Arlington Asset Investment Corp. Contracts & Agreements

98 Contracts & Agreements
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Filed
Third Supplemental Indenture among Arlington Asset Investment Corp., EF Merger Sub Inc., Ellington Financial Inc., and Trustees (December 14, 2023)
Indenture Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2023
Second Supplemental Indenture among Arlington Asset Investment Corp., EF Merger Sub Inc., Ellington Financial Inc., and The Bank of New York Mellon, as Trustee
Indenture Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2023
Agreement and Plan of Merger among Ellington Financial Inc., EF Merger Sub Inc., Arlington Asset Investment Corp., and Ellington Financial Management LLC (May 29, 2023)
Merger Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
DE
2023
Interest Purchase Agreement between McLean SFR Holdings, LLC and AVHS SFR II LLC for Sale of McLean SFR Equity, LLC
Purchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2022
First Amendment to Purchase and Sale Agreement between HomeSource Acquisitions, LLC and McLean SFR Investment, LLC
Purchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2022
Second Amendment to Purchase and Sale Agreement between HomeSource Acquisitions, LLC and McLean SFR Investment, LLC
Purchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2022
Purchase and Sale Agreement for 378 Property Portfolio between McLean SFR Investment, LLC and HomeSource Acquisitions, LLC
Purchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2022
Second Amendment to Rights Agreement between Arlington Asset Investment Corp. and American Stock Transfer & Trust Company, LLC
Modification Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2022
Amendment No. 1 to Amended and Restated Equity Distribution Agreement by Arlington Asset Investment Corp., JonesTrading Institutional Services LLC, and Ladenburg Thalmann & Co....
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2021
Underwriting Agreement for $33,500,000 6.00% Senior Notes Due 2026 between Arlington Asset Investment Corp. and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2021
Arlington Asset Investment Corp. Restricted Stock Award Agreement under 2021 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2021
Arlington Asset Investment Corp. Deferred Stock Unit Award Agreement with Participant
Compensation Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2021
Arlington Asset Investment Corp. Performance Restricted Stock Unit Agreement with Participant
Compensation Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2021
Description of Securities Registered Under Section 12 of the Exchange Act – Arlington Asset Investment Corp.
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2020
Retirement and Consulting Agreement between Arlington Asset Investment Corp. and Eric F. Billings
Retirement Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2019
Amended and Restated Equity Distribution Agreement between Arlington Asset Investment Corp. and Placement Agents (March 21, 2019)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2019
Underwriting Agreement for 8.250% Series C Preferred Stock between Arlington Asset Investment Corp. and Underwriters (Morgan Stanley & UBS)
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2019
Underwriting Agreement for 6,000,000 Shares of Class A Common Stock by Arlington Asset Investment Corp. and Underwriters (Morgan Stanley & Co. LLC, JMP Securities LLC)
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2019
Amendment No. 1 to Equity Distribution Agreement between Arlington Asset Investment Corp. and JMP Securities LLC
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2018
Amendment No. 1 to Equity Distribution Agreement between Arlington Asset Investment Corp. and B. Riley FBR, Inc.
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2018
Amendment No. 1 to Equity Distribution Agreement between Arlington Asset Investment Corp. and JonesTrading Institutional Services LLC
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2018
Amendment No. 1 to Equity Distribution Agreement between Arlington Asset Investment Corp. and Ladenburg Thalmann & Co. Inc.
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2018
Equity Distribution Agreement between Arlington Asset Investment Corp. and JonesTrading Institutional Services LLC (Series B Preferred Stock)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2017
Arlington Asset Investment Corp. Underwriting Agreement for 7.00% Series B Preferred Stock with JonesTrading Institutional Services LLC
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2017
Equity Distribution Agreement between Arlington Asset Investment Corp. and JMP Securities LLC (February 22, 2017)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2017
Equity Distribution Agreement between Arlington Asset Investment Corp. and FBR Capital Markets & Co. (February 22, 2017)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2017
Equity Distribution Agreement between Arlington Asset Investment Corp. and JonesTrading Institutional Services LLC (February 22, 2017)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2017
Equity Distribution Agreement between Arlington Asset Investment Corp. and Ladenburg Thalmann & Co. Inc. (February 22, 2017)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2017
Arlington Asset Investment Corp. Change in Control Continuity Agreement with Executive
Change of Control Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2017
Underwriting Agreement for $32,000,000 6.75% Senior Notes Due 2025 between Arlington Asset Investment Corp. and RBC Capital Markets, LLC
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2015
Second Supplemental Indenture for 6.750% Senior Notes due 2025 among Arlington Asset Investment Corp., Wells Fargo Bank, and The Bank of New York Mellon
Indenture Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2015
Arlington Asset Investment Corp. Underwriting Agreement for 2,750,000 Shares of Class A Common Stock with Underwriters Led by Credit Suisse, Barclays, Morgan Stanley, RBC, and...
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2014
Arlington Asset Investment Corp. Underwriting Agreement for 2,750,000 Shares of Class A Common Stock with Barclays, Credit Suisse, and RBC
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2014
Equity Distribution Agreement between Arlington Asset Investment Corp. and RBC Capital Markets, LLC (May 24, 2013)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2013
Equity Distribution Agreement between Arlington Asset Investment Corp. and JMP Securities LLC (May 24, 2013)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2013
Equity Distribution Agreement between Arlington Asset Investment Corp. and Ladenburg Thalmann & Co. Inc. (May 24, 2013)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2013
Equity Distribution Agreement between Arlington Asset Investment Corp. and MLV & Co. LLC (May 24, 2013)
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2013
Arlington Asset Investment Corp. and MLV & Co. LLC At-the-Market Issuance Sales Agreement for 6.625% Senior Notes due 2023
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2013
Arlington Asset Investment Corp. and JMP Securities LLC At-the-Market Issuance Sales Agreement for 6.625% Senior Notes due 2023
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2013
First Supplemental Indenture between Arlington Asset Investment Corp. and Wells Fargo Bank, N.A. (6.625% Senior Notes due 2023)
Indenture Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2013
Underwriting Agreement for $25,000,000 6.625% Senior Unsecured Notes due 2023 between Arlington Asset Investment Corp. and Underwriters
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2013
Arlington Asset Investment Corp. Underwriting Agreement for 3,000,000 Shares of Class A Common Stock with Barclays Capital Inc. and Credit Suisse Securities (USA) LLC
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2013
Underwriting Agreement between Arlington Asset Investment Corp. and Barclays Capital Inc. for 3,000,000 Shares of Class A Common Stock
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2012
Arlington Asset Investment Corp. Performance Share Award Agreement under 2011 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2012
Arlington Asset Investment Corp. Underwriting Agreement with Ladenburg Thalmann & Co. Inc. for Class A Common Stock Offering
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2012
Friedman, Billings, Ramsey Group, Inc. Non-Employee Director Stock Compensation Plan (Amended and Restated March 31, 2003)
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2012
Arlington Asset Investment Corp. Restricted Stock Award Agreement under 2011 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2012
Indemnification Agreement between Arlington Asset Investment Corp. and Director/Officer
Indemnification Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2012
Arlington Asset Investment Corp. 2011 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2011
Arlington Asset Investment Corp. Restricted Stock Unit Award Agreement with Participant
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2011
Arlington Asset Investment Corp. Class A Common Stock Certificate and Rights Agreement Notice
Stock Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2010
Underwriting Agreement among FBR Capital Markets Corporation, Arlington Asset Investment Corp., FBR Securities Investment HY, LLC, and Underwriters (FBR Capital Markets & Co. and...
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2009
Rights Agreement between Friedman, Billings, Ramsey Group, Inc. and American Stock Transfer & Trust Company LLC (June 5, 2009)
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2009
Transition Services Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc. (d/b/a Arlington Asset Investment Corp.)
Services Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009
Assignment and Assumption Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc. (May 20, 2009)
Assignment Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009
Trademark and Copyright Assignment Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation (May 20, 2009)
Assignment Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009
Domain Name Assignment Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation
Assignment Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009
Trademark License Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc. (d/b/a Arlington Asset Investment Corp.)
Trademark Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009
Amended and Restated Voting Agreement among Friedman, Billings, Ramsey Group, FBR TRS Holdings, FBR Capital Markets, and Forest Holdings (ERISA) LLC and Forest Holdings LLC, dated...
Voting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
DE
2009
Retention Incentive Agreement between FBR Group and Eric F. Billings
Retention Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2008
Retention Incentive Agreement between FBR Capital Markets Corporation and Richard J. Hendrix
Retention Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2008
Employment Agreement between FBR Capital Markets Corporation and Richard J. Hendrix (April 30, 2008)
Employment Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2008
Amendment No. 1 to Corporate Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc.
Modification Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2008
Amendment No. 1 to Management Services Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation
Management Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2008
FBR Capital Markets Corporation 2007 Employee Stock Purchase Plan (Amended as of April 23, 2007)
Stock Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2008
Amendment No. 1 to FBR Capital Markets Corporation 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2008
Recapitalization Agreement among Friedman, Billings Ramsey Group, FNLC Financial Services, NLC Holding Corp., and First NLC Financial Services LLC (July 25, 2007)
Financing Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
TN
2007
Loan and Security Agreement among First NLC Financial Services, LLC, NLC Holding Corp., FNLC Financial Services, Inc., and Friedman, Billings Ramsey Group, Inc. dated July 25, 2007
Loan Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
FL
2007
FBR Capital Markets Corporation 2007 Employee Stock Purchase Plan
Equity Distribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2007
$180,000,000 Credit Agreement among Friedman, Billings, Ramsey Group, Inc., Lenders, and JPMorgan Chase Bank, N.A. (2006)
Credit Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2006
Contribution Agreement between FBR TRS Holdings, Inc. and FBR Capital Markets Corporation (July 20, 2006)
Contribution Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2006
Corporate Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc. (July 20, 2006)
Cooperation Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
DE
2006
Management Services Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation (July 20, 2006)
Management Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2006
Services Agreement between FBR Capital Markets Corporation and Friedman, Billings, Ramsey Group, Inc. (July 20, 2006)
Services Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2006
Tax Sharing Agreement between FBR TRS Holdings, Inc. and FBR Capital Markets Corporation (July 20, 2006)
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2006
Trademark License Agreement between Friedman, Billings, Ramsey Group, Inc. and FBR Capital Markets Corporation (July 20, 2006)
Trademark Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2006
Investment Agreement among Forest Holdings LLC, Forest Holdings (ERISA) LLC, and FBR Capital Markets Corporation dated July 19, 2006
Investment Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2006
Governance Agreement among Friedman, Billings, Ramsey Group, Inc., FBR TRS Holdings, Inc., Forest Holdings (ERISA) LLC, and Forest Holdings LLC dated July 20, 2006
Shareholders Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
DE
2006
Voting Agreement among Friedman, Billings, Ramsey Group, FBR TRS Holdings, FBR Capital Markets, and Forest Holdings Entities (July 20, 2006)
Voting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
DE
2006
Professional Services Agreement between FBR Capital Markets Corporation and Crestview Advisors, L.L.C. (July 20, 2006)
Services Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2006
Registration Rights Agreement between FBR Capital Markets Corporation and Crestview Holders (July 20, 2006)
Registration Rights Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2006
Option Agreement to Purchase Common Stock of FBR Capital Markets Corporation by Forest Holdings LLC
Warrant Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2006
Option Agreement to Purchase Common Stock of FBR Capital Markets Corporation by Forest Holdings (ERISA) LLC
Warrant Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2006
FBR Capital Markets Corporation 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2006
FBR Capital Markets Corporation Incentive Stock Option Agreement with Participant under 2006 Long-Term Incentive Plan
Bonus & Incentive Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2006
FBR Capital Markets Corporation Stock Option Agreement under 2006 Long-Term Incentive Plan
Warrant Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2006
Equity Investment and Option Agreement between FBR Group, FBR TRS Holdings, FBR Capital Markets, and Crestview Entities
Purchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2006
$200,000,000 Credit Agreement among Friedman, Billings, Ramsey Group, Inc., Lenders, and JPMorgan Chase Bank, N.A. (July 21, 2005)
Credit Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2005
Securities Purchase Agreement among Friedman, Billings, Ramsey Group Inc., FNLC Financial Services Inc., NLC Financial Services, LLC, the Henschels, and Sun Mortgage Partners, L.P.
Purchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
DE
2005
$255,000,000 Credit Agreement among Friedman, Billings, Ramsey Group, Inc., Lenders, and JPMorgan Chase Bank (July 22, 2004)
Credit Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2004
Underwriting Agreement between Friedman, Billings, Ramsey Group, Inc. and Underwriters for 23,000,000 Shares of Common Stock
Underwriting Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2003
Master Repurchase Agreement between Georgetown Funding Company, LLC and Friedman, Billings, Ramsey Group, Inc. dated August 25, 2003
Repurchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
NY
2003
$20,000,000 Loan Agreement between Friedman, Billings, Ramsey Group, Inc. and Chevy Chase Bank, F.S.B. (June 7, 2002)
Loan Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
DE
2003
First Amendment to Rights Agreement between Arlington Asset Investment Corp. and American Stock Transfer & Trust Company, LLC
Modification Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2018
Arlington Asset Investment Corp. 6.750% Senior Note Due 2025 (Form of Global Security)
Note Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2015
Indenture Agreement between Arlington Asset Investment Corp. and Wells Fargo Bank, National Association (May 1, 2013)
Indenture Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2013
Arlington Asset Investment Corp. 6.625% Senior Notes Due 2023 Global Security Certificate
Note Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
2013
Stock Repurchase Agreement among FBR Capital Markets Corporation, FBR TRS Holdings, Inc., and Friedman, Billings, Ramsey Group, Inc. dated May 18, 2009
Repurchase Agreements
Arlington Asset Investment Corp.
Mortgage REITs, Lenders, & Securities
VA
2009