Ambac Financial Group Contracts & Agreements

Shareholders Agreement by and among Ambac Financial Group, Inc., Cirrata V LLC, Beat Capital Partners Limited and the sellers set forth therein, dated as of August 1, 2024 (Filed With SEC on August 2, 2024)

Form of 2024 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick, Ksenak, McGinnis and Ms. Smith (Filed With SEC on May 6, 2024)

Form of 2024 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco and Eisman (Filed With SEC on May 6, 2024)

Form of 2024 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick, Ksenak, McGinnis and Ms. Smith (Filed With SEC on May 6, 2024)

Form of 2024 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco and Eisman (Filed With SEC on May 6, 2024)

Stipulation and Order - Office of the Commissioner of Insurance of the State of Wisconsin, in the Matter of (Filed With SEC on February 27, 2024)

Employment Agreement dated as of October 5, 2023, by and among Ambac Financial Group, Inc., Ambac Assurance Corporation and Daniel McGinnis (Filed With SEC on November 7, 2023)

Employment Agreement dated as of October 5, 2023, by and among Ambac Financial Group, Inc., Ambac Assurance Corporation and R. Sharon Smith (Filed With SEC on October 6, 2023)

Form of 2023 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 9, 2023)

Form of 2023 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith (Filed With SEC on May 9, 2023)

Form of 2023 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 9, 2023)

Form of 2023 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith (Filed With SEC on May 9, 2023)

Form of Expense Sharing and Cost Allocation Agreement among Ambac Assurance Corporation, Ambac Financial Group, Inc. and their respective subsidiaries and affiliates (Filed With SEC on March 1, 2023)

Settlement Agreement and Release dated as of October 6, 2022 by and among Bank of America Corporation and certain affiliates and Ambac Assurance Corporation (Portions of this... (Filed With SEC on March 1, 2023)

Settlement Agreement and Release dated as of December 29, 2022 by and among Nomura Credit & Capital, Inc. and Ambac Assurance Corporation. (Portions of this exhibit have been... (Filed With SEC on March 1, 2023)

Amended and Restated Bylaws dated January 26, 2023 (Filed With SEC on January 27, 2023)

Form of 2022 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 10, 2022)

Form of 2022 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith (Filed With SEC on May 10, 2022)

Form of 2022 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 10, 2022)

Form of 2022 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, McGinnis and Ms. Smith (Filed With SEC on May 10, 2022)

Ambac Financial Group, Inc. Severance Pay Plan (Applicable to termination on or after (Filed With SEC on February 24, 2022)

Form of Quarterly Non-Executive Director RSU Award Agreement (Filed With SEC on August 5, 2021)

Indenture, dated as of July 6, 2021, between Sitka Holdings, LLC and The Bank of New York Mellon, as trustee and note collateral agent (Filed With SEC on July 6, 2021)

Promissory Note and Security Agreement issued by Ambac Assurance Corporation in favor of Sitka Holdings, LLC (Filed With SEC on July 6, 2021)

Collateral Agreement, dated as of July 6, 2021, made by Sitka Holdings, LLC in favor of The Bank of New York Mellon, as note collateral agent and trustee (Filed With SEC on July 6, 2021)

Financial Guaranty Insurance Policy, dated July 6, 2021, issued by Ambac Assurance Corporation (Filed With SEC on July 6, 2021)

Executive Stock Deferral Plan dated (Filed With SEC on June 30, 2021)

Form of 2021 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 10, 2021)

Form of 2021 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 10, 2021)

Form of 2021 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 10, 2021)

Form of 2021 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 10, 2021)

Revised form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on November 9, 2020)

Revised form of 2020 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on November 9, 2020)

Form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and the members of its Board of Directors (Filed With SEC on August 6, 2020)

Amended and Restated Employment Agreement dated August 3, 2020 by and among Ambac Financial Group, Inc, Ambac Assurance Corporation and Claude LeBlanc (Filed With SEC on August 6, 2020)

Form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 11, 2020)

Form of 2020 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 11, 2020)

Form of 2020 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 11, 2020)

Form of 2020 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 11, 2020)

Form of 2017 Long-Term Incentive Compensation Agreement between Ambac Financial Group, Inc. and each of the Company's executive officers (Filed With SEC on March 2, 2020)

SUBLEASE dated as of January 30, 2019, between Advance Magazine Publishers Inc. (D/B/A CONDE NAST), and Ambac Assurance Group Corporation (Filed With SEC on March 2, 2020)

Amended and Restated Employment Agreement dated as of February 27, 2020, by and among Ambac Financial Group, Inc., Ambac Assurance Corporation and Claude LeBlanc (Filed With SEC on March 2, 2020)

Form of 2019 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on August 8, 2019)

Form of 2019 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on August 8, 2019)

Form of 2019 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 9, 2019)

Form of 2019 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 9, 2019)

Form of 2019 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 9, 2019)

Form of 2019 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 9, 2019)

Form of 2019 Deferred Stock Unit Award Agreement between Ambac Financial Group, Inc. and each of the Companys executive officers (Filed With SEC on May 9, 2019)

Promissory Note and Security Agreement dated as of February 12, 2018, of Ambac Assurance Corporation in favor of Ambac LSNI, LLC (Filed With SEC on February 28, 2019)

Amendment No. 1 to the Stipulation and Order - Office of the Commissioner of Insurance of the State of Wisconsin, in the Matter of the Rehabilitation of the Segregated Account of... (Filed With SEC on February 28, 2019)

Preferred Stock Repurchase and Support Agreement, by and among Ambac Assurance Corporation, Ambac Financial Group, Inc. and certain holders of Ambac Assurance Corporations Auction... (Filed With SEC on June 25, 2018)

Form of 2018 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 9, 2018)

Form of 2018 Restricted Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 9, 2018)

Form of 2018 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. LeBlanc, Trick and Ksenak (Filed With SEC on May 9, 2018)

Form of 2018 Performance Stock Unit Award Agreement between Ambac Financial Group, Inc. and Messrs. Barranco, Eisman, Reilly and Ms. Smith (Filed With SEC on May 9, 2018)

Form of 2018 Deferred Stock Unit Award Agreement between Ambac Financial Group, Inc. and each of the Companys executive officers (Filed With SEC on May 9, 2018)

Second Amended Plan of Rehabilitation of the Segregated Account of Ambac Assurance Corporation dated September 25, 2017, and effective as of February 12, 2018 (Filed With SEC on February 28, 2018)

Order Granting the Rehabilitators Motion to Further Amend the Plan of Rehabilitation and confirming the Second Amended Plan of Rehabilitation, as amended, Case No. 10-CV-1576... (Filed With SEC on February 28, 2018)

Stipulation and Order - Office of the Commissioner of Insurance of the State of Wisconsin, in the Matter of the Rehabilitation of the Segregated Account of Ambac Assurance... (Filed With SEC on February 28, 2018)

REHABILITATION EXIT SUPPORT AGREEMENT (Filed With SEC on July 20, 2017)

AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT (Filed With SEC on February 28, 2017)

STEPHEN KSENAK EMPLOYMENT AGREEMENT (Filed With SEC on January 6, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on December 13, 2016)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on December 13, 2016)

DAVID TRICK EMPLOYMENT AGREEMENT (Filed With SEC on November 3, 2016)

SEPARATION AGREEMENT (Filed With SEC on September 16, 2016)

AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT (Filed With SEC on May 11, 2016)

VOTING AND SUPPORT SETTLEMENT AGREEMENT (Filed With SEC on March 29, 2016)

MODIFICATION OF LEASE (Filed With SEC on February 29, 2016)

AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT (Filed With SEC on February 29, 2016)

NADER TAVAKOLI EMPLOYMENT AGREEMENT (Filed With SEC on January 5, 2016)

AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on January 5, 2016)

AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT (Filed With SEC on January 5, 2016)

AMENDMENT Dated as of October 3, 2014 to FISCAL AGENCY AGREEMENT Dated as of JUNE 7, 2010 between AMBAC ASSURANCE CORPORATION, Issuer and THE BANK OF NEW YORK MELLON, Fiscal Agent (Filed With SEC on November 9, 2015)

IAIN H. BRUCE SEPARATION AGREEMENT (Filed With SEC on September 2, 2015)

Ambac Financial Group, Inc. (Filed With SEC on April 3, 2015)

AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT (Filed With SEC on April 3, 2015)

DIANA N. ADAMS SEPARATION AGREEMENT (Filed With SEC on December 23, 2014)

AMBAC Ambac Announces Closing of Private Placement of Senior Secured Notes by Corolla Trust (Filed With SEC on August 28, 2014)

AMENDED AND RESTATED TRUST AGREEMENT among AMBAC FINANCIAL GROUP, INC., as Depositor, THE BANK OF NEW YORK MELLON, as Note Trustee, Paying Agent, Registrar and Account Bank and... (Filed With SEC on August 28, 2014)

AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE PLAN (Filed With SEC on August 11, 2014)

AMBAC FINANCIAL GROUP, INC. LONG-TERM INCENTIVE COMPENSATION AGREEMENT (Filed With SEC on August 11, 2014)

AMBAC Ambac Announces Court Approval of Amendments to the Plan of Rehabilitation of the Segregated Account (Filed With SEC on June 11, 2014)

Ambac Announces First Quarter 2014 Results Favorable Loss Reserve Development and Execution of Commutation Strategy Drive Results (Filed With SEC on May 12, 2014)

Ambac Announces Disapproval of Interest Payments on Surplus Notes Provides Additional Information Related to Proposed Amendments to Plan of Rehabilitation of Segregated Account (Filed With SEC on April 29, 2014)

DIANA ADAMS EMPLOYMENT AGREEMENT (Filed With SEC on April 9, 2014)

JUNIOR NOTE FISCAL AGENCY AGREEMENT between THE SEGREGATEDACCOUNT OF AMBAC ASSURANCE CORPORATION Issuer and THE BANK OF NEW YORK MELLON Fiscal Agent Dated as ofApril 30, 2013 5.1%... (Filed With SEC on March 3, 2014)

CERTIFICATED NOTE (Filed With SEC on March 3, 2014)

JUNIOR SURPLUS NOTE ISSUED BY THE SEGREGATED ACCOUNT OF AMBAC ASSURANCE CORPORATION (Filed With SEC on March 3, 2014)

BANKRUPTCY REDUCING JUNIOR SURPLUS NOTE ISSUED BY THE SEGREGATEDACCOUNT OF AMBAC ASSURANCE CORPORATION (Filed With SEC on March 3, 2014)

LEASE REDUCING JUNIOR SURPLUS NOTE ISSUED BY THE SEGREGATEDACCOUNT OF AMBAC ASSURANCE CORPORATION (Filed With SEC on March 3, 2014)

FISCAL AGENCY AGREEMENT between THE SEGREGATED ACCOUNTOF AMBAC ASSURANCE CORPORATION Issuer and THE BANK OF NEW YORK MELLON Fiscal Agent Dated as ofJuly 19, 2010 5.1% Surplus... (Filed With SEC on March 3, 2014)

[Form of Amended and Restated Restricted Stock Unit Award Letter] AMBAC FINANCIAL GROUP, INC. AMENDED AND RESTATED RESTRICTED STOCK UNIT AGREEMENT [INSERT DATE] (Filed With SEC on March 3, 2014)

[Form of Equity Award Letter for Directors] AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENT (Filed With SEC on March 3, 2014)

TAX SHARING AGREEMENT (Filed With SEC on March 3, 2014)

AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on December 23, 2013)

amendmentno. 1 to tax sharing agreement (Filed With SEC on May 3, 2013)

Closing Agreement on Final Determination Covering Specific Matters _________________ (Filed With SEC on May 3, 2013)

TAX SHARING AGREEMENT (Filed With SEC on March 22, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on March 22, 2012)

TAX SHARING AGREEMENT (Filed With SEC on October 5, 2011)

MEDIATION AGREEMENT (Filed With SEC on September 27, 2011)

EXPENSE SHARING AND COST ALLOCATION AGREEMENT (Filed With SEC on September 27, 2011)

AMENDMENT NO. 1 TO COOPERATION AGREEMENT (Filed With SEC on September 27, 2011)

AMBAC FINANCIAL GROUP, INC. 2011 DIRECTORS COMPENSATION TABLE (EFFECTIVE AS OF FEBRUARY 1, 2011) (Filed With SEC on March 16, 2011)

AMBAC FINANCIAL GROUP, INC. DEFERRED COMPENSATION PLAN FOR OUTSIDE DIRECTORS Effective as of December 1, 1993, As Amended throughDecember 22, 2010 1 AMBAC FINANCIAL GROUP, INC.... (Filed With SEC on March 16, 2011)

SETTLEMENT, DISCONTINUANCE AND RELEASE AGREEMENT (Filed With SEC on March 16, 2011)

LEASE between ONE STATE STREET, LLC Landlord and AMBAC ASSURANCE CORPORATION Tenant As of March 1, 2011 PREMISES: Entire 15th Floor Entire 16th Floor Entire 17th Floor Entire 18th... (Filed With SEC on March 16, 2011)

SETTLEMENT AGREEMENT (Filed With SEC on November 15, 2010)

PLAN OF REHABILITATION The Commissioner of Insurance of the State of Wisconsin, as the Court-Appointed Rehabilitator of the Segregated Account of Ambac Assurance Corporation (Filed With SEC on October 12, 2010)

SETTLEMENT AGREEMENT (Filed With SEC on August 13, 2010)

SETTLEMENT AGREEMENT (Filed With SEC on August 9, 2010)

TAX SHARING AGREEMENT (Filed With SEC on August 9, 2010)

AMENDMENT NO. 1 TO TAX SHARING AGREEMENT (Filed With SEC on August 9, 2010)

AMENDMENT NO. 2 TO TAX SHARING AGREEMENT (Filed With SEC on August 9, 2010)

SETTLEMENT AGREEMENT (Filed With SEC on June 8, 2010)

COMMUTATIONAGREEMENT1 (Filed With SEC on June 8, 2010)

FISCAL AGENCY AGREEMENT between AMBACASSURANCE CORPORATION Issuer and THE BANK OFNEW YORK MELLON Fiscal Agent Dated as of June 7, 2010 5.1% Surplus Notes scheduled to mature on... (Filed With SEC on June 8, 2010)

AMENDMENT NO. 3 TO TAX SHARING AGREEMENT (Filed With SEC on June 8, 2010)

AMBAC FINANCIAL GROUP, INC. SEVERANCE PAY PLAN (Applicable to terminations occurring on or after January 1, 2010) TABLE OF CONTENTS (Filed With SEC on May 17, 2010)

AMBAC FINANCIAL GROUP, INC. 2010 DIRECTORS COMPENSATION TABLE EFFECTIVE AS OF MARCH 15, 2010 (Filed With SEC on April 9, 2010)

RETENTION AGREEMENT (Filed With SEC on April 9, 2010)

MANAGEMENT SERVICES AGREEMENT (Filed With SEC on April 9, 2010)

COOPERATION AGREEMENT (Filed With SEC on April 9, 2010)

AGGREGATE EXCESS OF LOSS REINSURANCE AGREEMENT (Filed With SEC on April 9, 2010)

SECURED NOTE (Filed With SEC on April 9, 2010)

Ambac Financial Group, Inc. and Mellon Investor Services LLC, as Rights Agent Tax Benefit Preservation Plan Dated as of February 2, 2010 TAX BENEFIT PRESERVATION PLAN (Filed With SEC on February 3, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on August 10, 2009)

AMBAC FINANCIAL GROUP, INC. 2008DIRECTORS COMPENSATION TABLE EFFECTIVE ASOF APRIL 1, 2008 (Filed With SEC on March 16, 2009)

AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN (Filed With SEC on March 16, 2009)

AMBAC FINANCIAL GROUP, INC. 1997 NON-EMPLOYEE DIRECTORS EQUITY PLAN (Filed With SEC on March 16, 2009)

5,000,000 AMBAC FINANCIAL GROUP, INC. Equity Units (Filed With SEC on March 12, 2008)

171,111,112 Shares AMBAC FINANCIAL GROUP, INC. Common Stock (Filed With SEC on March 12, 2008)

AMBAC FINANCIAL GROUP, INC. and THE BANK OF NEW YORK, as Trustee (Filed With SEC on March 12, 2008)

REMARKETING AGREEMENT (Filed With SEC on March 12, 2008)

AMBAC FINANCIAL GROUP, INC. (Filed With SEC on March 12, 2008)

AMBAC FINANCIAL GROUP, INC. and THE BANK OF NEW YORK, as Collateral Agent, Custodial Agent and Securities Intermediary and THE BANK OF NEW YORK, asPurchase Contract Agent PLEDGE... (Filed With SEC on March 12, 2008)

AMENDMENT NO. 2 (Filed With SEC on March 7, 2008)

AMBAC FINANCIAL GROUP, INC. 2007DIRECTORS COMPENSATION TABLE * EFFECTIVE ASOF OCTOBER 1, 2007 (Filed With SEC on February 29, 2008)

AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN (Filed With SEC on February 29, 2008)

Ambac 1997 Equity Plan 2008 NOTICE OF 2007 STOCK OPTION AWARD (Filed With SEC on February 29, 2008)

AMENDMENT NO. 1 (Filed With SEC on February 29, 2008)

AMENDED AND RESTATED MANAGEMENT RETENTION AGREEMENT (Filed With SEC on November 9, 2007)

AMBAC FINANCIAL GROUP, INC. DEFERRED COMPENSATION PLAN (Filed With SEC on November 9, 2007)

AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN AMENDED AND RESTATED DEFERRED COMPENSATION SUB-PLAN FOR ELIGIBLE SENIOR OFFICERS Effective as of October 26, 1999 As Amended through... (Filed With SEC on November 9, 2007)

AMBAC FINANCIAL GROUP, INC. SUPPLEMENTAL PENSION PLAN (Filed With SEC on November 9, 2007)

THE AMBAC FINANCIAL GROUP, INC. NON-QUALIFIED SAVINGS INCENTIVE PLAN (Filed With SEC on November 9, 2007)

Ambac 1997 Equity Plan 2008 NOTICE OF 2007 STOCK OPTION AWARD (Filed With SEC on November 9, 2007)

AMBAC 1997 EQUITY PLAN (amended as of July 24, 2006) (Filed With SEC on August 9, 2007)

AMBAC FINANCIAL GROUP, INC. 1997 NON-EMPLOYEE DIRECTORS EQUITY PLAN (Filed With SEC on August 9, 2007)

AMBAC EXECUTIVE INCENTIVE PLAN (Filed With SEC on August 9, 2007)

AMBAC FINANCIAL GROUP, INC. DEFERRED COMPENSATION PLAN (Filed With SEC on August 9, 2007)

U.S. $400,000,000 (Filed With SEC on August 3, 2007)

EMPLOYMENT AGREEMENT (Filed With SEC on March 1, 2007)

AMBAC FINANCIAL GROUP, INC. 2006Directors Compensation Table * EFFECTIVE AS OF JULY 25, 2006 (Filed With SEC on March 1, 2007)

AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN (Filed With SEC on March 1, 2007)

Ambac 1997 Equity Plan 2007 NOTICE OF 2006 STOCK OPTION AWARD (Filed With SEC on March 1, 2007)

AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN (Filed With SEC on March 1, 2007)

SUPPLEMENTAL CONFIRMATION (Filed With SEC on March 1, 2007)

AMENDMENT TO MASTER CONFIRMATION AND SUPPLEMENTAL CONFIRMATION (Filed With SEC on March 1, 2007)

AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) UNDERWRITING AGREEMENT (Filed With SEC on February 12, 2007)

AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) TERMS AGREEMENT (Filed With SEC on February 12, 2007)

AMBAC FINANCIAL GROUP, INC. TO THE BANK OF NEW YORK Trustee (Filed With SEC on February 12, 2007)

FIRST SUPPLEMENTAL INDENTURE (Filed With SEC on February 12, 2007)

Form of DISCS (Filed With SEC on February 12, 2007)

AMBAC 1997 EQUITY PLAN (amended as of July 24, 2006) (Filed With SEC on November 8, 2006)

AMBAC FINANCIAL GROUP, INC. 1997 NON-EMPLOYEE DIRECTORS EQUITY PLAN (Filed With SEC on November 8, 2006)

AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN (Filed With SEC on November 8, 2006)

AMENDMENT NO. 1 (Filed With SEC on August 9, 2006)

AMBAC FINANCIAL GROUP, INC. 1997 EQUITY PLAN (Filed With SEC on March 13, 2006)

AMBAC EXECUTIVE INCENTIVE PLAN (Filed With SEC on March 13, 2006)

AMBAC FINANCIAL GROUP, INC. (Filed With SEC on December 9, 2005)

Dated: November 29, 2005 TABLE OF CONTENTS (Filed With SEC on December 5, 2005)

(a Delawarecorporation) TERMS AGREEMENT (Filed With SEC on December 5, 2005)

AMBAC FINANCIAL GROUP, INC. 5.95% Debentures due 2035 (Filed With SEC on December 5, 2005)

AMBAC EXECUTIVE INCENTIVE PLAN (Filed With SEC on August 9, 2005)

U.S. $400,000,000 (Filed With SEC on August 2, 2005)

DIRECTORS COMPENSATION TABLE * (Filed With SEC on March 15, 2005)

(amended asof July 19, 2004) (Filed With SEC on March 15, 2005)

Ambac 1997 Equity Plan FORM OF STOCK OPTION AWARD AGREEMENT (Filed With SEC on March 15, 2005)

AMBAC FINANCIAL GROUP, INC. (Filed With SEC on March 15, 2005)

1997NON-EMPLOYEE DIRECTORS EQUITY PLAN, AS AMENDED Form of Notice of Award of Director Five-Year Restricted Stock Units (Filed With SEC on March 15, 2005)

1997NON-EMPLOYEE DIRECTORS EQUITY PLAN, AS AMENDED Form of Notice of Award of Director Annual Stock Units (Filed With SEC on March 15, 2005)

REVOLVING CREDIT AGREEMENT Dated as of July 29, 2004 Among AMBAC FINANCIAL GROUP, INC. and (Filed With SEC on August 9, 2004)

EMPLOYMENT AGREEMENT (Filed With SEC on August 9, 2004)

EMPLOYMENT AGREEMENT (Filed With SEC on March 15, 2004)

AMBAC 1997 EQUITY PLAN (amended as of May 6, 2003) (Filed With SEC on March 15, 2004)

AMENDMENT NO. 1 TO CREDIT AGREEMENT (Filed With SEC on August 14, 2003)

DEFERRED COMPENSATION PLAN (Filed With SEC on March 28, 2003)

ONE STATE STREET, LLC (Filed With SEC on March 28, 2003)

PUT OPTION AGREEMENT (Filed With SEC on March 28, 2003)

between (Filed With SEC on March 28, 2003)

AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) UNDERWRITING AGREEMENT Dated: March 19, 2003 TABLE OF CONTENTS (Filed With SEC on March 26, 2003)

AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) (Filed With SEC on March 26, 2003)

U.S. $300,000,000 REVOLVING CREDIT AGREEMENT Dated as of August 1, 2002 (Filed With SEC on August 14, 2002)

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Ambac Financial Group Contracts & Agreements