Ambac Financial Group Contracts & Agreements

233 Contracts & Agreements
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First Amendment to the Stock Purchase Agreement, by and between Ambac Financial Group, Inc. and American Acorn Corporation, dated as of July 3, 2025
Ambac Financial Group
Insurance
2025
Letter Agreement, by and between Ambac Financial Group, Inc. and American Acorn Corporation, dated as of July 3, 2025
Ambac Financial Group
Insurance
2025
Ambac Financial Group, Inc. 2024 Restricted Stock Unit Agreement for Directors
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2025
Shareholders' Agreement among Existing Shareholders, Cirrata V LLC, Ambac Financial Group, Inc., and Beat Capital Partners Limited
Shareholders Agreements
Ambac Financial Group
Insurance
DE
2024
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation (March 2024)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2024
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation (March 2024)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2024
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees with Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2024
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees without Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2024
Stipulation and Order Between Ambac Assurance Corporation and Wisconsin Office of the Commissioner of Insurance
Settlement Agreements
Ambac Financial Group
Insurance
2024
Stipulation and Order Between Ambac Assurance Corporation and Wisconsin Office of the Commissioner of Insurance
Settlement Agreements
Ambac Financial Group
Insurance
2024
Employment Agreement between Ambac Financial Group, Inc. and Daniel McGinnis (2023)
Employment Agreements
Ambac Financial Group
Insurance
NY
2023
Employment Agreement between Ambac Financial Group, Inc. and R. Sharon Smith (Executive Vice President and Chief Strategy Officer)
Employment Agreements
Ambac Financial Group
Insurance
NY
2023
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation (March 2023)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2023
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation (March 2023)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2023
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees with Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2023
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees without Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2023
Amended and Restated Expense Sharing and Cost Allocation Agreement among Ambac Assurance Corporation, Ambac Financial Group, Inc., and Affiliates
Services Agreements
Ambac Financial Group
Insurance
WI
2023
Settlement Agreement and Release among Bank of America, Countrywide, Merrill Lynch, First Franklin, and Ambac Assurance (October 6, 2022)
Settlement Agreements
Ambac Financial Group
Insurance
NY
2023
Settlement Agreement and Release between Ambac Assurance Corporation and Nomura Credit & Capital, Inc. (December 29, 2022)
Settlement Agreements
Ambac Financial Group
Insurance
2023
Amended By-Laws of Ambac Financial Group, Inc.
Limited Liability Company Agreements
Ambac Financial Group
Insurance
DE
2023
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation (2022)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2022
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation (2022)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2022
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees with Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2022
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees without Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2022
Ambac Financial Group, Inc. Severance Pay Plan (Effective December 16, 2021)
Severance Agreements
Ambac Financial Group
Insurance
2022
Ambac Financial Group, Inc. Restricted Stock Unit Agreement under 2020 Incentive Compensation Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2021
Indenture Agreement for Floating Rate Senior Secured Notes between Sitka Holdings, LLC and The Bank of New York Mellon (July 6, 2021)
Indenture Agreements
Ambac Financial Group
Insurance
NY
2021
Promissory Note and Security Agreement between Ambac Assurance Corporation and Sitka Holdings, LLC dated July 6, 2021
Note Agreements
Ambac Financial Group
Insurance
NY
2021
Collateral Agreement between Sitka Holdings, LLC and The Bank of New York Mellon as Note Collateral Agent (July 6, 2021)
Security Agreements
Ambac Financial Group
Insurance
NY
2021
Financial Guaranty Insurance Policy between Ambac Assurance Corporation and Sitka Holdings, LLC (Floating Rate Notes Due 2026)
Guaranty Agreements
Ambac Financial Group
Insurance
NY
2021
Ambac Financial Group, Inc. Executive Stock Deferral Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2021
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation (March 2021)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2021
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation (March 2021)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2021
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees with Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2021
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees without Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2021
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2020
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees with Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2020
Ambac Financial Group, Inc. Restricted Stock Unit and Stock Option Agreement with Participant
Compensation Agreements
Ambac Financial Group
Insurance
NY
2020
Amended and Restated Employment Agreement between Ambac Financial Group, Inc., Ambac Assurance Corporation, and Claude LeBlanc
Employment Agreements
Ambac Financial Group
Insurance
NY
2020
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2020
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2020
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees with Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2020
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees without Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2020
Ambac Financial Group, Inc. Long-Term Incentive Compensation Agreement (Executive Officers without Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2020
Sublease Agreement Between Advance Magazine Publishers Inc. d/b/a Condé Nast and Ambac Assurance Corporation for the 41st Floor, One World Trade Center
Lease Agreements
Ambac Financial Group
Insurance
NY
2020
Amended and Restated Employment Agreement between Ambac Financial Group, Inc., Ambac Assurance Corporation, and Claude LeBlanc
Employment Agreements
Ambac Financial Group
Insurance
NY
2020
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees with Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees without Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation Award
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees with Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Long-Term Incentive Compensation (Employees without Employment Agreements)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Ambac Financial Group, Inc. Deferred Share Unit Agreement with Participant
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2019
Promissory Note and Security Agreement between Ambac Assurance Corporation and Ambac LSNI, LLC dated February 12, 2018
Note Agreements
Ambac Financial Group
Insurance
NY
2019
Amended Stipulation and Order between Ambac Assurance Corporation, Ambac Financial Group Inc., and Wisconsin OCI
Settlement Agreements
Ambac Financial Group
Insurance
2019
Preferred Stock Repurchase and Support Agreement among Ambac Assurance Corporation, Ambac Financial Group, Inc., and Holders of Auction Market Preferred Shares
Repurchase Agreements
Ambac Financial Group
Insurance
NY
2018
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Executive Officers (2018)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2018
Ambac Financial Group, Inc. Restricted Stock Unit Agreement for Long-Term Incentive Compensation Award (2018)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2018
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Executive Officers (2018)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2018
Ambac Financial Group, Inc. Performance Stock Unit Agreement for Executive Officers (2018)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2018
Ambac Financial Group, Inc. Deferred Share Unit Agreement with Participant under Incentive Compensation Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2018
Second Amended Plan of Rehabilitation for the Segregated Account of Ambac Assurance Corporation
Plan of Reorganization Agreements
Ambac Financial Group
Insurance
WI
2018
Order Granting Motion to Amend and Confirm Second Amended Plan of Rehabilitation for Ambac Assurance Corporation Segregated Account
Plan of Reorganization Agreements
Ambac Financial Group
Insurance
2018
Stipulation and Order Between Ambac Assurance Corporation and Wisconsin Office of the Commissioner of Insurance
Settlement Agreements
Ambac Financial Group
Insurance
2018
Rehabilitation Exit Support Agreement among Ambac Assurance Corporation, Ambac Financial Group, Inc., and Certain Noteholders (July 19, 2017)
Settlement Agreements
Ambac Financial Group
Insurance
NY
2017
Ambac Assurance Corporation Tier II Commitment Letter Agreement with Investors (July 19, 2017)
Financing Agreements
Ambac Financial Group
Insurance
2017
Ambac Financial Group, Inc. Long-Term Incentive Compensation Agreement (2016)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2017
Employment Agreement between Ambac Financial Group, Inc., Ambac Assurance Corporation, and Stephen Ksenak
Employment Agreements
Ambac Financial Group
Insurance
NY
2017
Employment Agreement between Ambac Financial Group, Inc., Ambac Assurance Corporation, and Claude LeBlanc
Employment Agreements
Ambac Financial Group
Insurance
NY
2016
Employment Agreement between Ambac Financial Group, Inc., Ambac Assurance Corporation, and David Trick
Employment Agreements
Ambac Financial Group
Insurance
NY
2016
Ambac Financial Group, Inc. Long-Term Incentive Compensation Agreement with Nader Tavakoli (2016)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2016
Voting and Support Settlement Agreement between Ambac Financial Group, Inc. and Alden Global Capital LLC (March 28, 2016)
Voting Agreements
Ambac Financial Group
Insurance
DE
2016
Voting and Support Settlement Agreement between Ambac Financial Group, Inc. and Stockholders (March 28, 2016)
Voting Agreements
Ambac Financial Group
Insurance
DE
2016
Voting and Support Settlement Agreement between Ambac Financial Group, Inc. and Cornwall Master LP (March 28, 2016)
Voting Agreements
Ambac Financial Group
Insurance
DE
2016
Voting and Support Settlement Agreement between Ambac Financial Group, Inc. and Evermore Global Advisors, LLC (March 28, 2016)
Voting Agreements
Ambac Financial Group
Insurance
DE
2016
Voting and Support Settlement Agreement between Ambac Financial Group, Inc. and Sterling Grace Municipal Securities Corp. (March 28, 2016)
Voting Agreements
Ambac Financial Group
Insurance
DE
2016
Modification of Lease Agreement between One State Street, LLC and Ambac Assurance Corporation (September 8, 2015)
Modification Agreements
Ambac Financial Group
Insurance
2016
Employment Agreement between Ambac Financial Group, Inc. and Nader Tavakoli (2016-2018)
Employment Agreements
Ambac Financial Group
Insurance
NY
2016
Amendment to Fiscal Agency Agreement between Ambac Assurance Corporation and The Bank of New York Mellon (October 3, 2014)
Modification Agreements
Ambac Financial Group
Insurance
NY
2015
Extension Letter Agreement for Interim President and CEO between Ambac Financial Group, Inc. and Nader Tavakoli
Employment Agreements
Ambac Financial Group
Insurance
2015
Ambac Financial Group Interim CEO Employment Agreement with Nader Tavakoli (March 2015)
Employment Agreements
Ambac Financial Group
Insurance
2015
Ambac Financial Group and Corolla Trust Private Placement of Senior Secured Notes Press Release (August 28, 2014)
Note Agreements
Ambac Financial Group
Insurance
2014
Amended and Restated Trust Agreement among Ambac Financial Group, Inc., The Bank of New York Mellon, and Wilmington Trust, N.A. (Corolla Trust)
Trust Agreements
Ambac Financial Group
Insurance
NY
2014
Ambac Financial Group Press Release on Court Approval of Amendments to Segregated Account Rehabilitation Plan
Plan of Reorganization Agreements
Ambac Financial Group
Insurance
2014
Ambac Financial Group, Inc. First Quarter 2014 Earnings Press Release
Development Agreements
Ambac Financial Group
Insurance
2014
Ambac Financial Group Press Release on Disapproval of Surplus Note Interest Payments and Proposed Rehabilitation Plan Amendments
Note Agreements
Ambac Financial Group
Insurance
2014
Employment Agreement between Ambac Financial Group, Inc., Ambac Assurance Corporation, and Diana Adams
Employment Agreements
Ambac Financial Group
Insurance
NY
2014
Junior Note Fiscal Agency Agreement between The Segregated Account of Ambac Assurance Corporation and The Bank of New York Mellon (April 30, 2013)
Note Agreements
Ambac Financial Group
Insurance
NY
2014
5.1% Junior Surplus Note Due 2020 between Segregated Account of Ambac Assurance Corporation and Ambac Financial Group, Inc.
Note Agreements
Ambac Financial Group
Insurance
NY
2014
5.1% Junior Surplus Note Due 2020 Issued by the Segregated Account of Ambac Assurance Corporation
Note Agreements
Ambac Financial Group
Insurance
WI
2014
5.1% Junior Surplus Note Due 2020 Issued by Segregated Account of Ambac Assurance Corporation
Note Agreements
Ambac Financial Group
Insurance
WI
2014
5.1% Junior Surplus Note (Lease Reducing Surplus Note) Issued by Segregated Account of Ambac Assurance Corporation to OSS, Scheduled to Mature June 7, 2020
Note Agreements
Ambac Financial Group
Insurance
WI
2014
Fiscal Agency Agreement between The Segregated Account of Ambac Assurance Corporation and The Bank of New York Mellon (5.1% Surplus Notes Due 2020)
Indenture Agreements
Ambac Financial Group
Insurance
WI
2014
Ambac Financial Group, Inc. Restricted Stock Unit and Stock Option Agreement for Directors
Equity Distribution Agreements
Ambac Financial Group
Insurance
NY
2014
Amended and Restated Tax Sharing Agreement between Ambac Financial Group, Inc. and Subsidiaries (March 14, 2012)
Ambac Financial Group
Insurance
WI
2014
Amendment No. 1 to Tax Sharing Agreement among Ambac Financial Group, Inc. and Subsidiaries
Ambac Financial Group
Insurance
2013
Closing Agreement on Final Determination Between Ambac Financial Group, Inc. and IRS Regarding CDS-Related Tax Matters (2003–2010)
Settlement Agreements
Ambac Financial Group
Insurance
2013
Amended and Restated Tax Sharing Agreement between Ambac Financial Group, Inc. and Subsidiaries
Ambac Financial Group
Insurance
WI
2012
Employment Agreement between Ambac Assurance Corporation and Diana Adams
Employment Agreements
Ambac Financial Group
Insurance
NY
2012
Employment Agreement between Ambac Assurance Corporation and David Trick
Employment Agreements
Ambac Financial Group
Insurance
NY
2012
Employment Agreement between Ambac Assurance Corporation and Robert Eisman
Employment Agreements
Ambac Financial Group
Insurance
NY
2012
Amended and Restated Tax Sharing Agreement between Ambac Financial Group, Inc. and Subsidiaries
Ambac Financial Group
Insurance
WI
2011
Mediation Agreement Among Ambac Financial Group, Ambac Assurance Corporation, and Related Parties Regarding Tax Sharing and Bankruptcy Matters
Settlement Agreements
Ambac Financial Group
Insurance
2011
Expense Sharing and Cost Allocation Agreement between Ambac Assurance Corporation, Ambac Financial Group, Inc., and Affiliates
Services Agreements
Ambac Financial Group
Insurance
WI
2011
Amendment No. 1 to Cooperation Agreement among Ambac Assurance Corporation, Segregated Account, Ambac Financial Group, Inc., and Wisconsin Commissioner of Insurance
Cooperation Agreements
Ambac Financial Group
Insurance
WI
2011
Ambac Financial Group, Inc. 2011 Directors' Compensation Table
Compensation Agreements
Ambac Financial Group
Insurance
2011
Ambac Financial Group, Inc. Deferred Compensation Plan for Outside Directors
Compensation Agreements
Ambac Financial Group
Insurance
NY
2011
Settlement, Discontinuance and Release Agreement among One State Street, LLC, Ambac Financial Group, Inc., Ambac Assurance Corporation, and the Segregated Account of Ambac...
Settlement Agreements
Ambac Financial Group
Insurance
WI
2011
Lease Agreement between One State Street, LLC and Ambac Assurance Corporation dated March 1, 2011
Lease Agreements
Ambac Financial Group
Insurance
NY
2011
Settlement Agreement among Ambac Assurance Corporation, Ambac Credit Products, Ambac Financial Group, and Policy Beneficiaries (June 7, 2010)
Settlement Agreements
Ambac Financial Group
Insurance
WI
2010
Plan of Rehabilitation for the Segregated Account of Ambac Assurance Corporation between the Wisconsin Commissioner of Insurance and Ambac Assurance Corporation
Plan of Reorganization Agreements
Ambac Financial Group
Insurance
WI
2010
Settlement Agreement among Ambac Assurance Corporation, Ambac Credit Products, Ambac Financial Group, and Policy Beneficiaries (June 7, 2010)
Settlement Agreements
Ambac Financial Group
Insurance
WI
2010
Settlement Agreement among Ambac Assurance Corporation, Ambac Credit Products, Ambac Financial Group, and Policy Beneficiaries (June 7, 2010)
Settlement Agreements
Ambac Financial Group
Insurance
WI
2010
Tax Sharing Agreement among AMBAC Inc., AMBAC Indemnity Corporation, American Municipal Bond Holding Company, and HCIA (July 18, 1991)
Ambac Financial Group
Insurance
2010
Amendment No. 1 to Tax Sharing Agreement among Ambac Financial Group, Inc. and Subsidiaries
Modification Agreements
Ambac Financial Group
Insurance
2010
Amendment No. 2 to Tax Sharing Agreement between Ambac Financial Group, Inc. and Subsidiaries
Ambac Financial Group
Insurance
2010
Settlement Agreement among Ambac Assurance Corporation, Ambac Credit Products, Ambac Financial Group, and Policy Beneficiaries (June 7, 2010)
Settlement Agreements
Ambac Financial Group
Insurance
WI
2010
Commutation Agreement among Policy Beneficiary, Ambac Credit Products, LLC, and Ambac Assurance Corporation (June 7, 2010)
Release Agreements
Ambac Financial Group
Insurance
NY
2010
Fiscal Agency Agreement between Ambac Assurance Corporation and The Bank of New York Mellon (June 7, 2010)
Facility Agreements
Ambac Financial Group
Insurance
NY
2010
Amendment No. 3 to Tax Sharing Agreement between Ambac Financial Group, Inc. and Subsidiaries (June 7, 2010)
Modification Agreements
Ambac Financial Group
Insurance
2010
Ambac Financial Group, Inc. Severance Pay Plan (as Amended and Restated Effective January 1, 2010)
Severance Agreements
Ambac Financial Group
Insurance
2010
Ambac Financial Group, Inc. 2010 Directors' Compensation Table (Effective March 15, 2010)
Compensation Agreements
Ambac Financial Group
Insurance
2010
Ambac Financial Group, Inc. Retention Agreement with Executive (2010)
Retention Agreements
Ambac Financial Group
Insurance
NY
2010
Management Services Agreement between Segregated Account of Ambac Assurance Corporation and Ambac Assurance Corporation (March 24, 2010)
Management Agreements
Ambac Financial Group
Insurance
WI
2010
Cooperation Agreement between Segregated Account of Ambac Assurance Corporation and Ambac Assurance Corporation (March 24, 2010)
Cooperation Agreements
Ambac Financial Group
Insurance
WI
2010
Aggregate Excess of Loss Reinsurance Agreement between Segregated Account of Ambac Assurance Corporation and Ambac Assurance Corporation (March 24, 2010)
Ambac Financial Group
Insurance
NY
2010
Secured Note Agreement between Ambac Assurance Corporation and Segregated Account, dated March 24, 2010
Note Agreements
Ambac Financial Group
Insurance
WI
2010
Tax Benefit Preservation Plan between Ambac Financial Group, Inc. and Mellon Investor Services LLC (2010)
Investor Rights Agreements
Ambac Financial Group
Insurance
DE
2010
Employment Agreement between ABK Investment Advisors, Inc. and Robert S. Smith dated June 26, 2009
Employment Agreements
Ambac Financial Group
Insurance
NY
2009
Ambac Financial Group, Inc. 2008 Directors Compensation Table
Compensation Agreements
Ambac Financial Group
Insurance
2009
Underwriting Agreement for 5,000,000 Equity Units between Ambac Financial Group, Inc. and Underwriters (March 6, 2008)
Underwriting Agreements
Ambac Financial Group
Insurance
NY
2008
Underwriting Agreement between Ambac Financial Group, Inc. and Underwriters (March 6, 2008)
Underwriting Agreements
Ambac Financial Group
Insurance
NY
2008
Supplemental Indenture No. 1 between Ambac Financial Group, Inc. and The Bank of New York, as Trustee, dated March 12, 2008
Indenture Agreements
Ambac Financial Group
Insurance
NY
2008
Remarketing Agreement among Ambac Financial Group, Inc., Credit Suisse, Citigroup, Banc of America, UBS, and The Bank of New York as Purchase Contract Agent
Financing Agreements
Ambac Financial Group
Insurance
NY
2008
Purchase Contract Agreement between Ambac Financial Group, Inc. and The Bank of New York as Purchase Contract Agent (March 12, 2008)
Purchase Agreements
Ambac Financial Group
Insurance
NY
2008
Pledge Agreement among Ambac Financial Group, Inc. and The Bank of New York (as Collateral Agent, Custodial Agent, Securities Intermediary, and Purchase Contract Agent) dated...
Pledge Agreements
Ambac Financial Group
Insurance
NY
2008
Amendment No. 2 to First Amended and Restated Revolving Credit Agreement among Ambac Financial Group, Inc., Ambac Assurance Corporation, and Lenders
Ambac Financial Group
Insurance
2008
Ambac Financial Group, Inc. 2007 Directors' Compensation Table
Compensation Agreements
Ambac Financial Group
Insurance
2008
Ambac Financial Group 2007 Stock Option Award Agreement under 1997 Equity Plan
Warrant Agreements
Ambac Financial Group
Insurance
DE
2008
Amendment No. 1 to $400,000,000 First Amended and Restated Revolving Credit Agreement among Ambac Financial Group, Inc., Ambac Assurance Corporation, and Citibank, N.A.
Ambac Financial Group
Insurance
2008
Amended and Restated Management Retention Agreement between Ambac Financial Group, Inc. and Executive Officer
Retention Agreements
Ambac Financial Group
Insurance
NY
2007
Ambac Financial Group, Inc. Deferred Compensation Plan for Outside Directors (as Amended October 22, 2007)
Compensation Agreements
Ambac Financial Group
Insurance
NY
2007
Ambac Financial Group, Inc. Non-Qualified Savings Incentive Plan (Amended and Restated as of January 1, 2007)
Profit Sharing Plans
Ambac Financial Group
Insurance
NY
2007
Ambac Financial Group 2007 Stock Option Award Agreement under 1997 Equity Plan
Warrant Agreements
Ambac Financial Group
Insurance
DE
2007
Ambac Financial Group, Inc. 1997 Non-Employee Directors Equity Plan (as amended through January 30, 2007)
Equity Distribution Agreements
Ambac Financial Group
Insurance
DE
2007
Ambac Financial Group, Inc. Deferred Compensation Plan for Outside Directors
Compensation Agreements
Ambac Financial Group
Insurance
NY
2007
First Amended and Restated $400,000,000 Revolving Credit Agreement among Ambac Financial Group, Inc., Ambac Assurance Corporation, and Lenders, with Citibank, N.A. as...
Credit Agreements
Ambac Financial Group
Insurance
NY
2007
Employment Agreement between Ambac Financial Group, Inc. and William T. McKinnon dated January 30, 2007
Employment Agreements
Ambac Financial Group
Insurance
NY
2007
Ambac Financial Group, Inc. 2006 Directors' Compensation Table
Compensation Agreements
Ambac Financial Group
Insurance
2007
Ambac Financial Group 2006 Stock Option Award Agreement under 1997 Equity Plan
Warrant Agreements
Ambac Financial Group
Insurance
DE
2007
Master Confirmation of Capped Accelerated Stock Buyback between Goldman, Sachs & Co. and Ambac Financial Group, Inc. dated February 7, 2007
Purchase Agreements
Ambac Financial Group
Insurance
NY
2007
Supplemental Confirmation of Capped Accelerated Stock Buyback between Ambac Financial Group, Inc. and Goldman, Sachs & Co. dated February 7, 2007
Repurchase Agreements
Ambac Financial Group
Insurance
2007
Amendment to Master Confirmation and Supplemental Confirmation between Goldman, Sachs & Co. and Ambac Financial Group, Inc.
Purchase Agreements
Ambac Financial Group
Insurance
NY
2007
Ambac Financial Group, Inc. Underwriting Agreement for Junior Subordinated Debt Securities (February 7, 2007)
Underwriting Agreements
Ambac Financial Group
Insurance
NY
2007
Terms Agreement for $400,000,000 Directly-Issued Subordinated Capital Securities between Ambac Financial Group, Inc. and Underwriters
Underwriting Agreements
Ambac Financial Group
Insurance
2007
Junior Subordinated Indenture between Ambac Financial Group, Inc. and The Bank of New York, dated February 12, 2007
Indenture Agreements
Ambac Financial Group
Insurance
NY
2007
First Supplemental Indenture to Junior Subordinated Indenture between Ambac Financial Group, Inc. and The Bank of New York (February 12, 2007)
Indenture Agreements
Ambac Financial Group
Insurance
NY
2007
Form of Directly Issued Subordinated Capital Securities (DISCS) of Ambac Financial Group, Inc.
Note Agreements
Ambac Financial Group
Insurance
2007
Ambac Financial Group, Inc. Replacement Capital Covenant dated February 12, 2007
Ambac Financial Group
Insurance
2007
Ambac Financial Group, Inc. 2006 Directors Compensation Table
Compensation Agreements
Ambac Financial Group
Insurance
2005
Ambac Financial Group, Inc. Senior Debt Securities Underwriting Agreement (November 29, 2005)
Underwriting Agreements
Ambac Financial Group
Insurance
NY
2005
Terms Agreement for $400,000,000 5.95% Senior Debt Securities Due 2035 between Ambac Financial Group, Inc. and Underwriters
Underwriting Agreements
Ambac Financial Group
Insurance
2005
Ambac Financial Group, Inc. 5.95% Debentures Due 2035 (Form of Global Security)
Debenture Agreements
Ambac Financial Group
Insurance
NY
2005
Ambac Financial Group, Inc. Directors' Compensation Table (Effective January 1, 2004)
Compensation Agreements
Ambac Financial Group
Insurance
2005
Ambac Financial Group, Inc. 2005 Restricted Stock Unit Award Notice under 1997 Equity Plan
Equity Distribution Agreements
Ambac Financial Group
Insurance
DE
2005
Employment Agreement between Ambac Financial Group, Inc. and William T. McKinnon (July 2004)
Employment Agreements
Ambac Financial Group
Insurance
NY
2004
Employment Agreement between Ambac Financial Group, Inc. and Robert J. Genader (President and CEO)
Employment Agreements
Ambac Financial Group
Insurance
NY
2004
Amendment No. 1 to Credit Agreement among Ambac Financial Group, Inc., Ambac Assurance Corporation, and Lenders
Modification Agreements
Ambac Financial Group
Insurance
NY
2003
AMBAC Financial Group, Inc. Deferred Compensation Plan for Outside Directors (as Amended October 15, 2002)
Compensation Agreements
Ambac Financial Group
Insurance
NY
2003
Amendment to Lease Agreement between One State Street, LLC and Ambac Financial Group, Inc. (20th Floor Addition)
Lease Agreements
Ambac Financial Group
Insurance
2003
Put Option Agreement between Ambac Assurance Corporation and Anchorage Finance Master Trust (Series Anchorage Finance Sub-Trust I)
Ambac Financial Group
Insurance
NY
2003
Put Option Agreement between Ambac Assurance Corporation and Anchorage Finance Master Trust (Anchorage Finance Sub-Trust II) dated May 23, 2002
Ambac Financial Group
Insurance
NY
2003
Put Option Agreement between Ambac Assurance Corporation and Anchorage Finance Master Trust (Sub-Trust III) dated May 23, 2002
Ambac Financial Group
Insurance
NY
2003
Put Option Agreement between Ambac Assurance Corporation and Anchorage Finance Master Trust (Sub-Trust IV) dated May 23, 2002
Ambac Financial Group
Insurance
NY
2003
Ambac Financial Group, Inc. Senior Debt Securities Underwriting Agreement (March 19, 2003)
Underwriting Agreements
Ambac Financial Group
Insurance
DE
2003
Terms Agreement for $175,000,000 Senior Debt Securities between Ambac Financial Group, Inc. and Underwriters
Underwriting Agreements
Ambac Financial Group
Insurance
2003
Put Option Agreement between Ambac Assurance Corporation and Dutch Harbor Finance Master Trust (Series: Dutch Harbor Finance Sub-Trust I)
Ambac Financial Group
Insurance
NY
2002
Put Option Agreement between Ambac Assurance Corporation and Dutch Harbor Finance Master Trust (Series II)
Ambac Financial Group
Insurance
NY
2002
Put Option Agreement between Ambac Assurance Corporation and Dutch Harbor Finance Master Trust (Sub-Trust III)
Ambac Financial Group
Insurance
NY
2002
Put Option Agreement between Ambac Assurance Corporation and Dutch Harbor Finance Master Trust (Sub-Trust IV)
Ambac Financial Group
Insurance
NY
2002
Separation Agreement and General Release between Ambac Financial Group, Inc. and Nader Tavakoli
Separation Agreements
Ambac Financial Group
Insurance
NY
2016
Separation Agreement between Ambac Financial Group, Inc., Ambac Assurance Corporation, and Cathleen J. Matanle
Separation Agreements
Ambac Financial Group
Insurance
NY
2016
Ambac Financial Group, Inc. Long-Term Incentive Compensation Agreement with Participant (2015)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2016
Ambac Financial Group, Inc. Restricted Stock Unit Agreement with Nader Tavakoli
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2016
Ambac Financial Group, Inc. Long-Term Incentive Compensation Agreement with Nader Tavakoli
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2016
Separation Agreement between Ambac Financial Group, Inc., Ambac Assurance Corporation, and Iain H. Bruce
Separation Agreements
Ambac Financial Group
Insurance
NY
2015
Ambac Financial Group, Inc. Restricted Stock Unit and Stock Option Agreement with Nader Tavakoli
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2015
Separation Agreement between Ambac Financial Group, Inc., Ambac Assurance Corporation, and Diana N. Adams (December 23, 2014)
Separation Agreements
Ambac Financial Group
Insurance
NY
2014
Ambac Financial Group, Inc. 2014 Long-Term Incentive Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2014
Ambac Financial Group, Inc. Long-Term Incentive Compensation Agreement with Diana Adams (May 9, 2014)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2014
Ambac Financial Group, Inc. Long-Term Incentive Compensation Agreement with David Trick (May 9, 2014)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2014
Ambac Financial Group, Inc. Long-Term Incentive Compensation Agreement with Robert Eisman (May 9, 2014)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2014
Ambac Financial Group, Inc. Amended and Restated Restricted Stock Unit Agreement with Participant
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2014
Ambac Financial Group, Inc. Restricted Stock Unit Agreement with Participant
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2013
Separation and Release Agreement between Ambac Financial Group, Inc. and Robert G. Shoback (December 31, 2009)
Separation Agreements
Ambac Financial Group
Insurance
NY
2010
Separation and Severance Agreement between Ambac Financial Group, Inc. and Sean Leonard dated March 5, 2010
Separation Agreements
Ambac Financial Group
Insurance
NY
2010
Retirement and Separation Agreement between Douglas C. Renfield-Miller and Ambac Financial Group, Inc.
Retirement Agreements
Ambac Financial Group
Insurance
NY
2009
Ambac Financial Group 2008 Phantom Stock Unit Award Notice under 1997 Equity Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2009
Ambac Financial Group, Inc. 1997 Non-Employee Directors Equity Plan (as amended December 31, 2008)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2009
Employment Agreement and Resignation Terms between Ambac Financial Group, Inc. and John W. Uhlein, III (September 22, 2008)
Separation Agreements
Ambac Financial Group
Insurance
NY
2008
Ambac Financial Group, Inc. 2008 Restricted Stock Unit Award Notice under 1997 Equity Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2008
Ambac Financial Group, Inc. 1997 Equity Plan – Amended and Restated Deferred Compensation Sub-Plan for Eligible Senior Officers
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2007
Ambac Financial Group, Inc. Supplemental Pension Plan (Amended and Restated as of January 1, 2008)
Retirement Agreements
Ambac Financial Group
Insurance
NY
2007
Ambac Financial Group, Inc. 1997 Equity Plan (Amended as of July 24, 2006)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2007
Ambac Financial Group, Inc. 1997 Executive Incentive Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2007
Ambac Financial Group 2007 Restricted Stock Unit Award Agreement under 1997 Equity Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2007
Ambac Financial Group, Inc. 2007 Restricted Stock Unit Award Agreement with William T. McKinnon
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2007
Ambac Financial Group, Inc. 1997 Equity Plan (Amended as of July 24, 2006)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2006
Ambac Financial Group, Inc. 1997 Non-Employee Directors Equity Plan (as amended through October 24, 2006)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2006
Ambac Financial Group, Inc. 2006 Restricted Stock Unit Award Notice under 1997 Equity Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2006
Amendment No. 1 to $400,000,000 Revolving Credit Agreement among Ambac Financial Group, Ambac Assurance, and Lenders
Credit Agreements
Ambac Financial Group
Insurance
2006
Ambac Financial Group, Inc. 2006 CEO Restricted Stock Unit Award under 1997 Equity Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2006
Ambac Financial Group, Inc. 1997 Executive Incentive Plan (As Amended)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2006
Ambac Financial Group, Inc. 1997 Executive Incentive Plan (Amended May 3, 2005)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
NY
2005
$400,000,000 Revolving Credit Agreement among Ambac Financial Group, Inc., Ambac Assurance Corporation, and Lenders, dated July 28, 2005
Credit Agreements
Ambac Financial Group
Insurance
NY
2005
Ambac Financial Group, Inc. 1997 Equity Plan (Amended July 19, 2004)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2005
Ambac Financial Group 1997 Equity Plan Stock Option Award Agreement (Form)
Warrant Agreements
Ambac Financial Group
Insurance
DE
2005
Ambac Financial Group, Inc. 2004 Restricted Stock Unit Award Notice to Phillip B. Lassiter under 1997 Equity Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2005
Ambac Financial Group, Inc. 1997 Non-Employee Directors Equity Plan (as amended through May 4, 2004)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2005
Ambac Financial Group, Inc. Notice of Award of Director Five-Year Restricted Stock Units under 1997 Non-Employee Directors Equity Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2005
Ambac Financial Group, Inc. Notice of Award of Director Annual Stock Units under 1997 Non-Employee Directors Equity Plan
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2005
Retirement Agreement between Ambac Financial Group, Inc. and David L. Boyle (February 15, 2005)
Retirement Agreements
Ambac Financial Group
Insurance
NY
2005
$300,000,000 Revolving Credit Agreement among Ambac Financial Group, Inc., Ambac Assurance Corporation, and Lenders, dated July 29, 2004
Credit Agreements
Ambac Financial Group
Insurance
WI
2004
Ambac 1997 Equity Plan (Amended as of May 6, 2003)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2004
$300,000,000 Revolving Credit Agreement among Ambac Financial Group, Inc., Ambac Assurance Corporation, and Lenders, with The Bank of New York and The Bank of Nova Scotia as...
Credit Agreements
Ambac Financial Group
Insurance
NY
2002
Ambac Financial Group, Inc. 1997 Equity Plan (Amended as of December 12, 2000)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2002
Ambac Financial Group, Inc. 1997 Non-Employee Directors Equity Plan (as amended through December 12, 2000)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2002
$800,000,000 Amended and Restated Credit Agreement among Ambac Assurance Corporation, Various Banks, Bank of America, N.A., Deutsche Bank AG, and The Bank of New York
Credit Agreements
Ambac Financial Group
Insurance
NY
2002
Notice of Termination of $400 Million Unutilized Commitments under Amended and Restated Credit Agreement between Ambac Assurance Corporation and BNY Capital Markets, Inc.
Credit Agreements
Ambac Financial Group
Insurance
2002
Second Extension of Commitment Termination Date under Revolving Credit Agreement among Ambac Credit Products, LLC, The Bank of New York, and Lenders (June 28, 2001)
Credit Agreements
Ambac Financial Group
Insurance
2001
Third Amendment to Credit Agreement among Ambac Financial Group, Inc., Ambac Assurance Corporation, and Lenders (August 3, 2001)
Credit Agreements
Ambac Financial Group
Insurance
NY
2001
Ambac Financial Group, Inc. Executive Incentive Plan (Amended as of January 1, 2000)
Bonus & Incentive Agreements
Ambac Financial Group
Insurance
DE
2000
First Extension of Commitment Termination Date under $50,000,000 Revolving Credit Agreement between Ambac Credit Products, LLC and The Bank of New York
Credit Agreements
Ambac Financial Group
Insurance
2000