ASPEN AEROGELS INC Contracts & Agreements

ASPEN AEROGELS 2023 EQUITY INCENTIVE PLAN (Filed With SEC on June 1, 2023)

ASPEN AEROGELS, INC. Stock Option Grant Notice Stock Option Award Under the Aspen Aerogels 2023 Equity Incentive Plan (Filed With SEC on June 1, 2023)

ASPEN AEROGELS, INC. Restricted Share Unit Award Grant Notice Restricted Share Unit Award Under the Aspen Aerogels 2023 Equity Incentive Plan (Filed With SEC on June 1, 2023)

ASPEN AEROGELS, INC. Restricted Share Award Grant Notice Restricted Share Award Under the Aspen Aerogels 2023 Equity Incentive Plan (Filed With SEC on June 1, 2023)

ASPEN AEROGELS, INC. Stock Option Grant Notice Stock Option Award Under the Aspen Aerogels 2023 Equity Incentive Plan (Filed With SEC on June 1, 2023)

Underwriting Agreement, dated November 29, 2022, by and among Aspen Aerogels, Inc. and Cowen and Company, LLC and Barclays Capital Inc., as representatives of the several... (Filed With SEC on November 30, 2022)

Loan Agreement, dated November 28, 2022, by and between the Company, Aspen Aerogels Georgia, LLC, Aspen Aerogels Rhode Island, LLC and General Motors Holdings LLC (Filed With SEC on November 29, 2022)

Amendment to Note Purchase Agreement, dated November 28, 2022, by and between the Company and Wood River Capital, LLC (Filed With SEC on November 29, 2022)

Amendment to Convertible Senior PIK Toggle Notes due 2027, dated November 28, 2022 (Filed With SEC on November 29, 2022)

Sixth Amendment to the Second Amended and Restated Loan and Security Agreement, dated as of August 26, 2022, by and between the Registrant and Silicon Valley Bank (Filed With SEC on November 7, 2022)

Seventh Amendment to the Second Amended and Restated Loan and Security Agreement, dated as of October 14, 2022, by and between the Registrant and Silicon Valley Bank (Filed With SEC on November 7, 2022)

Fifth Amendment to the Second Amended and Restated Loan and Security Agreement, dated as of June 23, 2022, by and between the Registrant and Silicon Valley Bank (Filed With SEC on August 4, 2022)

Form of Performance-Based Restricted Stock Agreement for certain employees (Filed With SEC on August 4, 2022)

Inducement Agreement, dated as of February 17, 2022, by and among Aspen Aerogels Georgia, LLC, the Development Authority of Bulloch County, the City of Statesboro, and Bulloch... (Filed With SEC on May 10, 2022)

Memorandum of Understanding, dated as of February 17, 2022, by and between Aspen Aerogels Georgia, LLC, the Development Authority of Bulloch County and the Georgia Department of... (Filed With SEC on May 10, 2022)

PILOT Agreement, dated as of February 17, 2022, by and among Aspen Aerogels Georgia, LLC and the Development Authority of Bulloch County (Filed With SEC on May 10, 2022)

Performance and Accountability Agreement, dated as of February 17, 2022, by and among Aspen Aerogels Georgia, LLC, the Development Authority of Bulloch County, and the Georgia... (Filed With SEC on May 10, 2022)

Third Amendment to the Second Amended and Restated Loan and Security Agreement, dated as of March 31, 2022, by and between the Registrant and Silicon Valley Bank (Filed With SEC on May 10, 2022)

Fourth Amendment to the Second Amended and Restated Loan and Security Agreement, dated as of April 28, 2022, by and between the Registrant and Silicon Valley Bank (Filed With SEC on May 10, 2022)

Separation Agreement, dated March 29, 2022, by and between the Registrant and John F. Fairbanks (Filed With SEC on May 10, 2022)

Consulting Agreement, dated March 29, 2022, by and between the Registrant and John F. Fairbanks (Filed With SEC on May 10, 2022)

Executive Employment Agreement, dated March 29, 2022, by and between the Registrant and Ricardo C. Rodriguez (Filed With SEC on May 10, 2022)

Non-Employee Director Compensation Policy (Filed With SEC on May 10, 2022)

Sales Agreement, dated March 16, 2022, by and among the Company, Cowen and Company, LLC and Piper Sandler & Co (Filed With SEC on March 16, 2022)

First Amendment to Lease, dated December 22, 2021, by and between the Registrant and G&I IX Forbes Whitney, LLC (Filed With SEC on March 1, 2022)

Second Amendment to the Second Amended and Restated Loan and Security Agreement, dated as of December 27, 2021, by and between the Registrant and Silicon Valley Bank (Filed With SEC on March 1, 2022)

Executive Agreement, dated as of January 4, 2022, by and between the Registrant and Donald R. Young (Filed With SEC on March 1, 2022)

Form of executive agreement, dated as of January 4, 2022, by and between the Registrant and each of Messrs. Fairbanks and Whitaker (Filed With SEC on March 1, 2022)

Non-Employee Director Compensation Policy (Filed With SEC on March 1, 2022)

First Amendment to the Amended and Restated Supply Agreement, and Termination of the Side Agreement, dated (Filed With SEC on March 1, 2022)

Form of Note (including Indenture incorporated by reference therein) (Filed With SEC on February 17, 2022)

Note Purchase Agreement, dated February 15, 2022, by and between the Company and Wood River Capital, LLC (Filed With SEC on February 17, 2022)

Securities Purchase Agreement, dated February 15, 2022, by and between the Company and Wood River Capital, LLC (Filed With SEC on February 17, 2022)

First Amendment to the Second Amended and Restated Loan and Security Agreement, dated as of September 29, 2021, by and between the Registrant and Silicon Valley Bank (Filed With SEC on November 4, 2021)

Performance-Based Restricted Stock Agreement, dated as of June 29, 2021, by and between the Registrant and Donald R. Young (Filed With SEC on August 4, 2021)

Third Amendment to Executive Agreement, dated as of June 29, 2021, by and between the Registrant and Donald R. Young (Filed With SEC on August 4, 2021)

Securities Purchase Agreement, dated June 29, 2021, by and between the Company and the purchaser identified therein (Filed With SEC on June 30, 2021)

Supply Agreement, dated February 3, 2021, by and between the Company and Silbond Corporation (Filed With SEC on May 4, 2021)

Aspen Aerogels, Inc. Non-employee Director Compensation Policy, effective February 24, 2021 (Filed With SEC on May 4, 2021)

Twelfth Amendment to the Amended and Restated Loan and Security Agreement, dated December 24, 2020, by and between the Registrant and Silicon Valley Bank (Filed With SEC on March 12, 2021)

Second Amended and Restated Loan and Security Agreement dated March 12, 2021, by and between the Company and Silicon Valley Bank (Filed With SEC on March 12, 2021)

Eleventh Amendment to the Amended and Restated Loan and Security Agreement, dated September 25, 2020, by and between the Company and Silicon Valley Bank (Filed With SEC on November 5, 2020)

At Market Issuance Sales Agreement, dated November 5, 2020, by and between the Company and B. Riley Securities, Inc (Filed With SEC on November 5, 2020)

Promissory Note, dated May 1, 2020 by and between Aspen Aerogels Rhode Island, LLC and Northeast Bank (Filed With SEC on May 4, 2020)

Description of Securities (Filed With SEC on March 6, 2020)

Tenth Amendment to the Amended and Restated Loan and Security Agreement, dated March 3, 2020, by and between the Registrant and Silicon Valley Bank (Filed With SEC on March 6, 2020)

Second Amendment to the Executive Agreement, dated as of January 1, 2020, by and between the Registrant and Donald R. Young (Filed With SEC on March 6, 2020)

Underwriting Agreement, dated February 13, 2020, by and between Aspen Aerogels, Inc. and Craig-Hallum Capital Group LLC, as representative of the several underwriters named therein (Filed With SEC on February 13, 2020)

Amendment to Executive Agreement, dated August 1, 2019, by and between the Company and Donald R. Young (Filed With SEC on August 2, 2019)

First Addendum to the Amended and Restated Supply Agreement dated January 14, 2019 by and between BASF Polyurethanes GmbH and the Company (Filed With SEC on May 3, 2019)

Ninth Amendment to the Amended and Restated Loan and Security Agreement, dated March 4, 2019, by and between the Company and Silicon Valley Bank (Filed With SEC on May 3, 2019)

Eighth Amendment to the Amended and Restated Loan and Security Agreement and First Amendment to the Preemptive Forbearance and Conditional Waiver Agreement, dated November 30,... (Filed With SEC on March 8, 2019)

Compensation Recoupment Policy (Filed With SEC on March 8, 2019)

Form of executive agreement entered into with Messrs. Fairbanks and Whitaker (Filed With SEC on December 21, 2018)

Non-Employee Director Compensation Policy (Filed With SEC on November 7, 2018)

Executive Agreement, dated November 7, 2018, by and between the Company and Donald R. Young (Filed With SEC on November 7, 2018)

Seventh Amendment to the Amended and Restated Loan and Security Agreement, dated April 25, 2018, by and between the Company and Silicon Valley Bank (Filed With SEC on August 3, 2018)

Sixth Amendment to the Amended and Restated Loan and Security Agreement, dated January 25, 2018, by and between the Company and Silicon Valley Bank (Filed With SEC on May 4, 2018)

Amended and Restated Supply Agreement, dated February 16, 2018 by and between the Company and BASF Polyurethanes GmbH (Filed With SEC on May 4, 2018)

Amended and Restated Side Agreement, dated February 16, 2018 between BASF Polyurethanes GmbH and the Company (Filed With SEC on May 4, 2018)

Fifth Amendment to the Amended and Restated Loan and Security Agreement, dated September 27, 2017, by and between the Company and Silicon Valley Bank (Filed With SEC on November 3, 2017)

FOURTH Amendment to AMENDED AND RESTATED Loan and security agreement (Filed With SEC on May 5, 2017)

SECOND Amendment to AMENDED AND RESTATED Loan and security agreement (Filed With SEC on March 2, 2017)

THIRD Amendment to AMENDED AND RESTATED Loan and security agreement (Filed With SEC on March 2, 2017)

2017 Participation Letter Corporate Personnel Aspen Aerogels, Inc. Bonus Plan (Filed With SEC on March 2, 2017)

CONSENT FIRST AMENDMENT TO AMENDED AND RESTATEDLOAN AND SECURITY AGREEMENT (Filed With SEC on November 3, 2016)

Supply Agreement between BASF SE and AspenAerogels, Inc. Portions of this Exhibit,indicated by the mark [***], were omitted and have been filed separately with the Securities and... (Filed With SEC on August 5, 2016)

Confidential and Proprietary Information of Aspen Aerogels Side Agreement between BASF SE and Aspen Aerogels, Inc. (Filed With SEC on August 5, 2016)

JOINT DEVELOPMENT AGREEMENT (Filed With SEC on August 5, 2016)

CABOT PROPERTIES, INC. INDUSTRIAL REAL ESTATE LEASE Multi-Tenant Net Form Landlord: Cabot II MA1M03, LLC Tenant: Aspen Aerogels, Inc. Property Address: 30 Forbes Road,... (Filed With SEC on August 5, 2016)

ASPEN AEROGELS, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY* (Filed With SEC on August 5, 2016)

INDUCEMENT AGREEMENT (Filed With SEC on May 6, 2016)

PILOT AGREEMENT (Filed With SEC on May 6, 2016)

PERFORMANCE & ACCOUNTABILITY AGREEMENT Georgia Incentive Programs (Filed With SEC on May 6, 2016)

EXECUTIVE AGREEMENT (Filed With SEC on March 4, 2016)

2015 Participation Letter Corporate Personnel AspenAerogels, Inc. Bonus Plan (Filed With SEC on March 4, 2016)

2016 Participation Letter Corporate Personnel AspenAerogels, Inc. Bonus Plan (Filed With SEC on March 4, 2016)

ASPEN AEROGELS, INC. Restricted Stock Unit Award Grant Notice for Employees, Directors and Consultants Restricted Stock Unit Award Grant under the Companys 2014 Employee, Director... (Filed With SEC on November 7, 2014)

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on September 9, 2014)

ASPEN AEROGELS, INC. SERIES CPREFERRED STOCK PURCHASE WARRANT (Filed With SEC on June 2, 2014)

ASPEN AEROGELS, INC. 2014 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN (Filed With SEC on June 2, 2014)

2014 Participation Letter Corporate Personnel AspenAerogels, Inc. Bonus Plan (Filed With SEC on June 2, 2014)

Aspen Aerogels, Inc. Common Stock par value $0.00001 per share Underwriting Agreement (Filed With SEC on May 22, 2014)

ASPEN AEROGELS, INC. BONUS PLAN ARTICLE 1 Purpose (Filed With SEC on May 22, 2014)

ASPEN AEROGELS, INC. SERIES CPREFERRED STOCK PURCHASE WARRANT (Filed With SEC on May 14, 2014)

ASPEN AEROGELS, INC. 2014 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN (Filed With SEC on May 14, 2014)

ASPEN AEROGELS, INC. Stock Option Grant Notice Stock Option Grant under the Companys 2014 Employee, Director and Consultant Equity Incentive Plan (Filed With SEC on May 14, 2014)

RESTRICTED STOCK AGREEMENT ASPEN AEROGELS, INC. (Filed With SEC on May 14, 2014)

ASPEN AEROGELS, INC. BONUS PLAN ARTICLE 1 Purpose (Filed With SEC on May 14, 2014)

ASPEN AEROGELS, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY (Filed With SEC on May 14, 2014)

INDEMNIFICATION AGREEMENT (Filed With SEC on May 14, 2014)

ASPEN AEROGELS,INC. COMMON STOCK PURCHASE WARRANT (Filed With SEC on April 28, 2014)

ASPEN AEROGELS,INC. CAPITAL STOCK PURCHASE WARRANT (Filed With SEC on April 28, 2014)

WARRANT To Subscribe for and Purchase Common Stock of ASPEN AEROGELS, INC. (Filed With SEC on April 28, 2014)

ASPEN AEROGELS, INC. SERIES CPREFERRED STOCK PURCHASE WARRANT (Filed With SEC on April 28, 2014)

ASPEN AEROGELS, INC. SIXTH AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 28, 2014)

ASPEN AEROGELS, INC. 2001 EQUITY INCENTIVE PLAN, AS AMENDED THROUGH DECEMBER 18, 2013 (Filed With SEC on April 28, 2014)

Aspen Aerogels, Inc. 2001 Equity Incentive Plan (asamended through December 18, 2013) Incentive Stock Option Certificate (Filed With SEC on April 28, 2014)

Aspen Aerogels, Inc. 2001Equity Incentive Plan (as amended through August 7, 2013) Incentive Stock Option Certificate (Filed With SEC on April 28, 2014)

Aspen Aerogels, Inc. 2001Equity Incentive Plan (as amended through December 18, 2013) Incentive Stock Option Certificate (Filed With SEC on April 28, 2014)

Aspen Aerogels, Inc. 2001 Equity Incentive Plan (asamended through December 18, 2013) Non-Qualified Stock Option Certificate (Filed With SEC on April 28, 2014)

Aspen Aerogels, Inc. 2001 Equity Incentive Plan (asamended through August 7, 2013) Non-Qualified Stock Option Certificate (Filed With SEC on April 28, 2014)

Aspen Aerogels, Inc. 2001 Equity Incentive Plan (asamended through December 18, 2013) Non-Qualified Stock Option Certificate (Filed With SEC on April 28, 2014)

Aspen Aerogels, Inc. 2001Equity Incentive Plan (as amended through December 18, 2013) Non-Qualified Stock Option Certificate (Filed With SEC on April 28, 2014)

Aspen Aerogels, Inc. 2001 Equity Incentive Plan (asamended through December 18, 2013) Non-Qualified Stock Option Certificate (Filed With SEC on April 28, 2014)

LEASE TMT 290INDUSTRIAL PARK, INC., Landlord, and ASPEN AEROGELS, INC., Tenant (Filed With SEC on April 28, 2014)

LOAN AND SECURITY AGREEMENT (Filed With SEC on April 28, 2014)

12% Secured Subordinated Promissory Note (Filed With SEC on April 28, 2014)

ASPEN AEROGELS, INC. SUBORDINATED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on April 28, 2014)

ASPEN AEROGELS, INC. FORM OF SUBORDINATED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on April 28, 2014)

ASPEN AEROGELS, INC. SENIOR SUBORDINATED CONVERTIBLE NOTE (Filed With SEC on April 28, 2014)

EXECUTIVE AGREEMENT (Filed With SEC on April 28, 2014)

CROSS LICENSE AGREEMENT (Filed With SEC on April 28, 2014)

Best Thermal Performance. Our aerogel blankets provide the best thermal performance of any widely used insulation product available on the market today and excel in applications... (Filed With SEC on September 1, 2011)

Best Thermal Performance. Our aerogel blankets provide the best thermal performance of any widely used insulation product available on the market today and excel in applications... (Filed With SEC on August 8, 2011)

Joint Development Agreement (Filed With SEC on July 26, 2011)

CROSS LICENSE AGREEMENT (Filed With SEC on July 26, 2011)

Best Thermal Performance. Our aerogel blankets provide the best thermal performance of any widely used insulation products available on the market today and excel in applications... (Filed With SEC on June 24, 2011)

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ASPEN AEROGELS INC Contracts & Agreements