assembly Biosciences, Inc. 2018 Discretionary Bonus Plan (Filed With SEC on December 12, 2017)

Underwriting Agreement, dated November 1, 2017, among Assembly Biosciences, Inc., Jefferies LLC and William Blair & Company, L.L.C (Filed With SEC on November 6, 2017)

Form of Restricted Stock Award Notice and Restricted Stock Unit Award Agreement under the Amended and Restated 2014 Stock Incentive Plan (Filed With SEC on November 1, 2017)

ASSEMBLYBIOSCIENCES, INC. 2017 InducementAward PLAN (Filed With SEC on August 9, 2017)

ASSEMBLY BIOSCIENCES, INC. 2017 Inducement Award Plan NOTICE OF STOCK OPTION GRANT (Filed With SEC on August 9, 2017)

ASSEMBLY BIOSCIENCES, INC. 2017 INDUCEMENT AWARD PLAN RESTRICTED STOCK UNIT AWARD NOTICE (Filed With SEC on August 9, 2017)

ASSEMBLY BIOSCIENCES, INC. and AllerganPharmaceuticals INTERNATIONAL LIMITED (Filed With SEC on May 8, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on March 2, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on November 9, 2016)

ASSEMBLYBIOSCIENCES, INC. AMENDEDAND RESTATED 2014 STOCK INCENTIVE PLAN (Filed With SEC on June 6, 2016)

$74,999,993 Assembly Biosciences, Inc. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 19, 2015)

Portions of this exhibit marked [*] arerequested to be treated confidentially. EXCLUSIVE LICENSE AGREEMENT OF SEPTEMBER 3, 2013 between INDIANA UNIVERSITY RESEARCH AND... (Filed With SEC on November 17, 2014)

SUBSCRIPTION AGREEMENT (Filed With SEC on October 1, 2014)

PLACEMENT AGENCY AGREEMENT (Filed With SEC on October 1, 2014)

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on July 14, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on July 14, 2014)

AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG VENTRUS BIOSCIENCES, INC., ASSEMBLY ACQUISITION, INC. AND ASSEMBLY PHARMACEUTICALS, INC. DATED AS OF MAY 16, 2014 (Filed With SEC on May 19, 2014)

Portionsof this exhibit marked [*] are requested to be treated confidentially. LICENSEAND COLLABORATION AGREEMENT (Filed With SEC on March 31, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on January 16, 2014)

VENTRUS BIOSCIENCES, INC CONTROLLED EQUITY OFFERINGSM AmendmentNo. 1 to SALES AGREEMENT (Filed With SEC on September 13, 2013)

VENTRUS BIOSCIENCES,INC. 5,800,000 Sharesof Common Stock Underwriting Agreement (Filed With SEC on January 30, 2013)

VENTRUS BIOSCIENCES,INC. 220,000 Shares ofSeries A Non-Voting Convertible Preferred Stock Underwriting Agreement (Filed With SEC on January 30, 2013)

CERTIFICATE OF DESIGNATION OF SERIES A NON-VOTING CONVERTIBLE PREFERREDSTOCK OF VENTRUS BIOSCIENCES, INC. Pursuant to Section 151 of the Delaware General Corporation Law (Filed With SEC on January 30, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on August 25, 2011)

AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on August 25, 2011)

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (Filed With SEC on August 25, 2011)

VENTRUS BIOSCIENCES, INC. (a Delaware corporation) 4,500,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on July 14, 2011)

VENTRUS BIOSCIENCES, INC. (a Delaware corporation) [____________] Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on July 6, 2011)

ASSET PURCHASE AGREEMENT (Filed With SEC on June 7, 2011)

AMENDMENT NO. 7 TO EXCLUSIVE LICENSE AGREEMENT (Filed With SEC on June 7, 2011)

VENTRUSBIOSCIENCES, INC. CONVERTIBLEPROMISSORY NOTE (Filed With SEC on July 20, 2010)

VENTRUSBIOSCIENCES, INC. COMMONSTOCK WARRANT (Filed With SEC on July 20, 2010)

FUTUREADVANCE PROMISSORY NOTE (Filed With SEC on July 20, 2010)

VENTRUSBIOSCIENCES, INC. COMMONSTOCK WARRANT (Filed With SEC on July 20, 2010)

VENTRUSBIOSCIENCES, INC. CONVERTIBLEPROMISSORY NOTE (Filed With SEC on July 20, 2010)

VENTRUSBIOSCIENCES, INC. COMMONSTOCK WARRANT (Filed With SEC on July 20, 2010)

VENTRUS BIOSCIENCES,INC. Warrantfor the Purchase of Shares of CommonStock (Filed With SEC on July 20, 2010)

VENTRUSBIOSCIENCES, INC. COMMONSTOCK WARRANT (Filed With SEC on July 20, 2010)

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ASSEMBLY BIOSCIENCES, INC. Contracts & Agreements