Apollo Endosurgery, Inc. Contracts & Agreements

Description of Securities (Filed With SEC on March 30, 2023)

Apollo Endosurgery, Inc. Amended Non-Employee Director Compensation Policy (Filed With SEC on November 1, 2022)

Amended and Restated Non-Employee Director Compensation Policy (Filed With SEC on August 2, 2022)

Description of Securities (Filed With SEC on February 22, 2022)

Loan and Security Agreement, dated as of December 21, 2021, by and among Apollo Endosurgery, Inc., certain of its subsidiaries, as co-borrowers, Innovatus Life Sciences Lending... (Filed With SEC on February 22, 2022)

Purchase Agreement, dated October 12, 2021, among Apollo Endosurgery, Inc., Piper Sandler & Co., Cowen and Company, LLC and Stifel, Nicolaus & Company, Incorporated, as... (Filed With SEC on October 14, 2021)

Second Amendment to Office Lease Agreement, dated June 18, 2021, by and between Apollo Endosurgery, Inc. and Aslan IV Austin, LLC (Filed With SEC on August 3, 2021)

Separation Agreement, dated May 4, 2021, by and between Apollo Endosurgery, Inc. and Bret Schwartzhoff (Filed With SEC on May 7, 2021)

2021 Bonus Plan (Filed With SEC on March 25, 2021)

Separation and Release Agreement, dated February 2 (Filed With SEC on March 3, 2021)

Transition Services Agreement, dated February 2 (Filed With SEC on March 3, 2021)

Description of Securities (Filed With SEC on February 25, 2021)

Employment Agreement Effective March 1, 2020 by and between the Company and Charles McKhann (Filed With SEC on February 25, 2021)

Eighth Amendment, dated February (Filed With SEC on February 25, 2021)

Seventh Amendment, dated December 4, 2020, to the Loan and Security Agreement, dated March 15, 2019, by and among Apollo Endosurgery, Inc., Solar Capital Ltd., the guarantors... (Filed With SEC on December 7, 2020)

Amendment, dated as of December 4, 2020, to the Securities Purchase Agreement, dated as of August 7, 2019, by and among Apollo Endosurgery, Inc. and the purchasers named therein,... (Filed With SEC on December 7, 2020)

Addendum No. 2 to Office Lease Agreement dated August 7, 2014 between Apollo Endosurgery Costa Rica and BCR Fondo de Inversion Inmobiliario (Filed With SEC on November 5, 2020)

Securities Purchase Agreement, dated as of July 17, 2020, by and among Apollo Endosurgery, Inc. and the purchasers named therein (Filed With SEC on July 22, 2020)

Registration Rights Agreement, dated as of July 17, 2020, by and among Apollo Endosurgery, Inc. and the purchasers named therein (Filed With SEC on July 22, 2020)

Sixth Amendment, dated July 17, 2020, to the Loan and Security Agreement, dated March 15, 2019, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors party... (Filed With SEC on July 22, 2020)

Fourth Amendment and Limited Waiver to Loan and Security Agreement, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors party thereto, and the lenders (Filed With SEC on May 4, 2020)

Fifth Amendment and Limited Waiver to Loan and Security Agreement and Second Amendment to Fee Letter, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors... (Filed With SEC on May 4, 2020)

Promissory Note, dated April 27, 2020, by and among Apollo Endosurgery, Inc. and Dallas Capital Bank, N.A (Filed With SEC on May 4, 2020)

Description of Securities (Filed With SEC on March 26, 2020)

2020 Bonus Plan (Filed With SEC on March 5, 2020)

Third Amendment, dated October 25, 2019, to the Loan and Security Agreement, dated March 15, 2019, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors party... (Filed With SEC on October 30, 2019)

Form of 6.0% Convertible Debenture due 2024 (Filed With SEC on August 16, 2019)

Securities Purchase Agreement, dated as of August 7, 2019, by and among Apollo Endosurgery, Inc. and the purchasers named therein (Filed With SEC on August 16, 2019)

Registration Rights Agreement, dated as of August 7, 2019, by and among Apollo Endosurgery, Inc. and the purchasers named therein (Filed With SEC on August 16, 2019)

Subsidiary Guarantee, dated as of August 12, 2019, issued by Apollo Endosurgery International, LLC, Apollo Endosurgery Costa Rica S.R.L., Apollo Endosurgery US, Inc., Lpath... (Filed With SEC on August 16, 2019)

Pre-funded Warrant, dated as of August 12, 2019, issued by Apollo Endosurgery, Inc (Filed With SEC on August 16, 2019)

Second Amendment, dated August 7, 2019, to the Loan and Security Agreement, dated March 15, 2019, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors party... (Filed With SEC on August 16, 2019)

First Amendment to Loan and Security Agreement (Filed With SEC on June 27, 2019)

2019 Bonus Plan (Filed With SEC on March 5, 2019)

Asset Purchase Agreement, dated December 17, 2018, by and between Apollo Endosurgery, Inc. and ReShape Lifesciences Inc (Filed With SEC on December 19, 2018)

Eighth Amendment to Credit Agreement with Athyrium, dated December 17, 2018 (Filed With SEC on December 19, 2018)

Seventh Amendment to Credit Agreement and Waiver with Athyrium dated November 6, 2018 (Filed With SEC on November 8, 2018)

First Amendment to Office Lease Agreement dated June 11, 2018, by and between the Company and DPF Cityview LP (Filed With SEC on August 8, 2018)

Non-Employee Director Compensation Policy May 2018 amendment (Filed With SEC on August 8, 2018)

Form of Indemnification Agreement (Filed With SEC on August 8, 2018)

Underwriting Agreement, dated June 20, 2018 (Filed With SEC on June 21, 2018)

Form of Change in Control Agreement (Filed With SEC on May 30, 2018)

Second Amendment to Employment Agreement dated June 1, 2014, by and between the Company and Todd Newton (Filed With SEC on May 30, 2018)

First Amendment to Employment Agreement dated March 2, 2015, by and between the Company and Stefanie Cavanaugh (Filed With SEC on May 30, 2018)

2018 Bonus Plan (Filed With SEC on May 3, 2018)

John Molesphini Offer Letter (Filed With SEC on May 3, 2018)

Gostout offer letter, dated December 9, 2016 (Filed With SEC on March 1, 2018)

Sixth Amendment to Credit Agreement with Athyrium dated February 28, 2018 (Filed With SEC on March 1, 2018)

Separation, Severance and General Release Agreement, dated November 13, 2017, by and between Apollo Endosurgery, Inc. and Dennis McWilliams (Filed With SEC on November 17, 2017)

Transition Services Agreement, dated November 15, 2017, by and between Apollo Endosurgery, Inc. and Dennis McWilliams (Filed With SEC on November 17, 2017)

APOLLO ENDOSURGERY, INC. UNDERWRITING AGREEMENT (Filed With SEC on July 18, 2017)

APOLLO ENDOSURGERY, INC. 2017 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 3, 2017 APPROVED BY THE STOCKHOLDERS: JUNE 9, 2017 (Filed With SEC on June 13, 2017)

APOLLO ENDOSURGERY, INC. STOCK OPTION GRANT NOTICE (2017 EQUITY INCENTIVE PLAN) (Filed With SEC on June 13, 2017)

APOLLO ENDOSURGERY, INC. RESTRICTED STOCK UNIT GRANT NOTICE (2017 EQUITY INCENTIVE PLAN) (Filed With SEC on June 13, 2017)

Apollo Endosurgery, Inc. 2017 BonusPlan Effective:January 1, 2017 (Filed With SEC on June 1, 2017)

FIFTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on March 8, 2017)

FORM OF INDEMNITY AGREEMENT (Filed With SEC on January 3, 2017)

EMPLOYMENT AGREEMENT Stefanie Cavanaugh (Filed With SEC on January 3, 2017)

SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS (Filed With SEC on October 18, 2016)

LPATH, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on October 11, 2016)

APOLLO ENDOSURGERY, INC. COMMON STOCK PURCHASE WARRANT (Filed With SEC on October 11, 2016)

THIRD AMENDED AND RESTATED INVESTORS RIGHTS AGREEMENT (Filed With SEC on October 11, 2016)

Apollo Endosurgery, Inc. 2006 Stock Option Plan Plan Description and Contract Forms (Filed With SEC on October 11, 2016)

APOLLO ENDOSURGERY, INC. 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: MAY 19, 2016 APPROVED BY THE STOCKHOLDERS: AUGUST 10, 2016 TERMINATION DATE: MAY 18, 2026 (Filed With SEC on October 11, 2016)

AGREEMENT AND PLAN OF MERGER AND REORGANIZATION (Filed With SEC on September 8, 2016)

SUPPORT AGREEMENT (Filed With SEC on September 8, 2016)

LPATH, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN ARTICLE ONE GENERAL PROVISIONS (Filed With SEC on June 18, 2015)

LPATH, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS (Deferred Settlement Date) (Filed With SEC on November 12, 2014)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on November 4, 2014)

EXECUTIVE CONSULTING AGREEMENT (Filed With SEC on November 4, 2014)

LPATH, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS (Deferred Settlement Date) (Filed With SEC on November 4, 2014)

SUBJECT TO COMMITMENT COMMITTEE APPROVAL (Filed With SEC on September 22, 2014)

COMMON STOCK PURCHASE WARRANT LPATH, INC. (Filed With SEC on September 22, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on September 22, 2014)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 22, 2014)

PLAN OF CONVERSION of LPATH, INC., a Nevada corporation into LPATH, INC., a Delaware corporation (Filed With SEC on July 21, 2014)

INDEMNIFICATION AGREEMENT (Filed With SEC on July 21, 2014)

LPATH, INC. Class A Common Stock (par value $0.001 per share) At-the-Market Issuance Sales Agreement (Filed With SEC on March 18, 2014)

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on March 18, 2014)

LPATH, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT (Filed With SEC on March 18, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on March 18, 2014)

Amendment No. 1 to the Option, License and Development Agreement by and between Pfizer Inc. and Lpath, Inc. dated December 16, 2010 (Amendment No. 1) (Filed With SEC on March 15, 2013)

LPATH, INC. 2,366,000 Shares Class A Common Stock UNDERWRITING AGREEMENT (Filed With SEC on December 14, 2012)

INDEMNIFICATION AGREEMENT (Filed With SEC on October 26, 2012)

SABBADINI-LPATH 2012 CONSULTANT AGREEMENT (Filed With SEC on June 5, 2012)

LPATH, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on March 6, 2012)

LPATH, INC. SUBSCRIPTION AGREEMENT (Filed With SEC on March 6, 2012)

LPATH, INC. 12,358,667 Units Each Consisting of One Share of Common Stock and 0.5 of a Warrant to purchase One Share of Common Stock PLACEMENT AGENT AGREEMENT (Filed With SEC on March 6, 2012)

LPATH, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on February 14, 2012)

LPATH, INC. Units Each Consisting of One Share of Common Stock and of a Warrant to purchase One Share of Common Stock PLACEMENT AGENT AGREEMENT (Filed With SEC on February 14, 2012)

LPATH, INC. SUBSCRIPTION AGREEMENT (Filed With SEC on February 14, 2012)

LPATH, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on February 10, 2012)

LPATH, INC. Units Each Consisting of One Share of Common Stock and of a Warrant to purchase One Share of Common Stock PLACEMENT AGENT AGREEMENT (Filed With SEC on February 10, 2012)

LPATH, INC. SUBSCRIPTION AGREEMENT (Filed With SEC on February 10, 2012)

Consulting Agreement Lpath, Inc. 4025 Sorrento Valley Blvd. San Diego, California 92121 (Filed With SEC on February 10, 2012)

LPATH, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 23, 2011)

LPATH, INC. Units Each Consisting of One Share of Common Stock and of a Warrant to purchase One Share of Common Stock PLACEMENT AGENT AGREEMENT (Filed With SEC on December 23, 2011)

LPATH, INC. SUBSCRIPTION AGREEMENT (Filed With SEC on December 23, 2011)

LPATH, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 7, 2011)

LPATH, INC. Units Each Consisting of One Share of Common Stock and a Warrant to purchase Shares of Common Stock PLACEMENT AGENT AGREEMENT (Filed With SEC on December 7, 2011)

LPATH, INC. SUBSCRIPTION AGREEMENT (Filed With SEC on December 7, 2011)

LEASE dated May 31, 2011 between SORRENTO SCIENCE PARK, LLC, a California limited liability company, as Landlord and LPATH, INC., a Nevada corporation, as Tenant for 4025 Sorrento... (Filed With SEC on June 3, 2011)

OPTION, LICENSE AND DEVELOPMENT AGREEMENT by and between PFIZER INC. and LPATH, INC. (Filed With SEC on March 23, 2011)

WARRANT TOPURCHASE SHARES OF CLASS A COMMON STOCK OF LPATH, INC. Expires , 2012 (Filed With SEC on November 18, 2010)

LPATH, INC. SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 18, 2010)

LPATH, INC. REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 18, 2010)

EMPLOYMENTAGREEMENT (Filed With SEC on March 25, 2009)

LICENSEAGREEMENT Dated as of October 28, 2008 By and Between Lpath, Inc. And Merck KGaA (Filed With SEC on March 25, 2009)

COMMON STOCK PURCHASE WARRANT LPATH, INC. (Filed With SEC on September 11, 2008)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on September 11, 2008)

****CONFIDENTIAL PORTIONS OF THIS AGREEMENT HAVE BEENOMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FORCONFIDENTIAL TREATMENT**** RESEARCH COLLABORATION... (Filed With SEC on January 9, 2006)

AGREEMENT AND PLAN OF REORGANIZATION AMONG NEIGHBORHOOD CONNECTIONS, INC., NEIGHBORHOOD CONNECTIONS ACQUISITION CORPORATION AND LPATH THERAPEUTICS INC. (Filed With SEC on December 6, 2005)

Form of Warrant Issued to Western States Investment Corporation for Lease Guaranty (Filed With SEC on December 6, 2005)

Form of Warrant Issued to Investors Pursuant to the Common Stock and Warrant PurchaseAgreement dated June 30, 2005. (Filed With SEC on December 6, 2005)

Form of Warrant Issued to Johnson & Johnson DevelopmentCorporation dated April 3, 2002 (Filed With SEC on December 6, 2005)

Form ofWarrant Issued to Purchasers of ConvertibleSecured Promissory Notes asamended by the Omnibus Amendment toConvertible Secured Promissory Notes and Warrants datedNovember 30,... (Filed With SEC on December 6, 2005)

Form of Warrant Issued Pursuant to the Common Stock and Warrant Purchase Agreement dated November 30, 2005 (Filed With SEC on December 6, 2005)

LeaseAgreement dated August 12, 2005 between Lpath Therapeutics Inc. and Pointe Camino Windell LLC (Filed With SEC on December 6, 2005)

Research Agreement dated January 28,2004 between Medlyte, Inc. and San Diego State University together with Amendments No. 1and No.2 (Filed With SEC on December 6, 2005)

Assignment Agreement dated June 9,2005 between Lpath Therapeutics Inc. and LPL Technologies, Inc. (Filed With SEC on December 6, 2005)

Consultant Agreement datedJuly 1, 2005 between Lpath TherapeuticsInc. and William Garland (Filed With SEC on December 6, 2005)

Consultant Agreement datedSeptember 1, 2005 between Lpath TherapeuticsInc. and Roger Sabbadini (Filed With SEC on December 6, 2005)

2005 Stock Option/StockIssuance Plan (Filed With SEC on December 6, 2005)

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Apollo Endosurgery, Inc. Contracts & Agreements