FULLY PAID ANDNON-ASSESSABLE SHARES OF THE COMMON STOCK, NO PAR VALUE, OF ALPHASMART, INC. transferable on the books ofthe Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid unless countersigned and registered by the Transfer Agent and registered by theRegistrar. WITNESS the facsimile seal of the Corporation andthe facsimile signatures of its duly authorized officers.

Contract Categories: Business Finance - Stock Agreements
EX-4.1 5 dex41.htm FORM OF REGISTRANT'S SPECIMEN COMMON STOCK CERTIFICATE Form of registrant's specimen common stock certificate

EXHIBIT 4.1

 

 

COMMON STOCK       COMMON STOCK
Number       SHARES
AS–                           ___________

INCORPORATED UNDER THE LAWS

OF THE STATE OF CALIFORNIA

      

CUSIP 02081F 10 4    

SEE REVERSE FOR CERTAIN DEFINITIONS

 

THIS CERTIFIES THAT    
   

 

 

is the owner of    
   

 

FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, NO PAR VALUE, OF

 

ALPHASMART, INC.

 

transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid unless countersigned and registered by the Transfer Agent and registered by the Registrar.

 

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

    Dated:            

[SEAL]            

                
    /S/    JAMES M. WALKER                   /S/    KETAN D. KOTHARI        
 
       
    Chief Operating Officer, Chief Financial Officer and Secretary           Chairman of the Board and Chief Executive Officer

ALPHASMART, INC.

 

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

        TEN COM   —   as tenants in common      UNIF GIFT MIN ACT —       Custodian    
                  
     
        TEN ENT   —   as tenants by the entireties          (Cust)       (Minor)
                   under Uniform Gifts to Minors
        JT TEN   —  

as joint tenants with rights

of survivorship and not as

tenants in common

          Act    
                    
                    

(State)

 

             UNIF TRF MIN ACT —       Custodian (until age             )
                
               
                 (Cust)                
                       under Uniform Transfers
                  
           
                   (Minor)            
                   to Minors Act        
                          
                           (State)
Additional abbreviations may also be used though not in the above list.

 

 

FOR VALUE RECEIVED,                                                                                                                  hereby sell, assign and transfer unto

 

 

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

 

    
    
   
     
    

 

 

 

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE

 

 

 

 

 

                                                                                                                                                                                                       Shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

                                                                                                                                                                                                       Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

 

Dated                                                

 

    X    
 
    X    
 
NOTICE:   THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

Signature(s) Guaranteed
By    
 
THE SIGNATURES MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad 15.

 

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.