EX-4.1: SPECIMEN UNIT CERTIFICATE

EX-4.1 4 y39967exv4w1.htm EX-4.1: SPECIMEN UNIT CERTIFICATE EX-4.1
 

Exhibit 4.1
SPECIMEN UNIT CERTIFICATE
     
NUMBER   UNITS
U-                         
     
SEE REVERSE FOR    
CERTAIN    
DEFINITIONS    
ASIA SPECIAL SITUATION ACQUISITION CORP.
CUSIP
UNITS CONSISTING OF ONE ORDINARY SHARE AND ONE WARRANT
EACH TO PURCHASE ONE ORDINARY SHARE
         
THIS CERTIFIES THAT
 
 
 
       
is the owner of
 
 
  Units
Each Unit (“Unit”) consists of one (1) ordinary share, par value $.0001 per share (“Ordinary Shares”), of ASIA SPECIAL SITUATION ACQUISITION CORP., a Cayman Islands corporation (the “Company”), and one warrant (the “Warrant”). Each Warrant entitles the holder to purchase one (1) Ordinary Share for $7.50 per share (subject to adjustment). Each Warrant will become exercisable on the later of (i) the Company’s completion of a business combination with a target business or (ii)                     , 2008 and will expire unless exercised before 5:00 p.m., New York City Time, on                     , 2011 or earlier upon redemption (the “Expiration Date”). The Ordinary Shares and Warrants comprising the Units represented by this certificate will trade separately on                     ; provided, however, in no event will the representative of the underwriter allow separate trading of the Ordinary Shares and Warrants until the Company files an audited balance sheet reflecting the Company’s receipt of the gross proceeds of the offering. The terms of the Warrants are governed by a Warrant Agreement, dated as of                     , 2007, between the Company and [      ], as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at [      ], and are available to any Warrant holder on written request and without cost. This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.
Witness the facsimile seal of the Company and the facsimile signature of its duly authorized officers.
         
By
       
 
 
 
Chief Executive Officer
 
 
Secretary

 


 

ASIA SPECIAL SITUATION ACQUISITION CORP.
CORPORATE
SEAL
2007
CAYMAN ISLANDS
 
 

 


 

ASIA SPECIAL SITUATION ACQUISITION CORP.
     The Company will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.     
     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
TEN COM — as tenants in common
TEN ENT — as tenants by the entireties
JT TEN — as joint tenants with right of survivorship and not as tenants in common
         
 
       
 
  UNIF GIFT MIN ACT -                        Custodian                                                                                 
 
            (Cust)                                     (Minor)
 
      under Uniform Gifts to Minors
 
      Act                                                             
 
                                            (State)
    
       
     Additional Abbreviations may also be used though not in the above list.
           For value received                                         , hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
     IDENTIFYING NUMBER OF ASSIGNEE
                                                            
                                                            
  (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 
                                         Units
represented by the within Certificate, and do hereby irrevocably constitute and appoint
 
                                         Attorney
to transfer the said Units on the books of the within named Company will full power of substitution in the premises.
Dated:
 

 


 

NOTICE:   The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.
Signature(s) Guaranteed:
 
 
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).