Second Amendment to Amended and Restated Stockholders Agreement by and among Animas Corporation, New Holders, and Existing Holders

Summary

This agreement is the Second Amendment to the Amended and Restated Stockholders Agreement among Animas Corporation, certain new investors (including Silicon Valley Bank), and existing stockholders. It updates the original agreement to include new parties who have acquired or may acquire Series C Preferred Stock and related warrants, ensuring they are subject to the same rights and obligations as existing holders. The amendment also revises certain definitions and terms to reflect these changes. All other provisions of the original agreement remain in effect. The amendment is governed by Pennsylvania law.

EX-10.18(B) 30 w93915exv10w18xby.txt SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT EXHIBIT 10.18(B) EXECUTION SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT THIS SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT (the "Second Amendment") is entered into this 21st day of January, 2003, by and among Animas Corporation, a Delaware corporation (the "Company"), the individuals and entities who are identified as "New Holders" on the signature pages to this Second Amendment (the "New Holders"), and the Existing Holders. WHEREAS, the Company and certain holders of the Company's capital stock (the "Existing Holders") have entered into that certain Amended and Restated Stockholders Agreement, dated as of October 11, 2001 (as amended by the First Amendment to Amended and Restated Stockholders Agreement dated as of May 13, 2002 (the "First Amendment"), together with all joinders thereto, the "Original Agreement"); WHEREAS, the Company now desires to sell and issue additional shares of Series C Convertible Preferred Stock, $0.01 par value per share (the "Series C Preferred Stock"), including those issuable upon exercise of warrants to purchase shares of Series C Preferred Stock (the "Warrants"), pursuant to a Unit Purchase Agreement, dated January 21,2003 (the "Unit Purchase Agreement"), among the Company and the purchasers thereunder (the "Unit Purchasers"); WHEREAS, the Company previously obtained a line of credit from Silicon Valley Bank, a California-chartered bank ("SVB"), and, in connection therewith, issued the SVB Warrants (as defined herein) exercisable for the purchase of shares of Series C Preferred Stock; WHEREAS, neither SVB nor certain of the Unit Purchasers are parties to the Original Agreement; WHEREAS, the Company and the Existing Holders desire to further amend the Original Agreement as set forth herein to subject the Unit Purchasers and SVB to those certain rights and obligations as set forth in the Original Agreement; WHEREAS, the Company and the Existing Holders desire to further amend the Original Agreement to make subject to the Original Agreement the Warrants and the SVB Warrants; WHEREAS, Section 14 of the Original Agreement provides that the Original Agreement may be amended or modified upon the written consent of (i) the Company, (ii) the Initial Series B Purchasers holding at least 60% of the votes entitled to be cast by the holders of Series B Convertible Preferred Stock, $0.01 par value per share (the "Series B Preferred Stock") owned by all such Initial Series B Purchasers, solely with respect to such shares of Series B Preferred Stock, (iii) the Initial Purchasers holding at least 60% of the votes entitled to be cast by the holders of shares of Series C Preferred Stock owned by all such Initial Purchasers, solely with respect to such shares of Series C Preferred Stock, and (iv) the holders of a majority of the votes entitled to be cast by the holders of the outstanding Preferred Stock, solely with respect to 1 such Preferred Stock (for purposes of this Second Amendment, collectively, the "Requisite Shares");. NOW THEREFORE, in consideration of the premises and the mutual promises, covenants and agreement contained in this Second Amendment, the parties hereto, intending to be legally bound hereby, do hereby agree as follows: 1. Defined Terms. Capitalized terms used but not otherwise defined herein shall have the meanings set forth in the Original Agreement. 2. Amendments to Stockholders Agreement. (a) Additional Defined Terms. The following additional defined terms are hereby added to the Original Agreement: (i) "Unit Purchase Agreement" shall mean that certain Unit Purchase Agreement dated January 21, 2003 (together with all joinders thereto) pursuant to which certain holders of the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, and Common Stock may acquire Units; (ii) "Securities" shall mean all Shares, SVB Warrants and Warrants. (ii) "SVB Warrants" shall mean those certain warrants to purchase 5,000 shares of Series C Preferred Stock issued to Silicon Valley Bank on November 4, 2002; (iii) "Units" shall mean those certain Units purchased pursuant to the Unit Purchase Agreement and consisting of one share of Series C Preferred Stock and a Warrant; and (iv) "Warrants" shall mean those certain warrants to purchase nine-tenth of one share (0.9) of Series C Preferred Stock issued pursuant to the Unit Purchase Agreement. (b) Amendments to Existing Definitions. (i) The term "Series C Investor" shall be amended in its entirety and, from and after the date hereof, shall mean, collectively, (i) the purchasers of Series C Preferred Stock pursuant to the Series C Purchase Agreement, including the Additional Series C Investors (as defined in the First Amendment), (ii) the purchasers of Units pursuant to the Unit Purchase Agreement, and (iii) Silicon Valley Bank. (c) Other Amendments to Original Agreement. (i) The provisions of Sections 6, 7,9 and 11 of the Original Agreement are hereby amended such that any reference to the specific defined term "Shares" in any such section shall be replaced with the defined term "Securities." 2 (ii) The provisions of subsection 7(c)(ii) of the Original Agreement are hereby amended and restated to read, in its entirety, as follows: "(ii) that number of shares of Series B Preferred Stock, Series C Preferred Stock, Warrants or SVB Warrants held by the Co-Sale Holders which is at such time convertible into (or in the case of Warrants and SVB Warrants, exercisable for shares of Series C Preferred Stock which are convertible into) the number of shares of Common Stock which the Co-Sale Holders elect to sell; provided, however, that if the prospective purchaser objects to the delivery of Series B Preferred Stock, Series C Preferred Stock, Warrants or SVB Warrants, the Co-Sale Holders shall convert such Series B Preferred Stock or Series C Preferred Stock, or exercise such Warrants or SVB Warrants and convert the Series C Preferred Stock received upon exercise thereof, into Common Stock and deliver Common Stock as provided in Section 7(c)(i) above. The Company agrees to effect any such conversion, or exercise and conversion, concurrent with the actual transfer of such Shares to the purchaser." 2. Addition of New Parties to Original Agreement. Each New Holder, including Silicon Valley Bank, by execution of this Second Amendment, shall hereby become a party to the Original Agreement, as amended by this Second Amendment. 3. Ratification of Original Agreement. Except as otherwise amended herein, all other provisions of the Original Agreement, as previously amended, shall remain in full force and effect, and are hereby ratified and confirmed. 4. Governing Law. This Second Amendment and all questions relating to its validity, interpretation, performance and enforcement shall be governed and construed in accordance with the laws of the Commonwealth of Pennsylvania, notwithstanding any conflict of laws doctrines of such Commonwealth or any other jurisdiction to the contrary. 5. Counterparts: Facsimile Execution. This Fourth Amendment may be executed in any number of counterparts, including by facsimile signature, shall be an original and all of which, when taken together, shall be deemed one and the same agreement. 6. Effective Time. This Second Amendment shall become effective and legally binding upon the Company and the other parties hereto, and shall be deemed to effectively amend the Original Agreement, as previously amended, when one or more counterparts hereof, individually or taken together, shall bear the signatures of the holders of the Requisite Shares (the "Effective Time"). [SIGNATURE PAGES FOLLOW] 3 IN WITNESS "WHEREOF, the parties hereto have executed, or caused this Second Amendment to Amended and Restated Stockholders Agreement to be executed by its duly authorized officer or other representative, on the date and year first above written. ANIMAS CORPORATION By: /s/ Richard A. Baron ------------------------------ Title: V.P. Finance, Assist. Sect. [HOLDER SIGNATURE PAGES FOLLOW] 4 EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT KATHERINE CROTHALL ---------------------------------------- Print Name of Existing Holder /s/ Katherine D. Crothall ---------------------------------------- Signature of Authorized Person ---------------------------------------- Title of Authorized Person Address of Existing Holder: 511 AVONWOOD RD. HAVERFORD, PA 19041 Tel. Number: 610 ###-###-#### Fax Number: ---------------------------- 5 EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Graeme Crothall ---------------------------------------- Print Name of Existing Holder /s/ Graeme Crothall ---------------------------------------- Signature of Authorized Person ---------------------------------------- Title of Authorized Person Address of Existing Holder: 511 AVONWOOD RD. HAVERFORD, PA 19041 Tel. Number: 610 ###-###-#### Fax Number: ----------------------------- Stockholders Agreement Signature Page EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Peter Laakmann Trust ---------------------------------------- Print Name of Existing Holder /s/ Katherine D. Crothall ---------------------------------------- Signature of Authorized Person TRUSTEE ---------------------------------------- Title of Authorized Person Address of Existing Holder: 511 AVONWOOD RD. HAVERFORD, PA 19041 Tel. Number: 610 ###-###-#### Fax Number: ----------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Karen Laakmann Trust ---------------------------------------- Print Name of Existing Holder /s/ Katherine D. Crothall ---------------------------------------- Signature of Authorized Person TRUSTEE ---------------------------------------- Title of Authorized Person Address of Existing Holder: 511 AVONWOOD RD. HAVERFORD, PA 19041 Tel. Number: 610 ###-###-#### Fax Number: ----------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Christine Laakmann Trust ---------------------------------------- Print Name of Existing Holder /s/ Katherine D. Crothall ---------------------------------------- Signature of Authorized Person TRUSTEE ---------------------------------------- Title of Authorized Person Address of Existing Holder: 511 AVONWOOD RD. HAVERFORD, PA 19041 Tel. Number: 610 ###-###-#### Fax Number: ---------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Gayle Laakmann Trust ---------------------------------------- Print Name of Existing Holder /s/ Katherine D. Crothall ---------------------------------------- Signature of Authorized Person TRUSTEE ---------------------------------------- Title of Authorized Person Address of Existing Holder: 511 AVONWOOD RD. HAVERFORD, PA 19041 Tel. Number: 610 ###-###-#### Fax Number: ----------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Gwen Crothall Trust ---------------------------------------- Print Name of Existing Holder /s/ Graeme Crothall ---------------------------------------- Signature of Authorized Person Trustee ---------------------------------------- Title of Authorized Person Address of Existing Holder: 511 AVONWOOD RD. HAVERFORD, PA 19041 Tel. Number: 610 ###-###-#### Fax Number: ---------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT William A. Graham, IV ---------------------------------------- Print Name of Existing Holder /s/ William A. Graham, IV ---------------------------------------- Signature of Authorized Person Stockholder ---------------------------------------- Title of Authorized Person Address of Existing Holder: The Graham Building One Penn Square West Philadelphia, PA 19102 Tel. Number: 215 ###-###-#### Fax Number: 215 ###-###-#### EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT HLM/UH FUND, L.P. Edward L. Cahill By: HLM/UH Associates, LLC ---------------------------------------- Its General Partner Print Name of Existing Holder By: HLM Management Co., Inc. Managing Member /s/ Edward L. Cahill ---------------------------------------- Signature of Authorized Person EXEC. V.P. ---------------------------------------- Title of Authorized Person Address of Existing Holder: HLM Management Co., Inc. 222 Berkeley Street Boston, MA 02116 Tel. Number: ---------------------------- Fax Number: ---------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT HLM Opportunities Fund, L.P. Edward L. Cahill By: HLM Opportunities Associates, LLC ---------------------------------------- Its General Partner Print Name of Existing Holder By: HLM Management Co., Inc. Managing Member /s/ Edward L. Cahill ---------------------------------------- Signature of Authorized Person EXEC. V.P. ---------------------------------------- Title of Authorized Person Address of Existing Holder: HLM Management Co., Inc. 222 Berkeley Street Boston, MA 02116 Tel. Number: ---------------------------- Fax Number: ---------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT HLM/CB Fund II, L.P. Edward L. Cahill By: HLM/CB Associates II, LLC ---------------------------------------- Its General Partner Print Name of Existing Holder By: HLM Management Co., Inc. Managing Member /s/ Edward L. Cahill ---------------------------------------- Signature of Authorized Person EXEC. V.P. ---------------------------------------- Title of Authorized Person Address of Existing Holder: HLM Management Co., Inc. 222 Berkeley Street Boston, MA 02116 Tel. Number: ---------------------------- Fax Number: ----------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Liberty Advisors, Inc. ---------------------------------------- Print Name of Existing Holder /s/ Thomas R. Morse ---------------------------------------- Signature of Authorized Person President ---------------------------------------- Title of Authorized Person Address of Existing Holder: C/o Liberty Venture Partners One Commerce Square 2005 Market St., Suite 2040 Philadelphia, PA 19103-7058 Tel. Number: (215) 282-4434 Fax Number: (215) 282-4485 Stockholders Agreement Signature Page EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Liberty Ventures I, L.P. ---------------------------------------- Print Name of Existing Holder /s/ Thomas R. Morse ---------------------------------------- Signature of Authorized Person President of Its General Partner, Liberty Ventures, Inc. ---------------------------------------- Title of Authorized Person Address of Existing Holder: C/o Liberty Venture Partners One Commerce Square 2005 Market St., Suite 2040 Philadelphia, PA 19103-7058 Tel. Number: (215) 282-4434 Fax Number: (215) 282-4485 Stockholders Agreement Signature Page EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Liberty Ventures II,L.P. ---------------------------------------- Print Name of Existing Holder /s/ Thomas R. Morse ---------------------------------------- Signature of Authorized Person Managing Director of Its General Partner, Liberty Venture Partners II, LLC ---------------------------------------- Title of Authorized Person Address of Existing Holder: C/o Liberty Venture Partners One Commerce Square 2005 Market St. Suite 2040 Philadelphia, PA 19103-7058 Tel. Number: (215) 282-4434 Fax Number: (215) 282-4485 EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT TDH Capital Partner -------------------------------------- Print Name of Existing Holder /s/ J. Mahlon Buck, Jr. -------------------------------------- Signature of Authorized Person President and Trustee -------------------------------------- Title of Authorized Person Address of Existing Holder: 300 Delware Avenue Suite 1278 Wilmington, DE 19801 Tel. Number: _________________________ Fax Number: __________________________ Stockholders Agreement Signature Page ANIMAS/2003 Offering: Second Closing Stockholders Agreement Amendment EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Anvers LP -------------------------------------- Print Name of Existing Holder /s/ L. Swergold -------------------------------------- Signature of Authorized Person Sr Mgr FSIP LLC as GP -------------------------------------- Title of Authorized Person Address of Existing Holder: 230 Park Avenue New York NY 10169 ______________________________________ Tel. Number: (212) 309-8525 Fax Number: __________________________ EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Anvers II LP -------------------------------------- Print Name of Existing Holder /s/ L. Swergold -------------------------------------- Signature of Authorized Person Sr Mgr FSIP LLC as GP -------------------------------------- Title of Authorized Person Address of Existing Holder: 230 Park Avenue New York NY 10169 ______________________________________ Tel. Number: (212) 309-8525 Fax Number: __________________________ EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Christopher Coyne -------------------------------------- Print Name of Existing Holder /s/ Christopher Coyne -------------------------------------- Signature of Authorized Person -------------------------------------- Title of Authorized Person Address of Existing Holder: 1314 E. Las Olas Blvd. #1096 Fort Lauderdale, FL 33301 ______________________________________ Tel. Number: 800 ###-###-#### Fax Number: __________________________ EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Gregory R. Coyne -------------------------------------- Print Name of Existing Holder /s/ Gregory R. Coyne -------------------------------------- Signature of Authorized Person -------------------------------------- Title of Authorized Person Address of Existing Holder: 8 Smith Ct. Alameda, CA 94502 Tel. Number: 51 ###-###-#### Fax Number: __________________________ EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT City National Bank TTEE F.B.O. DWT/Parsons -------------------------------------- Print Name of Existing Holder /s/ John F.F. Billings -------------------------------------- Signature of Authorized Person Trust Officer -------------------------------------- Title of Authorized Person Address of Existing Holder: City National Investment 225 Broadway, Ste. 500 San Diego, CA 92101 Tel. Number: 619 ###-###-#### Fax Number: 619 ###-###-#### EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Donald A. Sivick JR. -------------------------------------- Print Name of Existing Holder /s/ Donald A. Sivick Jr. -------------------------------------- Signature of Authorized Person -------------------------------------- Title of Authorized Person Address of Existing Holder: 1326 TANGLEWOOD DR. NORTH WALES, PA. 19454 ______________________________________ Tel. Number: (215) 699-3979 Fax Number: (215) 699-6083 EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT DANIEL W.K NG -------------------------------------- Print Name of Existing Holder /s/ Daniel W.K. Ng -------------------------------------- Signature of Authorized Person -------------------------------------- Title of Authorized Person Address of Existing Holder: 138 Hudson Bay Alameda, CA 94502 ______________________________________ Tel. Number: 510 ###-###-#### Fax Number: 510 ###-###-#### EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT MICHAEL J. MITCHELL -------------------------------------- Print Name of Existing Holder /s/ Michael J. Mitchell -------------------------------------- Signature of Authorized Person -------------------------------------- Title of Authorized Person Address of Existing Holder: 1295 BRIGHTON WAY NEWTOWN SQUARE, PA. 19073 Tel. Number: 610 ###-###-#### Fax Number: 610 ###-###-#### EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT John C. Tompkins -------------------------------------- Print Name of Existing Holder /s/ John C. Tompkins -------------------------------------- Signature of Authorized Person -------------------------------------- Title of Authorized Person Address of Existing Holder: 14112 Greencroft Lane Hunt Valley, MD 21030 ______________________________________ Tel. Number: 410 711 8006 Fax Number: 410 ###-###-#### EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Sara Lee Tompkins -------------------------------------- Print Name of Existing Holder /s/ Sara Lee Tompkins -------------------------------------- Signature of Authorized Person -------------------------------------- Title of Authorized Person Address of Existing Holder: 14112 Greencroft Lane Hunt Valley, MD 21030 ______________________________________ Tel. Number: 410 ###-###-#### Fax Number: 410 ###-###-#### EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT William M. Keane -------------------------------------- Print Name of Existing Holder /s/ William M. Keane -------------------------------------- Signature of Authorized Person -------------------------------------- Title of Authorized Person Address of Existing Holder: 1221 Medford Rd. Wynnewood, PA 19096 ______________________________________ Tel. Number: 215 ###-###-#### Fax Number: 215 ###-###-#### EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Burr McKeehan -------------------------------------- Print Name of Existing Holder /s/ Burr McKeehan -------------------------------------- Signature of Authorized Person -------------------------------------- Title of Authorized Person Address of Existing Holder: 18 Breakers Isle Monarch Beach, CA ###-###-#### -------------------------------------- Tel. Number: 949 - 496-3357 Fax Number: 949 - 496-5312 Stockholders Agreement Signature Page EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Alan I. Reich / Mindy M. Reich -------------------------------- Print Name of Existing Holder /s/ Alan I. Reich / Mindy M. Reich ----------------------------------------- Signature of Authorized Person ----------------------------------------- Title OF Authorized Person Address of Existing Holder. 410 Mayflower Lane Wynnewood, PA 19096 Tel. Number: (215) 735-9200 (Office) Fax Number: ----------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT PILGRIM BAXTER HYBRID PARTNERS II, LP. By: Pilgrim Baxter Hybrid Partners General Partner, L.P., its General Partners By: Pilgrim Baxter Associates, Ltd., its General Partner --------------------------------------- Print Name of Existing Holder /s/ Samuel H. Baker --------------------------------------- Signature of Authorized Person Vice President --------------------------------------- Title of Authorized Person Address of Existing Holder: 1400 Liberty Ridge Drive Wayne, PA 19087 Tel. Number ###-###-#### Fax Number: ------------------------------- Stockholders Agreement Signature Page EXECUTION EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Johnson & Johnson Development Corporation ----------------------------------------- Print Name of Existing Holder /s/ Roger J. Guidi ----------------------------------------- Signature of Authorized Person Vice President ----------------------------------------- Title of Authorized Person Address of Existing Holder: One J & J Plaza New Brunswick, NJ 08933 Tel. Number: 732 ###-###-#### Fax Number: 732 ###-###-#### EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT David Ellis ----------------------------------------- Print Name of Existing Holder /s/ David Ellis ----------------------------------------- Signature of Authorized Person ----------------------------------------- Title of Authorized Person Address of Existing Holder: Tel. Number: 410 ###-###-#### Fax Number: ----------------------------- EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Michael Merson ----------------------------------------- Print Name of Existing Holder /s/ Michael Merson ----------------------------------------- Signature of Authorized Person ----------------------------------------- Title of Authorized Person Address of Existing Holder: 6308 N. Charles St Baltimore, MD 21212 Tel. Number: 410 ###-###-#### Fax Number: 410 ###-###-#### EXISTING HOLDER SIGNATURE PAGE TO SECOND AMENDMENT TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT CATHY NG NG Associates ----------------------------------------- Print Name of Existing Holder /s/ Cathy Ng ----------------------------------------- Signature of Authorized Person Partner ----------------------------------------- Title of Authorized Person Address of Existing Holder: 19 Leonard Court Alameda, CA 94502 ----------------------------------------- Tel. Number: 510 ###-###-#### Fax Number: 419 ###-###-#### NEW HOLDER JOINDER TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT The undersigned, being a New Holder as defined in the Second Amendment to Amended and Restated Stockholders Agreement dated October 11,2001, as previously amended (the "Stockholders Agreement") is hereby joined as a party to the Stockholders Agreement, is deemed to be a "Stockholder" for all purposes under such Stockholders Agreement and hereby adopts and agrees to be bound by all of the terms and provisions of, and shall be entitled to all of the benefits and privileges of a Stockholder as defined in, the Stockholders Agreement, subject in all cases to the terms and conditions thereof. The undersigned hereby acknowledges receipt of a copy of the Stockholders Agreement and certifies that it has read and fully understands the terms and conditions thereof and its rights, responsibilities and obligations thereunder InvestCare Partners Limited Partnership --------------------------------------- Print Name of New Holder /s/ Charles P. Rothstein ------------------------------ Signature of Authorized Person President of GMA GP, INC., the general partner of GMA Capital Limited Partnership, which is the general partner of InvestCare Partner Limited Partnership Address of Holder: 32330 W. 12 Mile Rd. Farmington Hills, MI 48334 _____________________________________ Tel. Number: 248 ###-###-#### Fax Number: 248 ###-###-#### 6 APPENDIX 4 JOINDER TO AMENDED AND RESTATED STOCKHOLDERS AGREEMENT The undersigned, being the holder of the SVB Warrants as defined in the Second Amendment to Amended and Restated Stockholders Agreement dated October 11, 2001, as previously amended (the "Stockholders Agreement") is hereby joined as a party to the Stockholders Agreement, is deemed to be a "Stockholder" for all purposes under such Stockholders Agreement and hereby adopts and agrees to be bound by all of the terms and provisions of, and shall be entitled to all of the benefits and privileges of a Stockholder as defined in, the Stockholders Agreement, subject in all cases to the terms and conditions thereof. The undersigned hereby acknowledges receipt of a copy of the Stockholders Agreement and certifies that it has read and fully understands the terms and conditions thereof and its rights, responsibilities and obligations thereunder. SILICON VALLEY BANK /s/ Dave E. Rodriguez -------------------------------------- Signature of Authorized Person VP Title of Authorized Person Address: One Newton Executive Park, Suite 200, 2221 Washington Street, Newton, Massachusetts 02462 Tel. Number: (617) 630-4158 Fax Number: (617) 969-5478