Ambac Financial Group Contracts & Agreements

206 Contracts & Agreements
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Form of 2024 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick, Ksenak, McGinnis and Ms. Smith
Stock Agreements
Ambac Financial Group
2024
Form of 2024 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco and Eisman
Stock Agreements
Ambac Financial Group
2024
Form of 2024 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick, Ksenak, McGinnis and Ms. Smith
Bonus & Incentive Agreements
Ambac Financial Group
2024
Form of 2024 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco and Eisman
Bonus & Incentive Agreements
Ambac Financial Group
2024
Stipulation and Order - Office of the Commissioner of Insurance of the State of Wisconsin, in the Matter of
Ambac Financial Group
2024
Stipulation and Order - Office of the Commissioner of Insurance of the State of Wisconsin, in the Matter of
Ambac Financial Group
2024
Employment Agreement dated as of October 5, 2023, by and among Ambac Financial Group, Inc., Ambac Assurance Corporation and Daniel McGinnis
Employment Agreements
Ambac Financial Group
2023
Employment Agreement dated as of October 5, 2023, by and among Ambac Financial Group, Inc., Ambac Assurance Corporation and R. Sharon Smith
Employment Agreements
Ambac Financial Group
2023
Form of 2023 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Stock Agreements
Ambac Financial Group
2023
Form of 2023 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith
Stock Agreements
Ambac Financial Group
2023
Form of 2023 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Bonus & Incentive Agreements
Ambac Financial Group
2023
Form of 2023 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith
Bonus & Incentive Agreements
Ambac Financial Group
2023
Form of Expense Sharing and Cost Allocation Agreement among Ambac Assurance Corporation, Ambac Financial Group, Inc. and their respective subsidiaries and affiliates
Ambac Financial Group
Insurance
WI
2023
Settlement Agreement and Release dated as of October 6, 2022 by and among Bank of America Corporation and certain affiliates and Ambac Assurance Corporation (Portions of this...
Settlement Agreements
Ambac Financial Group
Insurance
NY
2023
Settlement Agreement and Release dated as of December 29, 2022 by and among Nomura Credit & Capital, Inc. and Ambac Assurance Corporation. (Portions of this exhibit have been...
Credit Agreements
Ambac Financial Group
2023
Amended and Restated Bylaws dated January 26, 2023
Ambac Financial Group
Insurance
DE
2023
Form of 2022 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Stock Agreements
Ambac Financial Group
Insurance
NY
2022
Form of 2022 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith
Stock Agreements
Ambac Financial Group
2022
Form of 2022 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Bonus & Incentive Agreements
Ambac Financial Group
2022
Form of 2022 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2022
Ambac Financial Group, Inc. Severance Pay Plan (Applicable to termination on or after
Severance Agreements
Ambac Financial Group
Insurance
2022
Form of Quarterly Non-Executive Director RSU Award Agreement
Ambac Financial Group
Insurance
NY
2021
Indenture, dated as of July 6, 2021, between Sitka Holdings, LLC and The Bank of New York Mellon, as trustee and note collateral agent
Indenture Agreements
Ambac Financial Group
Insurance
NY
2021
Promissory Note and Security Agreement issued by Ambac Assurance Corporation in favor of Sitka Holdings, LLC
Note Agreements
Ambac Financial Group
Insurance
NY
2021
Collateral Agreement, dated as of July 6, 2021, made by Sitka Holdings, LLC in favor of The Bank of New York Mellon, as note collateral agent and trustee
Note Agreements
Ambac Financial Group
2021
Financial Guaranty Insurance Policy, dated July 6, 2021, issued by Ambac Assurance Corporation
Guaranty Agreements
Ambac Financial Group
Insurance
NY
2021
Executive Stock Deferral Plan dated
Stock Agreements
Ambac Financial Group
Insurance
NY
2021
Form of 2021 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Stock Agreements
Ambac Financial Group
2021
Form of 2021 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith
Stock Agreements
Ambac Financial Group
2021
Form of 2021 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2021
Form of 2021 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith
Bonus & Incentive Agreements
Ambac Financial Group
2021
Revised form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Stock Agreements
Ambac Financial Group
Insurance
NY
2020
Revised form of 2020 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2020
Form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and the members of its Board of Directors
Stock Agreements
Ambac Financial Group
2020
Amended and Restated Employment Agreement dated August 3, 2020 by and among Ambac Financial Group, Inc, Ambac Assurance Corporation and Claude LeBlanc
Employment Agreements
Ambac Financial Group
2020
Form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Stock Agreements
Ambac Financial Group
2020
Form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith
Stock Agreements
Ambac Financial Group
2020
Form of 2020 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2020
Form of 2020 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith
Bonus & Incentive Agreements
Ambac Financial Group
2020
Form of 2017 Long-Term Incentive Compensation Agreement between Ambac Financial Group, Inc. and each of the Company's executive officers
Bonus & Incentive Agreements
Ambac Financial Group
2020
SUBLEASE dated as of January 30, 2019, between Advance Magazine Publishers Inc. (D/B/A CONDE NAST), and Ambac Assurance Group Corporation
Lease Agreements
Ambac Financial Group
2020
Amended and Restated Employment Agreement dated as of February 27, 2020, by and among Ambac Financial Group, Inc., Ambac Assurance Corporation and Claude LeBlanc
Employment Agreements
Ambac Financial Group
2020
Form of 2019 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Form of 2019 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Form of 2019 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Stock Agreements
Ambac Financial Group
Insurance
NY
2019
Form of 2019 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith
Stock Agreements
Ambac Financial Group
Insurance
NY
2019
Form of 2019 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Form of 2019 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith
Bonus & Incentive Agreements
Ambac Financial Group
2019
Form of 2019 Deferred Stock Unit Award Agreement between Ambac Financial Group, Inc. and each of the Companys executive officers
Stock Agreements
Ambac Financial Group
2019
Promissory Note and Security Agreement dated as of February 12, 2018, of Ambac Assurance Corporation in favor of Ambac LSNI, LLC
Note Agreements
Ambac Financial Group
2019
Amendment No. 1 to the Stipulation and Order - Office of the Commissioner of Insurance of the State of Wisconsin, in the Matter of the Rehabilitation of the Segregated Account of...
Ambac Financial Group
2019
Preferred Stock Repurchase and Support Agreement, by and among Ambac Assurance Corporation, Ambac Financial Group, Inc. and certain holders of Ambac Assurance Corporations Auction...
Repurchase Agreements
Ambac Financial Group
Insurance
NY
2018
Form of 2018 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Stock Agreements
Ambac Financial Group
Insurance
NY
2018
Form of 2018 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith
Stock Agreements
Ambac Financial Group
Insurance
NY
2018
Form of 2018 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak
Bonus & Incentive Agreements
Ambac Financial Group
2018
Form of 2018 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2018
Form of 2018 Deferred Stock Unit Award Agreement between Ambac Financial Group, Inc. and each of the Companys executive officers
Stock Agreements
Ambac Financial Group
Insurance
NY
2018
Second Amended Plan of Rehabilitation of the Segregated Account of Ambac Assurance Corporation dated September 25, 2017, and effective as of February 12, 2018
Ambac Financial Group
2018
Order Granting the Rehabilitators Motion to Further Amend the Plan of Rehabilitation and confirming the Second Amended Plan of Rehabilitation, as amended, Case No. 10-CV-1576...
Ambac Financial Group
Insurance
2018
Stipulation and Order - Office of the Commissioner of Insurance of the State of Wisconsin, in the Matter of the Rehabilitation of the Segregated Account of Ambac Assurance...
Ambac Financial Group
Insurance
2018
REHABILITATION EXIT SUPPORT AGREEMENT
Ambac Financial Group
Insurance
NY
2017
AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT
Bonus & Incentive Agreements
Ambac Financial Group
2017
STEPHEN KSENAK EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
2017
EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
2016
SEPARATION AGREEMENT AND GENERAL RELEASE
Separation Agreements
Ambac Financial Group
Insurance
NY
2016
DAVID TRICK EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
2016
SEPARATION AGREEMENT
Separation Agreements
Ambac Financial Group
Insurance
NY
2016
AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT
Bonus & Incentive Agreements
Ambac Financial Group
2016
VOTING AND SUPPORT SETTLEMENT AGREEMENT
Settlement Agreements
Ambac Financial Group
2016
VOTING AND SUPPORT SETTLEMENT AGREEMENT
Settlement Agreements
Ambac Financial Group
Insurance
DE
2016
VOTING AND SUPPORT SETTLEMENT AGREEMENT
Settlement Agreements
Ambac Financial Group
Insurance
DE
2016
VOTING AND SUPPORT SETTLEMENT AGREEMENT
Settlement Agreements
Ambac Financial Group
2016
VOTING AND SUPPORT SETTLEMENT AGREEMENT
Settlement Agreements
Ambac Financial Group
2016
MODIFICATION OF LEASE
Lease Agreements
Ambac Financial Group
2016
AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2016
NADER TAVAKOLI EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
Insurance
NY
2016
AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT
Stock Agreements
Ambac Financial Group
2016
AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT
Bonus & Incentive Agreements
Ambac Financial Group
2016
AMENDMENT Dated as of October 3, 2014 to FISCAL AGENCY AGREEMENT Dated as of JUNE 7, 2010 between AMBAC ASSURANCE CORPORATION, Issuer and THE BANK OF NEW YORK MELLON, Fiscal Agent
Agency Agreements
Ambac Financial Group
2015
IAIN H. BRUCE SEPARATION AGREEMENT
Separation Agreements
Ambac Financial Group
Insurance
NY
2015
Ambac Financial Group, Inc.
Ambac Financial Group
Insurance
2015
AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT
Stock Agreements
Ambac Financial Group
2015
DIANA N. ADAMS SEPARATION AGREEMENT
Separation Agreements
Ambac Financial Group
Insurance
NY
2014
AMBAC Ambac Announces Closing of Private Placement of Senior Secured Notes by Corolla Trust
Note Agreements
Ambac Financial Group
Insurance
2014
AMENDED AND RESTATED TRUST AGREEMENT among AMBAC FINANCIAL GROUP, INC., as Depositor, THE BANK OF NEW YORK MELLON, as Note Trustee, Paying Agent, Registrar and Account Bank and...
Note Agreements
Ambac Financial Group
Insurance
NY
2014
AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2014
AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT
Bonus & Incentive Agreements
Ambac Financial Group
2014
AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2014
AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2014
AMBAC Ambac Announces Court Approval of Amendments to the Plan of Rehabilitation of the Segregated Account
Ambac Financial Group
2014
Ambac Announces First Quarter 2014 Results Favorable Loss Reserve Development and Execution of Commutation Strategy Drive Results
Development Agreements
Ambac Financial Group
2014
Ambac Announces Disapproval of Interest Payments on Surplus Notes Provides Additional Information Related to Proposed Amendments to Plan of Rehabilitation of Segregated Account
Note Agreements
Ambac Financial Group
2014
DIANA ADAMS EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
Insurance
NY
2014
JUNIOR NOTE FISCAL AGENCY AGREEMENT between THE SEGREGATEDACCOUNT OF AMBAC ASSURANCE CORPORATION Issuer and THE BANK OF NEW YORK MELLON Fiscal Agent Dated as ofApril 30, 2013 5.1%...
Note Agreements
Ambac Financial Group
2014
CERTIFICATED NOTE
Note Agreements
Ambac Financial Group
Insurance
NY
2014
JUNIOR SURPLUS NOTE ISSUED BY THE SEGREGATED ACCOUNT OF AMBAC ASSURANCE CORPORATION
Note Agreements
Ambac Financial Group
2014
BANKRUPTCY REDUCING JUNIOR SURPLUS NOTE ISSUED BY THE SEGREGATEDACCOUNT OF AMBAC ASSURANCE CORPORATION
Note Agreements
Ambac Financial Group
Insurance
WI
2014
LEASE REDUCING JUNIOR SURPLUS NOTE ISSUED BY THE SEGREGATEDACCOUNT OF AMBAC ASSURANCE CORPORATION
Note Agreements
Ambac Financial Group
Insurance
WI
2014
FISCAL AGENCY AGREEMENT between THE SEGREGATED ACCOUNTOF AMBAC ASSURANCE CORPORATION Issuer and THE BANK OF NEW YORK MELLON Fiscal Agent Dated as ofJuly 19, 2010 5.1% Surplus...
Note Agreements
Ambac Financial Group
Insurance
WI
2014
[Form of Amended and Restated Restricted Stock Unit Award Letter] AMBAC FINANCIAL GROUP, INC. AMENDED AND RESTATED RESTRICTED STOCK UNIT AGREEMENT [INSERT DATE]
Stock Agreements
Ambac Financial Group
Insurance
NY
2014
[Form of Equity Award Letter for Directors] AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT
Stock Agreements
Ambac Financial Group
2014
TAX SHARING AGREEMENT
Ambac Financial Group
Insurance
WI
2014
AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT
Stock Agreements
Ambac Financial Group
Insurance
NY
2013
amendmentno. 1 to tax sharing agreement
Ambac Financial Group
2013
Closing Agreement on Final Determination Covering Specific Matters _________________
Ambac Financial Group
Insurance
2013
TAX SHARING AGREEMENT
Ambac Financial Group
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
Insurance
NY
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
2012
TAX SHARING AGREEMENT
Ambac Financial Group
2011
MEDIATION AGREEMENT
Ambac Financial Group
Insurance
2011
EXPENSE SHARING AND COST ALLOCATION AGREEMENT
Ambac Financial Group
2011
AMENDMENT NO. 1 TO COOPERATION AGREEMENT
Cooperation Agreements
Ambac Financial Group
2011
AMBAC FINANCIAL GROUP, INC. 2011 DIRECTORS COMPENSATION TABLE (EFFECTIVE AS OF FEBRUARY 1, 2011)
Compensation Agreements
Ambac Financial Group
2011
AMBAC FINANCIAL GROUP, INC. DEFERRED COMPENSATION PLAN FOR OUTSIDE DIRECTORS Effective as of December 1, 1993, As Amended throughDecember 22, 2010 1 AMBAC FINANCIAL GROUP, INC....
Compensation Agreements
Ambac Financial Group
Insurance
NY
2011
SETTLEMENT, DISCONTINUANCE AND RELEASE AGREEMENT
Settlement Agreements
Ambac Financial Group
Insurance
WI
2011
LEASE between ONE STATE STREET, LLC Landlord and AMBAC ASSURANCE CORPORATION Tenant As of March 1, 2011 PREMISES: Entire 15th Floor Entire 16th Floor Entire 17th Floor Entire 18th...
Lease Agreements
Ambac Financial Group
Insurance
NY
2011
SETTLEMENT AGREEMENT
Settlement Agreements
Ambac Financial Group
2010
PLAN OF REHABILITATION The Commissioner of Insurance of the State of Wisconsin, as the Court-Appointed Rehabilitator of the Segregated Account of Ambac Assurance Corporation
Ambac Financial Group
Insurance
WI
2010
SETTLEMENT AGREEMENT
Settlement Agreements
Ambac Financial Group
2010
SETTLEMENT AGREEMENT
Settlement Agreements
Ambac Financial Group
2010
TAX SHARING AGREEMENT
Ambac Financial Group
2010
AMENDMENT NO. 1 TO TAX SHARING AGREEMENT
Ambac Financial Group
Insurance
2010
AMENDMENT NO. 2 TO TAX SHARING AGREEMENT
Ambac Financial Group
2010
SETTLEMENT AGREEMENT
Settlement Agreements
Ambac Financial Group
2010
COMMUTATIONAGREEMENT1
Ambac Financial Group
Insurance
NY
2010
FISCAL AGENCY AGREEMENT between AMBACASSURANCE CORPORATION Issuer and THE BANK OFNEW YORK MELLON Fiscal Agent Dated as of June 7, 2010 5.1% Surplus Notes scheduled to mature on...
Note Agreements
Ambac Financial Group
2010
AMENDMENT NO. 3 TO TAX SHARING AGREEMENT
Ambac Financial Group
2010
AMBAC FINANCIAL GROUP, INC. SEVERANCE PAY PLAN (Applicable to terminations occurring on or after January 1, 2010) TABLE OF CONTENTS
Severance Agreements
Ambac Financial Group
Insurance
2010
AMBAC FINANCIAL GROUP, INC. 2010 DIRECTORS COMPENSATION TABLE EFFECTIVE AS OF MARCH 15, 2010
Compensation Agreements
Ambac Financial Group
2010
RETENTION AGREEMENT
Retention Agreements
Ambac Financial Group
Insurance
NY
2010
MANAGEMENT SERVICES AGREEMENT
Management Agreements
Ambac Financial Group
Insurance
WI
2010
COOPERATION AGREEMENT
Cooperation Agreements
Ambac Financial Group
2010
AGGREGATE EXCESS OF LOSS REINSURANCE AGREEMENT
Ambac Financial Group
2010
SECURED NOTE
Note Agreements
Ambac Financial Group
Insurance
WI
2010
Ambac Financial Group, Inc. and Mellon Investor Services LLC, as Rights Agent Tax Benefit Preservation Plan Dated as of February 2, 2010 TAX BENEFIT PRESERVATION PLAN
Investor Rights Agreements
Ambac Financial Group
2010
EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
Insurance
NY
2009
AMBAC FINANCIAL GROUP, INC. 2008DIRECTORS COMPENSATION TABLE EFFECTIVE ASOF APRIL 1, 2008
Compensation Agreements
Ambac Financial Group
Insurance
2009
AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN
Ambac Financial Group
Insurance
DE
2009
AMBAC FINANCIAL GROUP, INC. 1997 NON-EMPLOYEE DIRECTORS EQUITY PLAN
Ambac Financial Group
2009
5,000,000 AMBAC FINANCIAL GROUP, INC. Equity Units
Ambac Financial Group
Insurance
NY
2008
171,111,112 Shares AMBAC FINANCIAL GROUP, INC. Common Stock
Stock Agreements
Ambac Financial Group
Insurance
NY
2008
AMBAC FINANCIAL GROUP, INC. and THE BANK OF NEW YORK, as Trustee
Ambac Financial Group
2008
REMARKETING AGREEMENT
Ambac Financial Group
2008
AMBAC FINANCIAL GROUP, INC.
Ambac Financial Group
Insurance
NY
2008
AMBAC FINANCIAL GROUP, INC. and THE BANK OF NEW YORK, as Collateral Agent, Custodial Agent and Securities Intermediary and THE BANK OF NEW YORK, asPurchase Contract Agent PLEDGE...
Pledge Agreements
Ambac Financial Group
Insurance
NY
2008
AMENDMENT NO. 2
Ambac Financial Group
2008
AMBAC FINANCIAL GROUP, INC. 2007DIRECTORS COMPENSATION TABLE * EFFECTIVE ASOF OCTOBER 1, 2007
Compensation Agreements
Ambac Financial Group
2008
AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN
Ambac Financial Group
Insurance
DE
2008
Ambac 1997 Equity Plan 2008 NOTICE OF 2007 STOCK OPTION AWARD
Stock Agreements
Ambac Financial Group
Insurance
DE
2008
AMENDMENT NO. 1
Ambac Financial Group
2008
AMENDED AND RESTATED MANAGEMENT RETENTION AGREEMENT
Retention Agreements
Ambac Financial Group
Insurance
NY
2007
AMBAC FINANCIAL GROUP, INC. DEFERRED COMPENSATION PLAN
Compensation Agreements
Ambac Financial Group
Insurance
NY
2007
AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN AMENDED AND RESTATED DEFERRED COMPENSATION SUB-PLAN FOR ELIGIBLE SENIOR OFFICERS Effective as of October 26, 1999 As Amended through...
Compensation Agreements
Ambac Financial Group
2007
AMBAC FINANCIAL GROUP, INC. SUPPLEMENTAL PENSION PLAN
Ambac Financial Group
2007
THE AMBAC FINANCIAL GROUP, INC. NON-QUALIFIED SAVINGS INCENTIVE PLAN
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2007
Ambac 1997 Equity Plan 2008 NOTICE OF 2007 STOCK OPTION AWARD
Stock Agreements
Ambac Financial Group
Insurance
DE
2007
AMBAC 1997 EQUITY PLAN (amended as of July 24, 2006)
Ambac Financial Group
Insurance
DE
2007
AMBAC FINANCIAL GROUP, INC. 1997 NON-EMPLOYEE DIRECTORS EQUITY PLAN
Ambac Financial Group
2007
AMBAC EXECUTIVE INCENTIVE PLAN
Bonus & Incentive Agreements
Ambac Financial Group
2007
AMBAC FINANCIAL GROUP, INC. DEFERRED COMPENSATION PLAN
Compensation Agreements
Ambac Financial Group
Insurance
NY
2007
U.S. $400,000,000
Ambac Financial Group
Insurance
NY
2007
EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
2007
AMBAC FINANCIAL GROUP, INC. 2006Directors Compensation Table * EFFECTIVE AS OF JULY 25, 2006
Compensation Agreements
Ambac Financial Group
2007
AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN
Ambac Financial Group
Insurance
DE
2007
Ambac 1997 Equity Plan 2007 NOTICE OF 2006 STOCK OPTION AWARD
Stock Agreements
Ambac Financial Group
Insurance
DE
2007
AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN
Ambac Financial Group
Insurance
DE
2007
SUPPLEMENTAL CONFIRMATION
Ambac Financial Group
2007
AMENDMENT TO MASTER CONFIRMATION AND SUPPLEMENTAL CONFIRMATION
Ambac Financial Group
Insurance
NY
2007
AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) UNDERWRITING AGREEMENT
Underwriting Agreements
Ambac Financial Group
Insurance
NY
2007
AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) TERMS AGREEMENT
Ambac Financial Group
2007
AMBAC FINANCIAL GROUP, INC. TO THE BANK OF NEW YORK Trustee
Ambac Financial Group
Insurance
NY
2007
FIRST SUPPLEMENTAL INDENTURE
Indenture Agreements
Ambac Financial Group
Insurance
NY
2007
Form of DISCS
Ambac Financial Group
Insurance
2007
AMBAC FINANCIAL GROUP, INC. 1997 NON-EMPLOYEE DIRECTORS EQUITY PLAN
Ambac Financial Group
Insurance
DE
2006
AMENDMENT NO. 1
Ambac Financial Group
2006
AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN
Ambac Financial Group
2006
AMBAC EXECUTIVE INCENTIVE PLAN
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2006
AMBAC FINANCIAL GROUP, INC.
Ambac Financial Group
Insurance
2005
Dated: November 29, 2005 TABLE OF CONTENTS
Ambac Financial Group
2005
(a Delawarecorporation) TERMS AGREEMENT
Ambac Financial Group
Insurance
2005
AMBAC FINANCIAL GROUP, INC. 5.95% Debentures due 2035
Ambac Financial Group
Insurance
NY
2005
AMBAC EXECUTIVE INCENTIVE PLAN
Bonus & Incentive Agreements
Ambac Financial Group
2005
U.S. $400,000,000
Ambac Financial Group
2005
DIRECTORS COMPENSATION TABLE *
Compensation Agreements
Ambac Financial Group
Insurance
2005
Ambac 1997 Equity Plan FORM OF STOCK OPTION AWARD AGREEMENT
Stock Agreements
Ambac Financial Group
Insurance
DE
2005
1997NON-EMPLOYEE DIRECTORS EQUITY PLAN, AS AMENDED Form of Notice of Award of Director Five-Year Restricted Stock Units
Stock Agreements
Ambac Financial Group
2005
1997NON-EMPLOYEE DIRECTORS EQUITY PLAN, AS AMENDED Form of Notice of Award of Director Annual Stock Units
Stock Agreements
Ambac Financial Group
Insurance
DE
2005
REVOLVING CREDIT AGREEMENT Dated as of July 29, 2004 Among AMBAC FINANCIAL GROUP, INC. and
Credit Agreements
Ambac Financial Group
2004
EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
Insurance
NY
2004
EMPLOYMENT AGREEMENT
Employment Agreements
Ambac Financial Group
2004
AMBAC 1997 EQUITY PLAN (amended as of May 6, 2003)
Ambac Financial Group
Insurance
DE
2004
AMENDMENT NO. 1 TO CREDIT AGREEMENT
Credit Agreements
Ambac Financial Group
2003
DEFERRED COMPENSATION PLAN
Compensation Agreements
Ambac Financial Group
2003
AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) UNDERWRITING AGREEMENT Dated: March 19, 2003 TABLE OF CONTENTS
Underwriting Agreements
Ambac Financial Group
2003
U.S. $300,000,000 REVOLVING CREDIT AGREEMENT Dated as of August 1, 2002
Credit Agreements
Ambac Financial Group
Insurance
NY
2002
AMBAC 1997 EQUITY PLAN (amended as of July 24, 2006)
Ambac Financial Group
Insurance
DE
2006
AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN
Ambac Financial Group
Insurance
DE
2006
(amended asof July 19, 2004)
Ambac Financial Group
Insurance
DE
2005
AMBAC FINANCIAL GROUP, INC.
Ambac Financial Group
Insurance
DE
2005
ONE STATE STREET, LLC
Ambac Financial Group
2003
PUT OPTION AGREEMENT
Ambac Financial Group
2003
PUT OPTION AGREEMENT
Ambac Financial Group
2003
PUT OPTION AGREEMENT
Ambac Financial Group
2003
between
Ambac Financial Group
2003
AMBAC FINANCIAL GROUP, INC. (a Delaware corporation)
Ambac Financial Group
2003