Arlington Asset Investment Corp. Contracts & Agreements
95 Contracts & Agreements
- Business Finance (56 contracts)
- Business Operations (7)
- Human Resources (15)
- Intellectual Property (3)
- Mergers & Acquisitions (3)
- Uncategorized (11)
- Second Supplemental Indenture, dated as of December 14, 2023, by and among Arlington, Merger Sub, EFC and The Bank of New York Mellon, as trustee (Filed With SEC on December 15, 2023)
- Third Supplemental Indenture, dated as of December 14, 2023, by and among Arlington, Merger Sub, EFC, Computershare Trust Company, National Association, as successor to Wells... (Filed With SEC on December 15, 2023)
- Agreement and Plan of Merger, dated as of May 29, 2023, by and among Ellington Financial Inc., EF Merger Sub Inc., Arlington Asset Investment Corp. and, solely for the limited... (Filed With SEC on May 31, 2023)
- Interest Purchase Agreement dated as of November 11, 2022, by and between McLean SFR Holdings, LLC and AVHS SFR II LLC (Filed With SEC on November 14, 2022)
- Amendment No. 1 to Purchase and Sale Agreement dated as of May 27, 2022, by and between McLean SFR I (Filed With SEC on August 15, 2022)
- Amendment No. 2 to the Purchase and Sale Agreement, dated as of May 10, 2022, by and between McLean SFR Investment, LLC and HomeSource Acquisitions, LLC (Filed With SEC on June 21, 2022)
- Purchase and Sale Agreement dated as of May 10, 2022, by and between McLean SFR Investment, LLC and HomeSource Acquisitions, LLC (Filed With SEC on May 16, 2022)
- Second Amendment to Rights Agreement, dated as of April 11, 2022, between the Company and American Stock Transfer & Trust Company, LLC (Filed With SEC on April 12, 2022)
- Amendment No. 1 to the Amended and Restated Equity Distribution Agreement, dated as of July 21, 2021, by and among Arlington Asset Investment Corp. and JonesTrading Institutional... (Filed With SEC on July 22, 2021)
- ARLINGTON ASSET INVESTMENT CORP. $33,500,000 6.00% Fixed Rate Senior Unsecured Notes due 2026 UNDERWRITING AGREEMENT July 7, 2021 (Filed With SEC on July 12, 2021)
- Form of Restricted Stock Award Agreement under Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan (Filed With SEC on June 17, 2021)
- Form of Deferred Stock Unit Award Agreement under Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan (Filed With SEC on June 17, 2021)
- Form of Performance Restricted Stock Unit Award Agreement under Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan (Filed With SEC on June 17, 2021)
- Description of Registrants Securities (Filed With SEC on February 24, 2020)
- Retirement and Consulting Agreement, dated June 6, 2019, by and between Arlington Asset Investment Corp. and Eric F. Billings (Filed With SEC on June 6, 2019)
- Amended and Restated Equity Distribution Agreement, dated March 21, 2019, by and among the Company and JonesTrading Institutional Services LLC, B. Riley FBR, Inc., Compass Point... (Filed With SEC on March 21, 2019)
- Underwriting Agreement, dated March 5, 2019, by and among the Company and Morgan Stanley & Co. LLC and UBS Securities LLC as representatives of the several underwriters named... (Filed With SEC on March 11, 2019)
- Underwriting Agreement, dated February 19, 2019, among the Company and Morgan Stanley & Co. LLC and JMP Securities LLC, as representatives of the several underwriters named therein (Filed With SEC on February 22, 2019)
- Amendment No. 1 to the Equity Distribution Agreement, dated August 10, 2018, by and between the Company and Ladenburg Thalmann & Co. Inc (Filed With SEC on August 10, 2018)
- Amendment No. 1 to the Equity Distribution Agreement, dated August 10, 2018, by and between the Company and JMP Securities LLC (Filed With SEC on August 10, 2018)
- Amendment No. 1 to the Equity Distribution Agreement, dated August 10, 2018, by and between the Company and B. Riley FBR, Inc (Filed With SEC on August 10, 2018)
- Amendment No. 1 to the Equity Distribution Agreement, dated August 10, 2018, by and between the Company and JonesTrading Institutional Services LLC (Filed With SEC on August 10, 2018)
- First Amendment to Rights Agreement, dated as of April 13, 2018, between the Company and American Stock Transfer & Trust Company, LLC (Filed With SEC on April 13, 2018)
- Arlington Asset Investment Corp. Up to 1,865,000 Shares of 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT... (Filed With SEC on May 17, 2017)
- ARLINGTON ASSET INVESTMENT CORP. 135,000 Shares of 7.00% Series B Preferred Stock Liquidation Preference: $25.00 per Share UNDERWRITING AGREEMENT May 5, 2017 (Filed With SEC on May 11, 2017)
- Arlington Asset Investment Corp. Up to 6,000,000 Shares of Class A Common Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: February 22, 2017 TABLE OF CONTENTS (Filed With SEC on February 22, 2017)
- Arlington Asset Investment Corp. Up to 6,000,000 Shares of Class A Common Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: February 22, 2017 TABLE OF CONTENTS (Filed With SEC on February 22, 2017)
- Arlington Asset Investment Corp. Up to 6,000,000 Shares of Class A Common Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: February 22, 2017 TABLE OF CONTENTS (Filed With SEC on February 22, 2017)
- Arlington Asset Investment Corp. Up to 6,000,000 Shares of Class A Common Stock ($0.01 par value per share) EQUITY DISTRIBUTION AGREEMENT Dated: February 22, 2017 TABLE OF CONTENTS (Filed With SEC on February 22, 2017)
- CHANGE IN CONTROL CONTINUITY AGREEMENT (Filed With SEC on January 27, 2017)
- Formof 6.750% Note due 2025 (Filed With SEC on March 17, 2015)
- ARLINGTON ASSET INVESTMENT CORP. $32,000,000 6.75% Fixed Rate Senior UnsecuredNotes due 20251 UNDERWRITING AGREEMENT March 11, 2015 (Filed With SEC on March 17, 2015)
- FORM OF SECOND SUPPLEMENTALINDENTURE among ARLINGTON ASSET INVESTMENTCORP., WELLS FARGO BANK, NATIONALASSOCIATION, as Original Trustee and THE BANK OF NEW YORKMELLON, as Series... (Filed With SEC on March 17, 2015)
- ARLINGTON ASSET INVESTMENT CORP. 2,750,000 Shares of Class A CommonStock * UNDERWRITING AGREEMENT September 4, 2014 (Filed With SEC on September 9, 2014)
- ARLINGTON ASSET INVESTMENT CORP. 2,750,000 Shares of Class A CommonStock* UNDERWRITING AGREEMENT March 25, 2014 (Filed With SEC on March 28, 2014)
- MAY 24, 2013 ARLINGTON ASSET INVESTMENT CORP. AS COMPANY, AND RBC CAPITAL MARKETS, LLC AS AGENT EQUITYDISTRIBUTION AGREEMENT CONTENTS (Filed With SEC on May 28, 2013)
- MAY 24, 2013 ARLINGTON ASSET INVESTMENT CORP. AS COMPANY, AND JMP SECURITIES LLC AS AGENT EQUITYDISTRIBUTION AGREEMENT CONTENTS (Filed With SEC on May 28, 2013)
- MAY 24, 2013 ARLINGTON ASSET INVESTMENT CORP. AS COMPANY, AND LADENBURG THALMANN & CO. INC. AS AGENT EQUITYDISTRIBUTION AGREEMENT CONTENTS (Filed With SEC on May 28, 2013)
- MAY 24, 2013 ARLINGTON ASSET INVESTMENT CORP. AS COMPANY, AND MLV & CO. LLC AS AGENT EQUITYDISTRIBUTION AGREEMENT CONTENTS (Filed With SEC on May 28, 2013)
- ARLINGTON ASSET INVESTMENT CORP. 6.625% Senior Notes due 2023 At-the-Market Issuance Sales Agreement (Filed With SEC on May 13, 2013)
- ARLINGTON ASSET INVESTMENT CORP. 6.625% Senior Notes due 2023 At-the-Market Issuance Sales Agreement (Filed With SEC on May 13, 2013)
- ARLINGTON ASSET INVESTMENT CORP. TO WELLS FARGO BANK, NATIONAL ASSOCIATION TRUSTEE INDENTURE Dated as of May 1, 2013 Senior Debt Securities TABLE OF CONTENTS (Filed With SEC on May 1, 2013)
- FIRST SUPPLEMENTAL INDENTURE between ARLINGTON ASSET INVESTMENT CORP. and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee Dated as of May 1, 2013 FIRST SUPPLEMENTAL INDENTURE (Filed With SEC on May 1, 2013)
- Arlington Asset Investment Corp. (Filed With SEC on May 1, 2013)
- ARLINGTON ASSET INVESTMENT CORP. $25,000,000 6.625% Fixed Rate Senior Unsecured Notes due 2023 UNDERWRITING AGREEMENT April 23, 2013 (Filed With SEC on April 29, 2013)
- ARLINGTON ASSET INVESTMENT CORP. 3,000,000 Shares of Class A Common Stock* UNDERWRITING AGREEMENT March 8, 2013 (Filed With SEC on March 13, 2013)
- ARLINGTON ASSET INVESTMENT CORP. 3,000,000 Shares of Class A CommonStock* UNDERWRITING AGREEMENT September 21, 2012 (Filed With SEC on September 26, 2012)
- ARLINGTON ASSET INVESTMENT CORP. Performance Share Award Agreement (Filed With SEC on August 16, 2012)
- ARLINGTON ASSET INVESTMENT CORP. 1,755,000 Shares of Class A CommonStock* UNDERWRITING AGREEMENT March 22, 2012 (Filed With SEC on March 26, 2012)
- Friedman, Billings, Ramsey Group, Inc. Amended and Restated Non-Employee Director Stock Compensation Plan (Filed With SEC on February 23, 2012)
- Form of Restricted Stock Award Agreement under Arlington Asset Investment Corp. 2011 Long-Term Incentive Plan (Filed With SEC on February 23, 2012)
- Form of Indemnification Agreement (Filed With SEC on February 23, 2012)
- ARLINGTON ASSET INVESTMENT CORP. 2011 LONG-TERM INCENTIVE PLAN (Filed With SEC on June 6, 2011)
- ARLINGTON ASSET INVESTMENT CORP. Restricted Stock Unit Award Agreement (Filed With SEC on June 6, 2011)
- FBR CAPITAL MARKETS CORPORATION 12,830,450 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on October 29, 2009)
- RIGHTS AGREEMENT dated as of June 5, 2009 (Filed With SEC on June 5, 2009)
- ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on May 20, 2009)
- STOCK REPURCHASE AGREEMENT (Filed With SEC on May 20, 2009)
- TRADEMARK LICENSE AGREEMENT (Filed With SEC on May 20, 2009)
- TRANSITION SERVICES AGREEMENT (Filed With SEC on May 20, 2009)
- TRADEMARK AND COPYRIGHT ASSIGNMENT (Filed With SEC on May 20, 2009)
- DOMAIN NAME ASSIGNMENT (Filed With SEC on May 20, 2009)
- AMENDED AND RESTATED VOTING AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (d/b/a ARLINGTON ASSET INVESTMENT CORP.), (Filed With SEC on May 20, 2009)
- EMPLOYMENT AGREEMENT OF RICHARD J. HENDRIX (Filed With SEC on May 12, 2008)
- RETENTION INCENTIVE AGREEMENT (Filed With SEC on May 12, 2008)
- RETENTION INCENTIVE AGREEMENT (Filed With SEC on May 12, 2008)
- AMENDMENT NO. 1 TO FBR CAPITAL MARKETS CORPORATION 2006 LONG-TERM INCENTIVE PLAN (Filed With SEC on February 29, 2008)
- FBR CAPITAL MARKETS CORPORATION 2007 EMPLOYEE STOCK PURCHASE PLAN (Filed With SEC on February 29, 2008)
- AMENDMENT NO. 1 TO MANAGEMENT SERVICES AGREEMENT (Filed With SEC on February 29, 2008)
- AMENDMENT NO. 1 TO CORPORATE AGREEMENT (Filed With SEC on February 29, 2008)
- LOAN AND SECURITY AGREEMENT (Filed With SEC on July 31, 2007)
- RECAPITALIZATION AGREEMENT (Filed With SEC on July 31, 2007)
- FBR CAPITAL MARKETS CORPORATION 2007 EMPLOYEE STOCK PURCHASE PLAN (Filed With SEC on March 1, 2007)
- $180,000,000 CREDIT AGREEMENT dated as of October 20, 2006 among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (Filed With SEC on November 9, 2006)
- VOTING AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., (Filed With SEC on July 26, 2006)
- CONTRIBUTION AGREEMENT by and between FBR TRS HOLDINGS, INC. (Filed With SEC on July 26, 2006)
- CORPORATE AGREEMENT by and between FBR CAPITAL MARKETS CORPORATION (Filed With SEC on July 26, 2006)
- MANAGEMENT SERVICES AGREEMENT by and between FRIEDMAN, BILLINGS RAMSEY GROUP, INC. (Filed With SEC on July 26, 2006)
- SERVICES AGREEMENT by and between FBR CAPITAL MARKETS CORPORATION (Filed With SEC on July 26, 2006)
- TAX SHARING AGREEMENT by and between FBR TRS HOLDINGS, INC. (Filed With SEC on July 26, 2006)
- TRADEMARK LICENSE AGREEMENT by and between FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (Filed With SEC on July 26, 2006)
- INVESTMENT AGREEMENT by and among FOREST HOLDINGS LLC (Filed With SEC on July 26, 2006)
- FBR CAPITAL MARKETS CORPORATION Stock Option Agreement (Filed With SEC on July 26, 2006)
- FBR CAPITAL MARKETS CORPORATION Incentive Stock Option Agreement (Filed With SEC on July 26, 2006)
- FBR CAPITAL MARKETS CORPORATION 2006 LONG-TERM INCENTIVE PLAN (Filed With SEC on July 26, 2006)
- FBR CAPITAL MARKETS CORPORATION OPTION TO PURCHASE SHARES OF (Filed With SEC on July 26, 2006)
- FBR CAPITAL MARKETS CORPORATION OPTION TO PURCHASE SHARES OF (Filed With SEC on July 26, 2006)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 26, 2006)
- PROFESSIONAL SERVICES AGREEMENT (Filed With SEC on July 26, 2006)
- GOVERNANCE AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., (Filed With SEC on July 26, 2006)
- $200,000,000 CREDIT AGREEMENT (Filed With SEC on July 26, 2005)
- SECURITIES PURCHASEAGREEMENT by and among (Filed With SEC on March 16, 2005)
- $255,000,000 CREDIT AGREEMENT (Filed With SEC on July 23, 2004)
- FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. 23,000,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on October 8, 2003)
- FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. FBR CAPITAL MANAGEMENT, INC. ORKNEY HOLDINGS, INC. FRIEDMAN, BILLINGS, RAMSEY INVESTMENT MANAGEMENT INC. $20,000,000 LOAN AGREEMENT dated as... (Filed With SEC on March 28, 2003)