Applied Optoelect Contracts & Agreements

Equity Distribution Agreement, dated November 7, 2024, between Applied Optoelectronics, Inc. and Raymond James & Associates, Inc (Filed With SEC on November 7, 2024)

Translation of the Land and Building Lease Agreement, dated October 7, 2024, between Prime World International Holdings Ltd., Taiwan Branch and San Ho Enterprise Co., Ltd (Filed With SEC on October 10, 2024)

Amendment No. 1 to Equity Distribution Agreement, dated August 6, 2024, between Applied Optoelectronics, Inc. and Raymond James & Associates, Inc (Filed With SEC on August 6, 2024)

Translation of the Financing Credit Line Agreement, dated May 24, 2024, between Global Technology, Inc. and Shanghai Pudong Development Bank Co., Ltd (Filed With SEC on May 30, 2024)

Translation of the Maximum Mortgage Contract (Security Agreement), dated May 24, 2024, between Global Technology, Inc. and Shanghai Pudong Development Bank Co., Ltd (Filed With SEC on May 30, 2024)

Equity Distribution Agreement, dated March13, 2024, between Applied Optoelectronics, Inc. and Raymond James & Associates, Inc (Filed With SEC on March 13, 2024)

Description of Company's Common Stock (Filed With SEC on February 23, 2024)

Translation of the Asset Pool Agreement, between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated December 21, 2023 (Filed With SEC on December 27, 2023)

Translation of the Pledge Contract, between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated December 21, 2023 (Filed With SEC on December 27, 2023)

Indenture, dated as of December 5, 2023, between Applied Optoelectronics, Inc. and Computershare Trust Company, N.A., as Trustee (Filed With SEC on December 5, 2023)

First Supplemental Indenture, dated as of December 5, 2023, between Applied Optoelectronics, Inc. and Computershare Trust Company, N.A., as Trustee (Filed With SEC on December 5, 2023)

Purchase Agreement, dated as of November 30, 2023, by and between Applied Optoelectronics, Inc. and Raymond James & Associates, Inc (Filed With SEC on December 5, 2023)

Form of Exchange Agreement, dated as of November 30, 2023, between Applied Optoelectronics, Inc. and the applicable Noteholders (Filed With SEC on December 1, 2023)

Applied Optoelectronics, Inc. 2023 Equity Inducement Plan (Filed With SEC on November 9, 2023)

Amendment No. 1 to Equity Distribution Agreement, dated September 12, 2023, between Applied Optoelectronics, Inc. and Raymond James & Associates, Inc (Filed With SEC on September 13, 2023)

Statement of Work No. 2 Design and Assembly, between Applied Optoelectronics, Inc. and Microsoft Corporation, effective June 21, 2023 (Filed With SEC on June 21, 2023)

Third Amendment to Lease, dated June 9, 2023, between Applied Optoelectronics, Inc. and Albany Road-Breck Exchange LLC (Filed With SEC on June 14, 2023)

Applied Optoelectronics, Inc. 2021 Equity Incentive Plan (Filed With SEC on June 12, 2023)

Statement of Work No. 1 Foundry between Applied Optoelectronics, Inc. and Microsoft Corporation, effective December 16, 2022 (Filed With SEC on May 3, 2023)

Equity Distribution Agreement, dated March 24, 2023, between Applied Optoelectronics, Inc. and Raymond James & Associates, Inc (Filed With SEC on March 24, 2023)

Loan Security and Guarantee Agreement, dated November 16, 2022, between Applied Optoelectronics, Inc. and CIT Northbridge Credit, LLC (Filed With SEC on November 21, 2022)

Agreement for the Sale and Purchase of a New Company to Be Established in Hong Kong Special Administrative Region of The Peoples Republic Of China, dated as of September 15, 2022,... (Filed With SEC on September 15, 2022)

Form of Trademark License Agreement, by and among Applied Optoelectronics, Inc. Global Technology Co., Ltd., and Yuhan Optoelectronic Technology (Shanghai) Co., Ltd (Filed With SEC on September 15, 2022)

Form of Technology Cross-License Agreement, by and among Applied Optoelectronics, Inc. Global Technology Co., Ltd., and Yuhan Optoelectronic Technology (Shanghai) Co., Ltd (Filed With SEC on September 15, 2022)

Form of Product Supply Agreement, by and between Applied Optoelectronics, Inc. and Yuhan Optoelectronic Technology (Shanghai) Co., Ltd (Filed With SEC on September 15, 2022)

Form of Contract Manufacturing Agreement, by and among Applied Optoelectronics, Inc. Global Technology Co., Ltd., and Yuhan Optoelectronic Technology (Shanghai) Co., Ltd (Filed With SEC on September 15, 2022)

Translation of the Maximum Loan Contract, between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated June 7, 2022 (Filed With SEC on June 10, 2022)

Translation of the Maximum Mortgage Contract, between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated June 7, 2022 (Filed With SEC on June 10, 2022)

Applied Optoelectronics, Inc. 2021 Incentive Plan (Filed With SEC on June 3, 2022)

Sixth Amendment to Loan Agreement and Fifth Amendment to Security Agreement, December 29, 2021, between Applied Optoelectronics, Inc. and Truist Bank (Filed With SEC on January 5, 2022)

Note Modification Agreement, dated December 29, 2021, between Applied Optoelectronics, Inc. and Truist Bank (Filed With SEC on January 5, 2022)

Addendum to Promissory Note, dated December 29, 2021, between Applied Optoelectronics, Inc. and Truist Bank (Filed With SEC on January 5, 2022)

Form of Restricted Stock Unit Award Agreement under 2021 Equity Incentive Plan (Filed With SEC on August 5, 2021)

Form of Performance Restricted Stock Unit Award Agreement under 2021 Equity Incentive Plan (Filed With SEC on August 5, 2021)

2021 Stock Incentive Plan (Filed With SEC on June 3, 2021)

Fifth Amendment to Loan Agreement and Fourth Amendment to Security Agreement, dated April 5, 2021, between Applied Optoelectronics, Inc. and Truist Bank (Filed With SEC on April 9, 2021)

Note Modification Agreement, dated April 5, 2021, between Applied Optoelectronics, Inc. and Truist Bank (Filed With SEC on April 9, 2021)

Addendum to Promissory Note, dated April 5, 2021, between Applied Optoelectronics, Inc. and Truist Bank (Filed With SEC on April 9, 2021)

Equity Distribution Agreement, dated February 25, 2021, between Applied Optoelectronics, Inc. and Raymond James & Associates, Inc (Filed With SEC on February 25, 2021)

Common Stock Specimen (Filed With SEC on February 25, 2021)

Translation of the Maximum Loan Contract, between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated January 6, 2021 (Filed With SEC on January 11, 2021)

Translation of the Maximum Mortgage Contract, between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated January 6, 2021 (Filed With SEC on January 11, 2021)

Translation of the Credit Granting Agreement, between Global Technology, Inc. and China Merchants Bank Co., Ltd., dated October 19, 2020 (Filed With SEC on October 22, 2020)

Translation of the Credit Facility Agreement, dated October 7, 2020, between Prime World International Holdings Ltd. and Taishin International Bank (Filed With SEC on October 13, 2020)

Translation of the Notice of Credit Line Approval, dated August 24, 2020 (Filed With SEC on October 13, 2020)

Translation of Amendment to the Finance Lease Agreements, dated September 15, 2020, between Prime World International Holdings Ltd., and Chailease Finance Co., Ltd (Filed With SEC on September 18, 2020)

Paycheck Protection Program Loan Promissory Note, dated April 17, 2020, executed by Applied Optoelectronics, Inc (Filed With SEC on April 22, 2020)

Description of Companys Common Stock (Filed With SEC on February 28, 2020)

Equity Distribution Agreement, dated February 28, 2020, between Applied Optoelectronics, Inc. and Raymond James & Associates, Inc (Filed With SEC on February 28, 2020)

Common Stock Specimen (Filed With SEC on February 28, 2020)

Second Amendment to Lease, dated November 11, 2019, between Applied Optoelectronics, Inc. and ROIB2 Breckinridge, LLC (Filed With SEC on November 18, 2019)

Second Amendment to Lease, dated November 11, 2019, between Applied Optoelectronics, Inc. and ROIB2 Breckinridge, LLC (Filed With SEC on November 14, 2019)

Fourth Amendment to Loan Agreement, dated September 30, 2019, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company1 (Filed With SEC on October 4, 2019)

(SIGNATURES ON FOLLOWING PAGE) (Filed With SEC on October 4, 2019)

Note Modification Agreement, dated September 30, 2019, executed by Applied Optoelectronics, Inc (Filed With SEC on October 4, 2019)

Translation of the Approval Notice of Credit Line, dated July 8, 2019, between Prime World International Holdings Ltd. and Taishin International Bank (filed as Exhibit 10.1 to the... (Filed With SEC on August 8, 2019)

Translation of the General Agreement for Financial Transaction, dated July 23, 2019, between Prime World International Holdings Ltd. and Taishin International Bank (filed as... (Filed With SEC on August 8, 2019)

Translation of the Credit Facility Agreement, dated July 23, 2019, between Prime World International Holdings Ltd. and Taishin International Bank (filed as Exhibit 10.3 to the... (Filed With SEC on August 8, 2019)

Translation of the Promissory Note, dated July 23, 2019, between Prime World International Holdings Ltd. and Taishin International Bank (filed as Exhibit 10.4 to the Registrants... (Filed With SEC on August 8, 2019)

Translation of the Maximum Loan Contract (100M), between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated June 21, 2019 (Filed With SEC on June 27, 2019)

Translation of the Maximum Mortgage Contract (the Real Estate Security Agreement), between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated June 21, 2019 (Filed With SEC on June 27, 2019)

Translation of the Maximum Loan Contract (50M), between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated June 21, 2019 (Filed With SEC on June 27, 2019)

Translation of the Maximum Mortgage Contract (the Machinery and Equipment Security Agreement), between Global Technology, Inc. and China Zheshang Bank Co., Ltd, dated June 21, 2019 (Filed With SEC on June 27, 2019)

Translation of the Financing Credit Line Agreement, dated May 24, 2019, between Global Technology, Inc. and Shanghai Pudong Development Bank Co., Ltd (Filed With SEC on May 31, 2019)

Translation of the Maximum Mortgage Contract (Security Agreement), dated May 24, 2019, between Global Technology, Inc. and Shanghai Pudong Development Bank Co., Ltd (Filed With SEC on May 31, 2019)

Translation of the Working Capital Loan Contract (RMB 30,000,000), between Global Technology, Inc. and Shanghai Pudong Development Bank Co., Ltd., dated May 7, 2019 (Filed With SEC on May 13, 2019)

Translation of the Working Capital Loan Contract (USD 2,000,000),between Global Technology, Inc. and Shanghai Pudong Development Bank Co., Ltd., dated May 8, 2019 (Filed With SEC on May 13, 2019)

Translation of the Working Capital Loan Contract, between Global Technology, Inc. and Shanghai Pudong Development Bank Co., Ltd., dated April 30, 2019 (Filed With SEC on May 6, 2019)

Translation of the Credit Granting Agreement, between Global Technology, Inc. and China Merchants Bank Co., Ltd., dated April 19, 2019 (Filed With SEC on April 25, 2019)

Translation of Approval Notice between, Prime World International Holdings, Ltd., and Far Eastern International Bank Co., Ltd (Filed With SEC on April 17, 2019)

Translation of Credit Terms / Financial Transaction Terms Agreement between, Prime World International Holdings, Ltd., and Far Eastern International Bank Co., Ltd (Filed With SEC on April 17, 2019)

Translation of Promissory Note between, Prime World International Holdings, Ltd., and Far Eastern International Bank Co., Ltd (Filed With SEC on April 17, 2019)

Translation of Comprehensive Credit Facilities Master Agreement between, Prime World International Holdings, Ltd., and Far Eastern International Bank Co., Ltd (Filed With SEC on April 17, 2019)

Second Amendment to Loan Agreement, dated February 1, 2019, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on February 7, 2019)

Translation of Purchase and Sale Contract, Finance Lease Agreement and Promissory Note between, Prime World International Holdings, Ltd. and Chailease Finance Co., Ltd (Filed With SEC on January 25, 2019)

Translation of Agreement for Individually Negotiated Terms and Conditions between, Prime World International Holdings, Ltd., and CTBC Bank, Ltd (Filed With SEC on December 17, 2018)

Translation of Approval Notice between, Prime World International Holdings, Ltd., and CTBC Bank, Ltd (Filed With SEC on December 17, 2018)

Translation of General Agreement for Omnibus Credit Lines between, Prime World International Holdings, Ltd., and CTBC Bank, Ltd (Filed With SEC on December 17, 2018)

Translation of Promissory Note between, Prime World International Holdings, Ltd., and CTBC Bank, Ltd (Filed With SEC on December 17, 2018)

Translation of Purchase and Sale Contract, Finance Lease Agreement and Promissory Note between, Prime World International Holdings, Ltd., and Chailease Finance Co., Ltd (Filed With SEC on December 6, 2018)

First Amendment to Lease, dated October 8, 2018, between Applied Optoelectronics, Inc. and GIG VAOI Breckinridge, LLC (Filed With SEC on October 12, 2018)

Letter of Offer, dated July 26, 2018, between Prime World International Holdings, Ltd. and the Development Bank of Singapore (Taiwan) Ltd (Filed With SEC on October 9, 2018)

Conditions Governing Facilities Granted by and Transactions Entered into with DBS Bank (Taiwan) Ltd., dated October 3, 2018, between Prime World International Holdings Ltd. and... (Filed With SEC on October 9, 2018)

Translation of the Maximum Loan (Credit Line) Agreement, dated September 21, 2018, between Global Technology, Inc. and China Construction Bank Co., Ltd (Filed With SEC on September 27, 2018)

Translation of the Security Agreement, dated September 21, 2018, between Global Technology, Inc. and China Construction Bank Co., Ltd (Filed With SEC on September 27, 2018)

Translation of the Approval Notice of Credit Line, dated June 12, 2018 (Filed With SEC on June 25, 2018)

Translation of the Credit Facility Agreement, dated June 19, 2018, between Prime World International Holdings Ltd. and Taishin International Bank (Filed With SEC on June 25, 2018)

Translation of the Agreement on Providing Collateral, dated June 19, 2018, between Prime World International Holdings Ltd., and Taishin International Bank (Filed With SEC on June 25, 2018)

Translation of the NT$300 Million Promissory Note, dated June 19, 2018, between Prime World International Holdings Ltd.and Taishin International Bank (Filed With SEC on June 25, 2018)

First Amendment to Loan Agreement, dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Addendum to the Promissory Note ($60 million), dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Promissory Note ($26 million), dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Addendum to the Promissory Note ($26 million), dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Promissory Note ($21.5 million), dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Addendum to the Promissory Note ($21.5 million), dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Note Modification Agreement, dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Assignment of Lease and Rent, dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Texas Deed of Trust and Security Agreement, dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Environmental Certification and Indemnity Agreement, dated March 30, 2018, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on April 5, 2018)

Translation of Lease Agreement between Global Technology, Inc. and the Peoples Republic of China in Zhejiang Province, Ningbo City, Land Resources Bureau (Filed With SEC on February 28, 2018)

Translation of Investment and Construction Agreement between Global Technology, Inc. and the Peoples Republic of China in Zhejiang Province, Ningbo City, Land Resources Bureau (Filed With SEC on February 28, 2018)

Employment Agreement, dated August 5, 2016, between Applied Optoelectronics, Inc. and David C. Kuo (Filed With SEC on February 28, 2018)

Supply Agreement, effective November 8, 2017, between Applied Optoelectronics, Inc. and Facebook, Inc (Filed With SEC on February 21, 2018)

Master Purchase Agreement, effective January 2, 2018, between Applied Optoelectronics, Inc. and Facebook, Inc (Filed With SEC on February 21, 2018)

Translation of Early Termination Agreement, dated October 5, 2017, between Prime World International Holdings Ltd., and Chailease Finance Co., Ltd (Filed With SEC on October 11, 2017)

Loan Agreement, dated September 28, 2017, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on October 4, 2017)

Promissory Note, dated September 28, 2017, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on October 4, 2017)

Addendum to the Promissory Note, dated September 28, 2017, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on October 4, 2017)

BB&T Security Agreement, dated September 28, 2017, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on October 4, 2017)

Trademark Security Agreement, dated September 28, 2017, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on October 4, 2017)

Patent Security Agreement, dated September 28, 2017, between Applied Optoelectronics, Inc. and Branch Banking and Trust Company (Filed With SEC on October 4, 2017)

APPLIED OPTOELECTRONICS, INC. AMENDED AND RESTATED 2013 EQUITY INCENTIVE PLAN (Filed With SEC on March 9, 2017)

Early Termination Agreement (Filed With SEC on January 30, 2017)

CHANGE IN TERMS AGREEMENT (Filed With SEC on October 7, 2016)

NOTICE OF FINAL AGREEMENT (Filed With SEC on October 7, 2016)

SECOND MODIFICATION TO THE CONSTRUCTION LOANAGREEMENT (Filed With SEC on October 7, 2016)

FIRST AMENDMENT TO CREDIT AGREEMENT AND LIMITEDCONSENT (Filed With SEC on June 30, 2016)

APPLIED OPTOELECTRONICS, INC. AMENDED AND RESTATED REVOLVING CREDIT NOTE (Filed With SEC on June 30, 2016)

APPLIED OPTOELECTRONICS, INC. AMENDED AND RESTATED TERM NOTE (Filed With SEC on June 30, 2016)

APPLIED OPTOELECTRONICS, INC. TERM NOTE (Filed With SEC on June 30, 2016)

APPLIED OPTOELECTRONICS, INC. AMENDED AND RESTATED REVOLVING CREDIT NOTE (Filed With SEC on June 30, 2016)

APPLIED OPTOELECTRONICS, INC. AMENDED AND RESTATED TERM NOTE (Filed With SEC on June 30, 2016)

APPLIED OPTOELECTRONICS, INC. TERM NOTE (Filed With SEC on June 30, 2016)

FIRST MODIFICATION TO PROMISSORY NOTE (Filed With SEC on June 30, 2016)

CHANGE IN TERMS AGREEMENT (Filed With SEC on June 17, 2016)

NOTICE OF FINAL AGREEMENT (Filed With SEC on June 17, 2016)

MODIFICATION TO THE CONSTRUCTION LOANAGREEMENT (Filed With SEC on June 17, 2016)

China Construction Bank, Taipei Branch Comprehensive Credit Line Contract and General Agreement (Filed With SEC on April 28, 2016)

ChinaConstruction Bank Taipei Branch ApprovalNotice (Filed With SEC on April 28, 2016)

PromissoryNote (Filed With SEC on April 28, 2016)

GeneralCrediting Agreement Unit:Xinzhuang Corporate Finance Center of E.SUN Bank Account Holder: Applied Optoelectronics,Inc. (AOI) Taiwan Branch Date: April 8th,105 of ROC... (Filed With SEC on April 14, 2016)

April 8th, 105 of ROC (Filed With SEC on April 14, 2016)

E.SUN BANK Crediting Conditions Notice and Letter of Confirmation (Filed With SEC on April 14, 2016)

Purchase and Sale Contract (Filed With SEC on April 6, 2016)

Terms of Credit Line (Filed With SEC on February 25, 2016)

LMQ= (General Agreementfor Omnibus Credit Lines) (Filed With SEC on February 25, 2016)

%> (Agreement for IndividuallyNegotiated Terms and Conditions) (Filed With SEC on February 25, 2016)

,h PROMISSORY NOTE (Filed With SEC on February 25, 2016)

iI-Q CERTIFICATEFOR PROVISION OF COLLATERAL ANDPLEDGE AGREEMENT (Filed With SEC on February 25, 2016)

,h PROMISSORY NOTE (Filed With SEC on February 25, 2016)

Mega InternationalCommercial Bank ComprehensiveCredit Line Contract (Filed With SEC on December 29, 2015)

Mega International Commercial Bank Comprehensive Credit Extension Contract (Filed With SEC on December 29, 2015)

Applied Optoelectronics,Inc. Executive and Key Employee Bonus Plan (Filed With SEC on December 21, 2015)

BRECKINRIDGE EXCHANGE 3005, 3025, 3055, 3075 Breckinridge Boulevard LEASE SUMMARY (Filed With SEC on November 9, 2015)

Equity Distribution Agreement (Filed With SEC on July 15, 2015)

CREDIT AGREEMENT Dated as of June 30, 2015 by and between APPLIED OPTOELECTRONICS, INC., as the Borrower, the LENDERS listed on the signature pageshereto, as the Lenders, and EAST... (Filed With SEC on July 7, 2015)

SECURITY AGREEMENT (Filed With SEC on July 7, 2015)

PATENT SECURITY AGREEMENT (Filed With SEC on July 7, 2015)

TRADEMARK SECURITYAGREEMENT (Filed With SEC on July 7, 2015)

APPLIED OPTOELECTRONICS, INC. REVOLVING CREDIT NOTE (Filed With SEC on July 7, 2015)

SECOND LIEN CONSTRUCTION DEED OF TRUST,ASSIGNMENT OF LEASES AND RENTS, SECURITY AGREEMENT AND FIXTURE FILING (Filed With SEC on July 7, 2015)

Purchase and Sale Contract (Filed With SEC on July 7, 2015)

Finance Lease Agreement (Filed With SEC on July 7, 2015)

FOURTH AMENDMENT TO OFFICE LEASE (Filed With SEC on June 23, 2015)

Purchase and Sale Contract (Filed With SEC on June 2, 2015)

Finance Lease Agreement No.: A1505013AB (Filed With SEC on June 2, 2015)

ChinaConstruction Bank Taipei Branch ComprehensiveCredit Line Contract and General Agreement (Filed With SEC on April 7, 2015)

China ConstructionBank Taipei Branch ApprovalNotice (Filed With SEC on April 7, 2015)

Mega International Commercial Bank Comprehensive Credit Extension Contract (Filed With SEC on March 31, 2015)

General Credit Facility Agreement (Filed With SEC on March 13, 2015)

LoanApproval Notice of E.SUN BANK (Filed With SEC on March 13, 2015)

between GLOBAL TECHNOLOGY INC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOU BRANCH as Lender (Filed With SEC on March 5, 2015)

between GLOBAL TECHNOLOGYINC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOUBRANCH as Lender (Filed With SEC on March 5, 2015)

CONSTRUCTION LOAN AGREEMENT (Filed With SEC on January 30, 2015)

COMMERCIAL SECURITY AGREEMENT (Filed With SEC on January 30, 2015)

PROMISSORY NOTE (Filed With SEC on January 30, 2015)

CTBC CORPORATE BANKING General Agreement for OmnibusCredit Lines (Filed With SEC on January 12, 2015)

between GLOBAL TECHNOLOGY INC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOU BRANCH as Lender (Filed With SEC on November 12, 2014)

between GLOBAL TECHNOLOGYINC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOUBRANCH as Lender (Filed With SEC on November 12, 2014)

between GLOBAL TECHNOLOGY INC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOU BRANCH as Lender RMB WORKING CAPITAL LOAN AGREEMENT (Filed With SEC on August 12, 2014)

between GLOBAL TECHNOLOGYINC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOUBRANCH as Lender (Filed With SEC on August 12, 2014)

BUSINESS LOAN AGREEMENT (Filed With SEC on August 5, 2014)

COMMERCIAL SECURITY AGREEMENT (Filed With SEC on August 5, 2014)

PROMISSORY NOTE (Filed With SEC on August 5, 2014)

THIRD AMENDMENT TO OFFICE LEASE (Filed With SEC on July 25, 2014)

BUSINESS LOAN AGREEMENT (Filed With SEC on July 18, 2014)

COMMERCIAL SECURITY AGREEMENT (Filed With SEC on July 18, 2014)

PROMISSORY NOTE (Filed With SEC on July 18, 2014)

Referencenumber: (Filed With SEC on April 7, 2014)

3,000,000 Shares APPLIED OPTOELECTRONICS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 25, 2014)

Lease Agreement (Filed With SEC on March 25, 2014)

2,700,000 Shares APPLIED OPTOELECTRONICS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 14, 2014)

between GLOBAL TECHNOLOGY INC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOU BRANCH as Lender RMB WORKING CAPITAL LOAN AGREEMENT (Filed With SEC on March 6, 2014)

between GLOBAL TECHNOLOGYINC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOUBRANCH as Lender (Filed With SEC on March 6, 2014)

GeneralCredit Facility Agreement (Filed With SEC on March 6, 2014)

CreditFacility Agreement of MegaInternational Commercial Bank (Filed With SEC on March 6, 2014)

TWELFTH AMENDMENT (Filed With SEC on December 17, 2013)

ELEVENTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on November 19, 2013)

APPLIED OPTOELECTRONICS, INC. 2013 EQUITY INCENTIVE PLAN (Filed With SEC on November 14, 2013)

between GLOBAL TECHNOLOGYINC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOUBRANCH as Lender RMB WORKING CAPITAL LOAN AGREEMENT (Filed With SEC on November 14, 2013)

OfficeLease Agreement (Filed With SEC on November 14, 2013)

Amendmentto Office Lease Agreement (Filed With SEC on November 14, 2013)

Dated [ ] between GLOBAL TECHNOLOGY INC. and CHINA CONSTRUCTIONBANK NINGBOYINZHOU SUB-BRANCH ____________________________________________________________________ TrustReceipt Loan... (Filed With SEC on November 14, 2013)

Shares APPLIED OPTOELECTRONICS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on September 20, 2013)

TENTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on September 20, 2013)

Shares APPLIED OPTOELECTRONICS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on September 11, 2013)

TENTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on September 11, 2013)

APPLIED OPTOELECTRONICS, INC. FIRST AMENDMENT TO THE 2006 INCENTIVE SHARE PLAN August 16, 2013 (Filed With SEC on August 27, 2013)

APPLIED OPTOELECTRONICS, INC. REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 13, 2013)

THIRD AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF APPLIED OPTOELECTRONICS, INC. (Filed With SEC on August 13, 2013)

INDEMNIFICATION AGREEMENT (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 1998 INCENTIVE SHARE PLAN ARTICLE 1 PURPOSE AND EFFECTIVE DATE (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 1998 INCENTIVE SHARE PLAN STOCK OPTION AGREEMENT (INCENTIVE AND NONQUALIFIED STOCK OPTIONS) (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. Incentive Stock Option Agreement (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2000 INCENTIVE SHARE PLAN ARTICLE 1 PURPOSE AND EFFECTIVE DATE (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2000 INCENTIVE SHARE PLAN STOCK OPTION AGREEMENT (INCENTIVE AND NONQUALIFIED STOCK OPTIONS) (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. Incentive Stock Option Agreement (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2004 INCENTIVE SHARE PLAN ARTICLE 1 PURPOSE AND EFFECTIVE DATE (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2004 INCENTIVE SHARE PLAN STOCK OPTION AGREEMENT (INCENTIVE AND NONQUALIFIED STOCK OPTIONS) (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2006 INCENTIVE SHARE PLAN ARTICLE 1 PURPOSE (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2006 INCENTIVE SHARE PLAN STOCK OPTION AGREEMENT (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2013 EQUITY INCENTIVE PLAN (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2013 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2013 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2013 EQUITY INCENTIVE PLAN NOTICE OF STOCK APPRECIATION RIGHT AWARD (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. 2013 EQUITY INCENTIVE PLAN NOTICE OF STOCK OPTION AWARD (Filed With SEC on August 13, 2013)

LEASE DEFINITION OF LEASE TERMS (Filed With SEC on August 13, 2013)

Office Lease Agreement (Filed With SEC on August 13, 2013)

APPLIED OPTOELECTRONICS, INC. UNITED COMMERCIAL BANK AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

SIXTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

SEVENTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

EIGHTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

NINTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 13, 2013)

between GLOBAL TECHNOLOGY INC. as Borrower and CHINA CONSTRUCTION BANK - NINGBO YINZHOU BRANCH as Lender RMB WORKING CAPITAL LOAN AGREEMENT (Filed With SEC on August 13, 2013)

EMPLOYMENT AGREEMENT REGARDING CHANGE OF CONTROL OR SEPARATION OF SERVICE (Filed With SEC on August 13, 2013)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT REGARDING CHANGE OF CONTROL OR SEPARATION OF SERVICE (Filed With SEC on August 13, 2013)

EMPLOYMENT AGREEMENT REGARDING CHANGE OF CONTROL OR SEPARATION OF SERVICE (Filed With SEC on August 13, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on August 13, 2013)

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Applied Optoelect Contracts & Agreements