ARCHIPELAGO HOLDINGS INC Contracts & Agreements

79 Contracts & Agreements
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Filed
Amendment Agreement between Archipelago Holdings, Inc. and Gerald D. Putnam Regarding Employment, RSUs, and Stock Options
Separation Agreements
ARCHIPELAGO HOLDINGS INC
IL
2005
Archipelago Holdings, Inc. and Executive Change in Control Severance and Equity Acceleration Agreement
Change of Control Agreements
ARCHIPELAGO HOLDINGS INC
IL
2005
Amendment No. 2 to Amended and Restated Agreement and Plan of Merger among NYSE, Archipelago, and Affiliates
Merger Agreements
ARCHIPELAGO HOLDINGS INC
NY
2005
Amendment No. 2 to Amended and Restated Agreement and Plan of Merger among NYSE, Archipelago Holdings, and Affiliates
Merger Agreements
ARCHIPELAGO HOLDINGS INC
NY
2005
Archipelago Holdings 2004 Stock Incentive Plan Employee Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
ARCHIPELAGO HOLDINGS INC
DE
2005
Archipelago Holdings, Inc. Board of Directors Compensation Resolution (January 28, 2005)
Compensation Agreements
ARCHIPELAGO HOLDINGS INC
2005
Employment Agreement between Archipelago Holdings, L.L.C. and Gerald D. Putnam
Employment Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Amendment to Employment Agreement between Archipelago Holdings, L.L.C. and Gerald D. Putnam (May 4, 2004)
Employment Agreements
ARCHIPELAGO HOLDINGS INC
2004
Amended and Restated Change in Control Severance Agreement between Archipelago Holdings, L.L.C. and Nelson J. Chai
Change of Control Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Amended and Restated Change in Control Severance Agreement between Archipelago Holdings, L.L.C. and Michael A. Cormack
Change of Control Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Amended and Restated Change in Control Severance Agreement between Archipelago Holdings, L.L.C. and Kevin J.P. O’Hara
Change of Control Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Amended and Restated Change in Control Severance Agreement between Archipelago Holdings, L.L.C. and Steven C. Rubinow
Change of Control Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Change in Control Severance Agreement between Archipelago Holdings, L.L.C. and Joseph Lombard
Change of Control Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Employment Agreement between Archipelago Holdings, L.L.C. and Gerald D. Putnam
Employment Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Amendment to Employment Agreement between Archipelago Holdings, L.L.C. and Gerald D. Putnam
Employment Agreements
ARCHIPELAGO HOLDINGS INC
2004
Archipelago Holdings, L.L.C. 2000 Long-Term Incentive Plan
Bonus & Incentive Agreements
ARCHIPELAGO HOLDINGS INC
DE
2004
Archipelago Holdings, L.L.C. 2003 Long-Term Incentive Plan
Bonus & Incentive Agreements
ARCHIPELAGO HOLDINGS INC
DE
2004
Archipelago Holdings 2004 Stock Incentive Plan
Bonus & Incentive Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Archipelago Holdings Management Annual Bonus Plan
Bonus & Incentive Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Secondment Agreement among New York Stock Exchange, Inc., Archipelago Holdings, Inc., and Nelson Chai
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2006
Amended and Restated Indemnity Agreement between The Options Clearing Corporation and Pacific Exchange, Inc.
Indemnification Agreements
ARCHIPELAGO HOLDINGS INC
2005
Agreement and Plan of Merger between Two Corporate Entities
Merger Agreements
ARCHIPELAGO HOLDINGS INC
2005
Amended and Restated Agreement and Plan of Merger among PCX Holdings, Inc., Archipelago Holdings, Inc., and New Apple Acquisitions Corporation (July 22, 2005)
Merger Agreements
ARCHIPELAGO HOLDINGS INC
DE
2005
Agreement and Plan of Merger among New York Stock Exchange, Inc., Archipelago Holdings, Inc., and Other Signatories (April 20, 2005)
Merger Agreements
ARCHIPELAGO HOLDINGS INC
DE
2005
Engagement Letter Between Archipelago Holdings, Inc. and Goldman, Sachs & Co. for Strategic Transaction Advisory Services
Advisory Agreements
ARCHIPELAGO HOLDINGS INC
2005
Agreement and Plan of Merger among PCX Holdings, Inc., Archipelago Holdings, Inc., and New Apple Acquisitions Corporation (January 3, 2005)
Merger Agreements
ARCHIPELAGO HOLDINGS INC
2005
Financial Advisory Engagement Letter between Archipelago Holdings, Inc. and Goldman, Sachs & Co. (Pacific Exchange Acquisition)
Advisory Agreements
ARCHIPELAGO HOLDINGS INC
2005
Agreement and Plan of Merger Among PCX Holdings, Inc., Archipelago Holdings, Inc., and New Apple Acquisitions Corporation (January 3, 2005)
Merger Agreements
ARCHIPELAGO HOLDINGS INC
DE
2005
Financial Advisory Engagement Agreement between Archipelago Holdings, Inc. and Goldman, Sachs & Co. (October 5, 2004)
Advisory Agreements
ARCHIPELAGO HOLDINGS INC
2005
Office Lease Agreement between Paramount Group, Inc. (as Agent for 1177 Avenue of the Americas, L.P.) and Archipelago Holdings, Inc. dated November 3, 2004
Lease Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Archipelago Holdings, Inc. Common Stock Underwriting Agreement with Underwriters (2004)
Underwriting Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Archipelago Holdings, Inc. Common Stock Certificate Issued to Mr. and Mrs. Sample
Stock Agreements
ARCHIPELAGO HOLDINGS INC
2004
Amendment to License and Distribution Agreement between Archipelago Holdings, L.L.C. and Townsend Analytics, Ltd.
License Agreements
ARCHIPELAGO HOLDINGS INC
2004
Fully Disclosed Clearing Agreement between Spear, Leeds & Kellogg, L.P. and Wave Securities LLC
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Amended Assistance Agreement between Townsend Analytics, Ltd. and Archipelago Holdings, L.L.C. (May 15, 2004)
Services Agreements
ARCHIPELAGO HOLDINGS INC
2004
License and Distribution Agreement between Townsend Analytics, Ltd. and Wave Securities, L.L.C.
License Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Indemnification Agreement between Archipelago Holdings, L.L.C. and Indemnitees (February 10, 2004)
Indemnification Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Third Amendment to Sublease between Townsend Analytics, Ltd. and Archipelago Holdings, L.L.C. for 100 South Wacker Drive, Chicago
Lease Agreements
ARCHIPELAGO HOLDINGS INC
2004
Order Routing Services Agreement between BNP Paribas Brokerage Services, Inc. and Archipelago LLC
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Indemnification Agreement between Archipelago Holdings, L.L.C. and Indemnitees (February 10, 2004)
Indemnification Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Archipelago Holdings, L.L.C. Share Option Award Agreement with Employee under 2000 Long-Term Incentive Plan
Warrant Agreements
ARCHIPELAGO HOLDINGS INC
DE
2004
ECN-to-ECN Direct Linkage Agreement between Archipelago, L.L.C. and Island ECN, Inc.
Collaboration Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Mutual Services Agreement between Instinet Corporation and Archipelago, L.L.C.
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
License and Distribution Agreement between Archipelago Holdings, L.L.C. and Townsend Analytics, Ltd. (January 7, 1999)
License Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Application Service Provider Agreement between TransactTools, Inc. and Archipelago, LLC
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Agreement for Professional Services between TransactTools, Inc. and Archipelago, LLC (August 14, 2000)
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Fully Disclosed Clearing Agreement between Spear, Leeds & Kellogg, L.P. and Archipelago, L.L.C.
ARCHIPELAGO HOLDINGS INC
NY
2004
Fully Disclosed Clearing Agreement between Spear, Leeds & Kellogg, L.P. and REDIBook ECN LLC
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Fully Disclosed Clearing Agreement between Spear, Leeds & Kellogg, L.P. and GlobeNet Securities, Inc.
ARCHIPELAGO HOLDINGS INC
NY
2004
Clearing Letter Agreement between Archipelago Holdings, L.L.C. and Spear, Leeds & Kellogg, L.P. (November 15, 2004)
Services Agreements
ARCHIPELAGO HOLDINGS INC
2004
Clearing Agreement between Broadcort Capital Corp. and Archipelago LLC
ARCHIPELAGO HOLDINGS INC
NY
2004
Electronic Trade Execution Agreement between J.P. Morgan Securities Inc. and Archipelago L.L.C.
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
General Terms Agreement between Sun Microsystems, Inc. and Archipelago Holdings, LLC
Services Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Office Lease Agreement between MJH Wacker LLC and Archipelago Holdings, L.L.C. for 100 South Wacker Drive, Chicago
Lease Agreements
ARCHIPELAGO HOLDINGS INC
2004
Archipelago Holdings, L.L.C. Share Option Award Agreement with Employee under 2000 Long-Term Incentive Plan
Warrant Agreements
ARCHIPELAGO HOLDINGS INC
DE
2004
Exchange Agreement among Archipelago Holdings, L.L.C., REDIBook ECN LLC, Contributors, and Current ARCA Members dated January 17, 2002
Exchange Agreements
ARCHIPELAGO HOLDINGS INC
DE
2004
Contribution Agreement between Archipelago Holdings, L.L.C. and GAP Archa Holdings, Inc. dated November 12, 2003
Contribution Agreements
ARCHIPELAGO HOLDINGS INC
DE
2004
Agreement and Plan of Merger between Archipelago Holdings, L.L.C. and GAP Archa Holdings, Inc.
Merger Agreements
ARCHIPELAGO HOLDINGS INC
DE
2004
Letter Agreement Regarding Representations and Warranties Related to Merger—GAP-W, LLC, Archipelago Holdings, L.L.C., and GAP Archa Holdings, Inc.
Merger Agreements
ARCHIPELAGO HOLDINGS INC
2004
Registration Rights Agreement among Archipelago Holdings, L.L.C. and General Atlantic Partners Entities (November 12, 2003)
Registration Rights Agreements
ARCHIPELAGO HOLDINGS INC
DE
2004
ECN-to-ECN Direct Linkage Agreement between Archipelago, L.L.C. and Island ECN, Inc.
Collaboration Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Mutual Services Agreement between Instinet Corporation and Archipelago L.L.C.
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
License Agreement between Archipelago Holdings, L.L.C. and Townsend Analytics, Ltd. for ECN Software
License Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Support, Development and Enhancement Agreement between Archipelago Holdings, L.L.C. and Townsend Analytics, Ltd.
Services Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
License and Distribution Agreement between Archipelago Holdings, L.L.C. and Townsend Analytics, Ltd.
License Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Software License and Services Agreement between Shadow Financial Services Corp. and Archipelago Holdings, LLC
License Agreements
ARCHIPELAGO HOLDINGS INC
2004
Application Service Provider Agreement between TransactTools, Inc. and Archipelago, LLC (February 1, 2001)
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Agreement for Professional Services between TransactTools, Inc. and Archipelago, LLC (August 14, 2000)
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Fully Disclosed Clearing Agreement between Spear, Leeds & Kellogg, L.P. and Archipelago, L.L.C.
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Fully Disclosed Clearing Agreement between Spear, Leeds & Kellogg, L.P. and REDIBook ECN LLC
ARCHIPELAGO HOLDINGS INC
NY
2004
Letter Agreement Regarding Clearing Arrangements between Archipelago Holdings, L.L.C. and Spear, Leeds & Kellogg, L.P.
ARCHIPELAGO HOLDINGS INC
2004
Fully Disclosed Clearing Agreement between Spear, Leeds & Kellogg, L.P. and GlobeNet Securities, Inc.
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Clearing Letter Agreement between Archipelago Holdings, L.L.C. and Spear, Leeds & Kellogg, L.P. (November 15, 2004)
Services Agreements
ARCHIPELAGO HOLDINGS INC
2004
Clearing Agreement between Broadcort Capital Corp. and Archipelago LLC
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Client Access Agreement between Spear, Leeds & Kellogg, L.P. and Wave Securities, LLC
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
Archipelago Holdings Employee Stock Purchase Plan Agreement
Stock Agreements
ARCHIPELAGO HOLDINGS INC
IL
2004
Townsend Analytics Assistance Agreement between Archipelago Holdings, L.L.C. and Townsend Analytics Ltd.
Services Agreements
ARCHIPELAGO HOLDINGS INC
DE
2004
Order Routing Services Agreement between BNP Paribas Brokerage Services, Inc. and Archipelago LLC
Services Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004
$20,000,000 Credit and Security Agreement between Archipelago Exchange, L.L.C. and JPMorgan Chase Bank (2003)
Credit Agreements
ARCHIPELAGO HOLDINGS INC
NY
2004