Arlington Asset Investment Corp. Contracts & Agreements

95 Contracts & Agreements
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Filed
First Amendment to Rights Agreement, dated as of April 13, 2018, between the Company and American Stock Transfer & Trust Company, LLC
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2018
Third Supplemental Indenture, dated as of December 14, 2023, by and among Arlington, Merger Sub, EFC, Computershare Trust Company, National Association, as successor to Wells...
Merger Agreements
Arlington Asset Investment Corp.
2023
Second Supplemental Indenture, dated as of December 14, 2023, by and among Arlington, Merger Sub, EFC and The Bank of New York Mellon, as trustee
Merger Agreements
Arlington Asset Investment Corp.
2023
Agreement and Plan of Merger, dated as of May 29, 2023, by and among Ellington Financial Inc., EF Merger Sub Inc., Arlington Asset Investment Corp. and, solely for the limited...
Merger Agreements
Arlington Asset Investment Corp.
2023
Interest Purchase Agreement dated as of November 11, 2022, by and between McLean SFR Holdings, LLC and AVHS SFR II LLC
Purchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2022
Amendment No. 1 to Purchase and Sale Agreement dated as of May 27, 2022, by and between McLean SFR I
Purchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2022
Amendment No. 2 to the Purchase and Sale Agreement, dated as of May 10, 2022, by and between McLean SFR Investment, LLC and HomeSource Acquisitions, LLC
Purchase Agreements
Arlington Asset Investment Corp.
2022
Purchase and Sale Agreement dated as of May 10, 2022, by and between McLean SFR Investment, LLC and HomeSource Acquisitions, LLC
Purchase Agreements
Arlington Asset Investment Corp.
2022
Second Amendment to Rights Agreement, dated as of April 11, 2022, between the Company and American Stock Transfer & Trust Company, LLC
Stock Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2022
Amendment No. 1 to the Amended and Restated Equity Distribution Agreement, dated as of July 21, 2021, by and among Arlington Asset Investment Corp. and JonesTrading Institutional...
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2021
ARLINGTON ASSET INVESTMENT CORP. $33,500,000 6.00% Fixed Rate Senior Unsecured Notes due 2026 UNDERWRITING AGREEMENT July 7, 2021
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2021
Form of Restricted Stock Award Agreement under Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2021
Form of Deferred Stock Unit Award Agreement under Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2021
Form of Performance Restricted Stock Unit Award Agreement under Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2021
Description of Registrants Securities
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2020
Retirement and Consulting Agreement, dated June 6, 2019, by and between Arlington Asset Investment Corp. and Eric F. Billings
Consulting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2019
Amended and Restated Equity Distribution Agreement, dated March 21, 2019, by and among the Company and JonesTrading Institutional Services LLC, B. Riley FBR, Inc., Compass Point...
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2019
Underwriting Agreement, dated March 5, 2019, by and among the Company and Morgan Stanley & Co. LLC and UBS Securities LLC as representatives of the several underwriters named...
Underwriting Agreements
Arlington Asset Investment Corp.
2019
Underwriting Agreement, dated February 19, 2019, among the Company and Morgan Stanley & Co. LLC and JMP Securities LLC, as representatives of the several underwriters named therein
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2019
Amendment No. 1 to the Equity Distribution Agreement, dated August 10, 2018, by and between the Company and JMP Securities LLC
Equity Distribution Agreements
Arlington Asset Investment Corp.
2018
Amendment No. 1 to the Equity Distribution Agreement, dated August 10, 2018, by and between the Company and B. Riley FBR, Inc
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2018
Amendment No. 1 to the Equity Distribution Agreement, dated August 10, 2018, by and between the Company and JonesTrading Institutional Services LLC
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2018
Amendment No. 1 to the Equity Distribution Agreement, dated August 10, 2018, by and between the Company and Ladenburg Thalmann & Co. Inc
Equity Distribution Agreements
Arlington Asset Investment Corp.
2018
Arlington Asset Investment Corp. Up to 1,865,000 Shares of 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT...
Stock Agreements
Arlington Asset Investment Corp.
2017
ARLINGTON ASSET INVESTMENT CORP. 135,000 Shares of 7.00% Series B Preferred Stock Liquidation Preference: $25.00 per Share UNDERWRITING AGREEMENT May 5, 2017
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2017
Arlington Asset Investment Corp. Up to 6,000,000 Shares of Class A Common Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: February 22, 2017 TABLE OF CONTENTS
Stock Agreements
Arlington Asset Investment Corp.
2017
Arlington Asset Investment Corp. Up to 6,000,000 Shares of Class A Common Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: February 22, 2017 TABLE OF CONTENTS
Stock Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2017
Arlington Asset Investment Corp. Up to 6,000,000 Shares of Class A Common Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: February 22, 2017 TABLE OF CONTENTS
Stock Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2017
Arlington Asset Investment Corp. Up to 6,000,000 Shares of Class A Common Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: February 22, 2017 TABLE OF CONTENTS
Stock Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2017
CHANGE IN CONTROL CONTINUITY AGREEMENT
Change of Control Agreements
Arlington Asset Investment Corp.
2017
ARLINGTON ASSET INVESTMENT CORP. $32,000,000 6.75% Fixed Rate Senior UnsecuredNotes due 20251 UNDERWRITING AGREEMENT March 11, 2015
Underwriting Agreements
Arlington Asset Investment Corp.
2015
FORM OF SECOND SUPPLEMENTALINDENTURE among ARLINGTON ASSET INVESTMENTCORP., WELLS FARGO BANK, NATIONALASSOCIATION, as Original Trustee and THE BANK OF NEW YORKMELLON, as Series...
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2015
Formof 6.750% Note due 2025
Note Agreements
Arlington Asset Investment Corp.
2015
ARLINGTON ASSET INVESTMENT CORP. 2,750,000 Shares of Class A CommonStock * UNDERWRITING AGREEMENT September 4, 2014
Underwriting Agreements
Arlington Asset Investment Corp.
2014
ARLINGTON ASSET INVESTMENT CORP. 2,750,000 Shares of Class A CommonStock* UNDERWRITING AGREEMENT March 25, 2014
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2014
MAY 24, 2013 ARLINGTON ASSET INVESTMENT CORP. AS COMPANY, AND RBC CAPITAL MARKETS, LLC AS AGENT EQUITYDISTRIBUTION AGREEMENT CONTENTS
Equity Distribution Agreements
Arlington Asset Investment Corp.
2013
MAY 24, 2013 ARLINGTON ASSET INVESTMENT CORP. AS COMPANY, AND JMP SECURITIES LLC AS AGENT EQUITYDISTRIBUTION AGREEMENT CONTENTS
Equity Distribution Agreements
Arlington Asset Investment Corp.
2013
MAY 24, 2013 ARLINGTON ASSET INVESTMENT CORP. AS COMPANY, AND LADENBURG THALMANN & CO. INC. AS AGENT EQUITYDISTRIBUTION AGREEMENT CONTENTS
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2013
MAY 24, 2013 ARLINGTON ASSET INVESTMENT CORP. AS COMPANY, AND MLV & CO. LLC AS AGENT EQUITYDISTRIBUTION AGREEMENT CONTENTS
Equity Distribution Agreements
Arlington Asset Investment Corp.
2013
ARLINGTON ASSET INVESTMENT CORP. 6.625% Senior Notes due 2023 At-the-Market Issuance Sales Agreement
Note Agreements
Arlington Asset Investment Corp.
2013
ARLINGTON ASSET INVESTMENT CORP. 6.625% Senior Notes due 2023 At-the-Market Issuance Sales Agreement
Note Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2013
ARLINGTON ASSET INVESTMENT CORP. TO WELLS FARGO BANK, NATIONAL ASSOCIATION TRUSTEE INDENTURE Dated as of May 1, 2013 Senior Debt Securities TABLE OF CONTENTS
Indenture Agreements
Arlington Asset Investment Corp.
2013
FIRST SUPPLEMENTAL INDENTURE between ARLINGTON ASSET INVESTMENT CORP. and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee Dated as of May 1, 2013 FIRST SUPPLEMENTAL INDENTURE
Indenture Agreements
Arlington Asset Investment Corp.
2013
Arlington Asset Investment Corp.
Arlington Asset Investment Corp.
2013
ARLINGTON ASSET INVESTMENT CORP. $25,000,000 6.625% Fixed Rate Senior Unsecured Notes due 2023 UNDERWRITING AGREEMENT April 23, 2013
Underwriting Agreements
Arlington Asset Investment Corp.
2013
ARLINGTON ASSET INVESTMENT CORP. 3,000,000 Shares of Class A Common Stock* UNDERWRITING AGREEMENT March 8, 2013
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2013
ARLINGTON ASSET INVESTMENT CORP. 3,000,000 Shares of Class A CommonStock* UNDERWRITING AGREEMENT September 21, 2012
Underwriting Agreements
Arlington Asset Investment Corp.
2012
ARLINGTON ASSET INVESTMENT CORP. Performance Share Award Agreement
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2012
ARLINGTON ASSET INVESTMENT CORP. 1,755,000 Shares of Class A CommonStock* UNDERWRITING AGREEMENT March 22, 2012
Underwriting Agreements
Arlington Asset Investment Corp.
2012
Friedman, Billings, Ramsey Group, Inc. Amended and Restated Non-Employee Director Stock Compensation Plan
Stock Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2012
Form of Restricted Stock Award Agreement under Arlington Asset Investment Corp. 2011 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
2012
Form of Indemnification Agreement
Indemnification Agreements
Arlington Asset Investment Corp.
2012
ARLINGTON ASSET INVESTMENT CORP. 2011 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2011
ARLINGTON ASSET INVESTMENT CORP. Restricted Stock Unit Award Agreement
Stock Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2011
FBR CAPITAL MARKETS CORPORATION 12,830,450 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2009
RIGHTS AGREEMENT dated as of June 5, 2009
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2009
STOCK REPURCHASE AGREEMENT
Repurchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009
TRANSITION SERVICES AGREEMENT
Transition Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009
ASSIGNMENT AND ASSUMPTION AGREEMENT
Assignment Agreements
Arlington Asset Investment Corp.
2009
TRADEMARK AND COPYRIGHT ASSIGNMENT
Trademark Agreements
Arlington Asset Investment Corp.
2009
DOMAIN NAME ASSIGNMENT
Assignment Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009
TRADEMARK LICENSE AGREEMENT
Trademark Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009
AMENDED AND RESTATED VOTING AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (d/b/a ARLINGTON ASSET INVESTMENT CORP.),
Voting Agreements
Arlington Asset Investment Corp.
2009
RETENTION INCENTIVE AGREEMENT
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
2008
RETENTION INCENTIVE AGREEMENT
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
2008
EMPLOYMENT AGREEMENT OF RICHARD J. HENDRIX
Employment Agreements
Arlington Asset Investment Corp.
2008
AMENDMENT NO. 1 TO CORPORATE AGREEMENT
Arlington Asset Investment Corp.
2008
AMENDMENT NO. 1 TO MANAGEMENT SERVICES AGREEMENT
Management Agreements
Arlington Asset Investment Corp.
2008
FBR CAPITAL MARKETS CORPORATION 2007 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
Arlington Asset Investment Corp.
2008
AMENDMENT NO. 1 TO FBR CAPITAL MARKETS CORPORATION 2006 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
2008
RECAPITALIZATION AGREEMENT
Arlington Asset Investment Corp.
2007
LOAN AND SECURITY AGREEMENT
Loan Agreements
Arlington Asset Investment Corp.
2007
FBR CAPITAL MARKETS CORPORATION 2007 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
Arlington Asset Investment Corp.
2007
$180,000,000 CREDIT AGREEMENT dated as of October 20, 2006 among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC.
Credit Agreements
Arlington Asset Investment Corp.
2006
CONTRIBUTION AGREEMENT by and between FBR TRS HOLDINGS, INC.
Contribution Agreements
Arlington Asset Investment Corp.
2006
CORPORATE AGREEMENT by and between FBR CAPITAL MARKETS CORPORATION
Arlington Asset Investment Corp.
2006
MANAGEMENT SERVICES AGREEMENT by and between FRIEDMAN, BILLINGS RAMSEY GROUP, INC.
Management Agreements
Arlington Asset Investment Corp.
2006
SERVICES AGREEMENT by and between FBR CAPITAL MARKETS CORPORATION
Services Agreements
Arlington Asset Investment Corp.
2006
TAX SHARING AGREEMENT by and between FBR TRS HOLDINGS, INC.
Arlington Asset Investment Corp.
2006
TRADEMARK LICENSE AGREEMENT by and between FRIEDMAN, BILLINGS, RAMSEY GROUP, INC.
Trademark Agreements
Arlington Asset Investment Corp.
2006
INVESTMENT AGREEMENT by and among FOREST HOLDINGS LLC
Investment Agreements
Arlington Asset Investment Corp.
2006
GOVERNANCE AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC.,
Arlington Asset Investment Corp.
2006
VOTING AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC.,
Voting Agreements
Arlington Asset Investment Corp.
2006
PROFESSIONAL SERVICES AGREEMENT
Services Agreements
Arlington Asset Investment Corp.
2006
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Arlington Asset Investment Corp.
2006
FBR CAPITAL MARKETS CORPORATION OPTION TO PURCHASE SHARES OF
Purchase Agreements
Arlington Asset Investment Corp.
2006
FBR CAPITAL MARKETS CORPORATION OPTION TO PURCHASE SHARES OF
Purchase Agreements
Arlington Asset Investment Corp.
2006
FBR CAPITAL MARKETS CORPORATION 2006 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
2006
FBR CAPITAL MARKETS CORPORATION Incentive Stock Option Agreement
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
2006
FBR CAPITAL MARKETS CORPORATION Stock Option Agreement
Stock Agreements
Arlington Asset Investment Corp.
2006
$200,000,000 CREDIT AGREEMENT
Credit Agreements
Arlington Asset Investment Corp.
2005
SECURITIES PURCHASEAGREEMENT by and among
Arlington Asset Investment Corp.
2005
$255,000,000 CREDIT AGREEMENT
Credit Agreements
Arlington Asset Investment Corp.
2004
FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. 23,000,000 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
Arlington Asset Investment Corp.
2003
FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. FBR CAPITAL MANAGEMENT, INC. ORKNEY HOLDINGS, INC. FRIEDMAN, BILLINGS, RAMSEY INVESTMENT MANAGEMENT INC. $20,000,000 LOAN AGREEMENT dated as...
Loan Agreements
Arlington Asset Investment Corp.
2003