Apollo Endosurgery, Inc. Contracts & Agreements

133 Contracts & Agreements
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Description of Securities
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2023
Apollo Endosurgery, Inc. Amended Non-Employee Director Compensation Policy
Compensation Agreements
Apollo Endosurgery, Inc.
2022
Amended and Restated Non-Employee Director Compensation Policy
Compensation Agreements
Apollo Endosurgery, Inc.
2022
Description of Securities
Apollo Endosurgery, Inc.
2022
Loan and Security Agreement, dated as of December 21, 2021, by and among Apollo Endosurgery, Inc., certain of its subsidiaries, as co-borrowers, Innovatus Life Sciences Lending...
Loan Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2022
Purchase Agreement, dated October 12, 2021, among Apollo Endosurgery, Inc., Piper Sandler & Co., Cowen and Company, LLC and Stifel, Nicolaus & Company, Incorporated, as...
Purchase Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
CA
2021
Second Amendment to Office Lease Agreement, dated June 18, 2021, by and between Apollo Endosurgery, Inc. and Aslan IV Austin, LLC
Lease Agreements
Apollo Endosurgery, Inc.
2021
Separation Agreement, dated May 4, 2021, by and between Apollo Endosurgery, Inc. and Bret Schwartzhoff
Separation Agreements
Apollo Endosurgery, Inc.
2021
2021 Bonus Plan
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
2021
Separation and Release Agreement, dated February 2
Separation Agreements
Apollo Endosurgery, Inc.
2021
Transition Services Agreement, dated February 2
Transition Agreements
Apollo Endosurgery, Inc.
2021
Description of Securities
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2021
Employment Agreement Effective March 1, 2020 by and between the Company and Charles McKhann
Employment Agreements
Apollo Endosurgery, Inc.
2021
Eighth Amendment, dated February
Apollo Endosurgery, Inc.
2021
Seventh Amendment, dated December 4, 2020, to the Loan and Security Agreement, dated March 15, 2019, by and among Apollo Endosurgery, Inc., Solar Capital Ltd., the guarantors...
Loan Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2020
Addendum No. 2 to Office Lease Agreement dated August 7, 2014 between Apollo Endosurgery Costa Rica and BCR Fondo de Inversion Inmobiliario
Lease Agreements
Apollo Endosurgery, Inc.
2020
Securities Purchase Agreement, dated as of July 17, 2020, by and among Apollo Endosurgery, Inc. and the purchasers named therein
Purchase Agreements
Apollo Endosurgery, Inc.
2020
Registration Rights Agreement, dated as of July 17, 2020, by and among Apollo Endosurgery, Inc. and the purchasers named therein
Registration Rights Agreements
Apollo Endosurgery, Inc.
2020
Sixth Amendment, dated July 17, 2020, to the Loan and Security Agreement, dated March 15, 2019, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors party...
Loan Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2020
Fourth Amendment and Limited Waiver to Loan and Security Agreement, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors party thereto, and the lenders
Loan Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2020
Fifth Amendment and Limited Waiver to Loan and Security Agreement and Second Amendment to Fee Letter, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors...
Loan Agreements
Apollo Endosurgery, Inc.
2020
Promissory Note, dated April 27, 2020, by and among Apollo Endosurgery, Inc. and Dallas Capital Bank, N.A
Note Agreements
Apollo Endosurgery, Inc.
2020
Description of Securities
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2020
2020 Bonus Plan
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
2020
Third Amendment, dated October 25, 2019, to the Loan and Security Agreement, dated March 15, 2019, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors party...
Loan Agreements
Apollo Endosurgery, Inc.
2019
Form of 6.0% Convertible Debenture due 2024
Debenture Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2019
Securities Purchase Agreement, dated as of August 7, 2019, by and among Apollo Endosurgery, Inc. and the purchasers named therein
Purchase Agreements
Apollo Endosurgery, Inc.
2019
Registration Rights Agreement, dated as of August 7, 2019, by and among Apollo Endosurgery, Inc. and the purchasers named therein
Registration Rights Agreements
Apollo Endosurgery, Inc.
2019
Subsidiary Guarantee, dated as of August 12, 2019, issued by Apollo Endosurgery International, LLC, Apollo Endosurgery Costa Rica S.R.L., Apollo Endosurgery US, Inc., Lpath...
Guarantee Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2019
Pre-funded Warrant, dated as of August 12, 2019, issued by Apollo Endosurgery, Inc
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
2019
Second Amendment, dated August 7, 2019, to the Loan and Security Agreement, dated March 15, 2019, by and among Apollo Endosurgery, Inc., Solar Capital, Ltd., the guarantors party...
Loan Agreements
Apollo Endosurgery, Inc.
2019
First Amendment to Loan and Security Agreement
Loan Agreements
Apollo Endosurgery, Inc.
2019
2019 Bonus Plan
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
2019
Asset Purchase Agreement, dated December 17, 2018, by and between Apollo Endosurgery, Inc. and ReShape Lifesciences Inc
Purchase Agreements
Apollo Endosurgery, Inc.
2018
Eighth Amendment to Credit Agreement with Athyrium, dated December 17, 2018
Credit Agreements
Apollo Endosurgery, Inc.
2018
Seventh Amendment to Credit Agreement and Waiver with Athyrium dated November 6, 2018
Credit Agreements
Apollo Endosurgery, Inc.
2018
First Amendment to Office Lease Agreement dated June 11, 2018, by and between the Company and DPF Cityview LP
Lease Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
MD
2018
Non-Employee Director Compensation Policy May 2018 amendment
Compensation Agreements
Apollo Endosurgery, Inc.
2018
Form of Indemnification Agreement
Indemnification Agreements
Apollo Endosurgery, Inc.
2018
Underwriting Agreement, dated June 20, 2018
Underwriting Agreements
Apollo Endosurgery, Inc.
2018
Form of Change in Control Agreement
Change of Control Agreements
Apollo Endosurgery, Inc.
2018
Second Amendment to Employment Agreement dated June 1, 2014, by and between the Company and Todd Newton
Employment Agreements
Apollo Endosurgery, Inc.
2018
First Amendment to Employment Agreement dated March 2, 2015, by and between the Company and Stefanie Cavanaugh
Employment Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2018
2018 Bonus Plan
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
2018
John Molesphini Offer Letter
Apollo Endosurgery, Inc.
2018
Gostout offer letter, dated December 9, 2016
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
2018
Sixth Amendment to Credit Agreement with Athyrium dated February 28, 2018
Credit Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
2018
Separation, Severance and General Release Agreement, dated November 13, 2017, by and between Apollo Endosurgery, Inc. and Dennis McWilliams
Separation Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
TX
2017
Transition Services Agreement, dated November 15, 2017, by and between Apollo Endosurgery, Inc. and Dennis McWilliams
Transition Agreements
Apollo Endosurgery, Inc.
2017
APOLLO ENDOSURGERY, INC. UNDERWRITING AGREEMENT
Underwriting Agreements
Apollo Endosurgery, Inc.
2017
APOLLO ENDOSURGERY, INC. 2017 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 3, 2017 APPROVED BY THE STOCKHOLDERS: JUNE 9, 2017
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
2017
APOLLO ENDOSURGERY, INC. STOCK OPTION GRANT NOTICE (2017 EQUITY INCENTIVE PLAN)
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
2017
APOLLO ENDOSURGERY, INC. RESTRICTED STOCK UNIT GRANT NOTICE (2017 EQUITY INCENTIVE PLAN)
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
2017
Apollo Endosurgery, Inc. 2017 BonusPlan Effective:January 1, 2017
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
2017
FIFTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
Apollo Endosurgery, Inc.
2017
FORM OF INDEMNITY AGREEMENT
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2017
EMPLOYMENT AGREEMENT Stefanie Cavanaugh
Employment Agreements
Apollo Endosurgery, Inc.
2017
SEPARATION AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS
Separation Agreements
Apollo Endosurgery, Inc.
2016
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2016
APOLLO ENDOSURGERY, INC. COMMON STOCK PURCHASE WARRANT
Warrant Agreements
Apollo Endosurgery, Inc.
2016
THIRD AMENDED AND RESTATED INVESTORS RIGHTS AGREEMENT
Investor Rights Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2016
Apollo Endosurgery, Inc. 2006 Stock Option Plan Plan Description and Contract Forms
Stock Agreements
Apollo Endosurgery, Inc.
2016
APOLLO ENDOSURGERY, INC. 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: MAY 19, 2016 APPROVED BY THE STOCKHOLDERS: AUGUST 10, 2016 TERMINATION DATE: MAY 18, 2026
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
2016
AGREEMENT AND PLAN OF MERGER AND REORGANIZATION
Merger Agreements
Apollo Endosurgery, Inc.
2016
SUPPORT AGREEMENT
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2016
SUPPORT AGREEMENT
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2016
LPATH, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN ARTICLE ONE GENERAL PROVISIONS
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
2015
LPATH, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS (Deferred Settlement Date)
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
2014
SEPARATION AGREEMENT AND GENERAL RELEASE
Separation Agreements
Apollo Endosurgery, Inc.
2014
EXECUTIVE CONSULTING AGREEMENT
Consulting Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
CA
2014
LPATH, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS (Deferred Settlement Date)
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
CA
2014
SUBJECT TO COMMITMENT COMMITTEE APPROVAL
Apollo Endosurgery, Inc.
2014
COMMON STOCK PURCHASE WARRANT LPATH, INC.
Warrant Agreements
Apollo Endosurgery, Inc.
2014
COMMON STOCK PURCHASE WARRANT LPATH, INC.
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
2014
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2014
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
2014
PLAN OF CONVERSION of LPATH, INC., a Nevada corporation into LPATH, INC., a Delaware corporation
Apollo Endosurgery, Inc.
2014
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
DE
2014
LPATH, INC. Class A Common Stock (par value $0.001 per share) At-the-Market Issuance Sales Agreement
Stock Agreements
Apollo Endosurgery, Inc.
2014
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
CA
2014
LPATH, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT
Bonus & Incentive Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
CA
2014
EMPLOYMENT AGREEMENT
Employment Agreements
Apollo Endosurgery, Inc.
2014
EMPLOYMENT AGREEMENT
Employment Agreements
Apollo Endosurgery, Inc.
2014
Amendment No. 1 to the Option, License and Development Agreement by and between Pfizer Inc. and Lpath, Inc. dated December 16, 2010 (Amendment No. 1)
License Agreements
Apollo Endosurgery, Inc.
2013
LPATH, INC. 2,366,000 Shares Class A Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
Apollo Endosurgery, Inc.
2012
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Apollo Endosurgery, Inc.
2012
SABBADINI-LPATH 2012 CONSULTANT AGREEMENT
Apollo Endosurgery, Inc.
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. SUBSCRIPTION AGREEMENT
Subscription Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. 12,358,667 Units Each Consisting of One Share of Common Stock and 0.5 of a Warrant to purchase One Share of Common Stock PLACEMENT AGENT AGREEMENT
Warrant Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. Units Each Consisting of One Share of Common Stock and of a Warrant to purchase One Share of Common Stock PLACEMENT AGENT AGREEMENT
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2012
LPATH, INC. SUBSCRIPTION AGREEMENT
Subscription Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. Units Each Consisting of One Share of Common Stock and of a Warrant to purchase One Share of Common Stock PLACEMENT AGENT AGREEMENT
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2012
LPATH, INC. SUBSCRIPTION AGREEMENT
Subscription Agreements
Apollo Endosurgery, Inc.
2012
Consulting Agreement Lpath, Inc. 4025 Sorrento Valley Blvd. San Diego, California 92121
Consulting Agreements
Apollo Endosurgery, Inc.
2012
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
2011
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2011
LPATH, INC. Units Each Consisting of One Share of Common Stock and of a Warrant to purchase One Share of Common Stock PLACEMENT AGENT AGREEMENT
Warrant Agreements
Apollo Endosurgery, Inc.
2011
LPATH, INC. SUBSCRIPTION AGREEMENT
Subscription Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2011
LPATH, INC. WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Apollo Endosurgery, Inc.
2011
LPATH, INC. Units Each Consisting of One Share of Common Stock and a Warrant to purchase Shares of Common Stock PLACEMENT AGENT AGREEMENT
Warrant Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2011
LPATH, INC. SUBSCRIPTION AGREEMENT
Subscription Agreements
Apollo Endosurgery, Inc.
2011
LEASE dated May 31, 2011 between SORRENTO SCIENCE PARK, LLC, a California limited liability company, as Landlord and LPATH, INC., a Nevada corporation, as Tenant for 4025 Sorrento...
Lease Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
CA
2011
OPTION, LICENSE AND DEVELOPMENT AGREEMENT by and between PFIZER INC. and LPATH, INC.
License Agreements
Apollo Endosurgery, Inc.
2011
WARRANT TOPURCHASE SHARES OF CLASS A COMMON STOCK OF LPATH, INC. Expires , 2012
Warrant Agreements
Apollo Endosurgery, Inc.
2010
LPATH, INC. SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Apollo Endosurgery, Inc.
2010
LPATH, INC. REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
2010
EMPLOYMENTAGREEMENT
Apollo Endosurgery, Inc.
2009
LICENSEAGREEMENT Dated as of October 28, 2008 By and Between Lpath, Inc. And Merck KGaA
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
CA
2009
COMMON STOCK PURCHASE WARRANT LPATH, INC.
Warrant Agreements
Apollo Endosurgery, Inc.
2008
SECURITIESPURCHASE AGREEMENT
Apollo Endosurgery, Inc.
2008
****CONFIDENTIAL PORTIONS OF THIS AGREEMENT HAVE BEENOMITTED AND FILED SEPARATELY WITH THE COMMISSION PURSUANT TO A REQUEST FORCONFIDENTIAL TREATMENT**** RESEARCH COLLABORATION...
Collaboration Agreements
Apollo Endosurgery, Inc.
2006
AGREEMENT AND PLAN OF REORGANIZATION AMONG NEIGHBORHOOD CONNECTIONS, INC., NEIGHBORHOOD CONNECTIONS ACQUISITION CORPORATION AND LPATH THERAPEUTICS INC.
Plan of Reorganization Agreements
Apollo Endosurgery, Inc.
2005
Form of Warrant Issued to Western States Investment Corporation for Lease Guaranty
Warrant Agreements
Apollo Endosurgery, Inc.
2005
Form of Warrant Issued to Investors Pursuant to the Common Stock and Warrant PurchaseAgreement dated June 30, 2005.
Warrant Agreements
Apollo Endosurgery, Inc.
2005
Form of Warrant Issued to Johnson & Johnson DevelopmentCorporation dated April 3, 2002
Warrant Agreements
Apollo Endosurgery, Inc.
2005
Form ofWarrant Issued to Purchasers of ConvertibleSecured Promissory Notes asamended by the Omnibus Amendment toConvertible Secured Promissory Notes and Warrants datedNovember 30,...
Note Agreements
Apollo Endosurgery, Inc.
2005
Form of Warrant Issued Pursuant to the Common Stock and Warrant Purchase Agreement dated November 30, 2005
Warrant Agreements
Apollo Endosurgery, Inc.
2005
LeaseAgreement dated August 12, 2005 between Lpath Therapeutics Inc. and Pointe Camino Windell LLC
Apollo Endosurgery, Inc.
2005
Research Agreement dated January 28,2004 between Medlyte, Inc. and San Diego State University together with Amendments No. 1and No.2
Apollo Endosurgery, Inc.
2005
Assignment Agreement dated June 9,2005 between Lpath Therapeutics Inc. and LPL Technologies, Inc.
Assignment Agreements
Apollo Endosurgery, Inc.
2005
Consultant Agreement datedJuly 1, 2005 between Lpath TherapeuticsInc. and William Garland
Apollo Endosurgery, Inc.
2005
Consultant Agreement datedSeptember 1, 2005 between Lpath TherapeuticsInc. and Roger Sabbadini
Apollo Endosurgery, Inc.
2005
2005 Stock Option/StockIssuance Plan
Stock Agreements
Apollo Endosurgery, Inc.
2005
Amendment, dated as of December 4, 2020, to the Securities Purchase Agreement, dated as of August 7, 2019, by and among Apollo Endosurgery, Inc. and the purchasers named therein,...
Purchase Agreements
Apollo Endosurgery, Inc.
Health Care Equipment & Supplies
NY
2020