EX-4.1: FIFTH SUPPLEMENTAL INDENTURE

Contract Categories: Business Finance - Indenture Agreements
EX-4.1 2 y24334qexv4w1.htm EX-4.1: FIFTH SUPPLEMENTAL INDENTURE EX-4.1
 

Exhibit 4.1
FIFTH SUPPLEMENTAL INDENTURE
     Fifth Supplemental Indenture (this “Supplemental Indenture”), dated as of May 1, 2006, among Alpha Natural Resources, LLC (or its permitted successor), a Delaware limited liability company (the “Company”), Alpha Natural Resources Capital Corp. (“Alpha Capital” and, together with the Company, the “Issuers”), the existing Guarantors (as defined in the Indenture referred to herein), Wells Fargo Bank, National Association, as trustee under the Indenture referred to below (the “Trustee”), and the following wholly-owned indirect subsidiary of the Company (the “Guaranteeing Subsidiary”): Progress Land Corporation, a Florida corporation.
W I T N E S S E T H
     WHEREAS, the Issuers have heretofore executed and delivered to the Trustee an indenture, dated as of May 18, 2004 (as supplemented by the First Supplemental Indenture thereto, dated as of February 1, 2005, the Second Supplemental Indenture thereto, dated as of March 30, 2005, the Third Supplemental Indenture thereto, dated as of October 26, 2005, and the Fourth Supplemental Indenture thereto, dated as of January 3, 2006, the “Indenture”), providing for the issuance of 10% Senior Notes due 2012 (the “Notes”);
     WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing Subsidiary shall execute and deliver to the Trustee a supplemental indenture pursuant to which each Guaranteeing Subsidiary shall unconditionally guarantee all of the Issuers’ Obligations under the Notes and the Indenture on the terms and conditions set forth herein (the “Note Guarantee”); and
     WHEREAS, pursuant to Section 9.01 of the Indenture, the Trustee is authorized to execute and deliver this Supplemental Indenture.
     NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Guaranteeing Subsidiary and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:
     1. Capitalized Terms. Capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.
     2. Agreement to Guarantee. The Guaranteeing Subsidiary hereby agrees to provide an unconditional Guarantee on the terms and subject to the conditions set forth in the Note Guarantee and in the Indenture including but not limited to Article 10 thereof.
     4. No Recourse Against Others. No past, present or future director, manager, officer, employee, incorporator, member, stockholder or agent of the Guaranteeing Subsidiary, as such, shall have any liability for any obligations of the Issuers or the Guaranteeing Subsidiary under the Notes, any Note Guarantees, the Indenture or this Supplemental Indenture or for any claim based on, in respect of, or by reason of, such obligations or their creation. Each Holder of the Notes by accepting a Note waives and releases all such liability. The waiver and release are part of the consideration for issuance of the Notes. Such waiver may not be effective to waive liabilities under the federal securities laws and it is the view of the SEC that such a waiver is against public policy.

 


 

     5. NEW YORK LAW TO GOVERN. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.
     6. Counterparts. The parties may sign any number of copies of this Supplemental Indenture. Each signed copy shall be an original, but all of them together represent the same agreement.
     7. Effect of Headings. The Section headings herein are for convenience only and shall not affect the construction hereof.
     8. The Trustee. The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiary and the Issuers.
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     IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed and attested, all as of the date first above written.
             
    Guaranteeing Subsidiary:    
 
           
    PROGRESS LAND CORPORATION    
 
           
 
  By:   /s/ Vaughn R. Groves    
 
           
 
      Vaughn R. Groves, Vice President    
 
           
    Co-Issuers:    
 
           
    ALPHA NATURAL RESOURCES, LLC
   
    ALPHA NATURAL RESOURCES CAPITAL CORP.    
 
           
 
  By:   /s/ Vaughn R. Groves    
 
           
 
      Vaughn R. Groves, Vice President    
 
           
    Parent Guarantor:    
 
           
    ALPHA NR HOLDING, INC.    
 
           
 
  By:   /s/ Vaughn R. Groves    
 
           
 
      Vaughn R. Groves, Vice President    
     
 
  Existing Guarantors:
 
   
 
  ALPHA COAL SALES CO., LLC
 
  ALPHA NATURAL RESOURCES SERVICES, LLC
 
  ALPHA TERMINAL COMPANY, LLC
 
  AMFIRE, LLC
 
  AMFIRE HOLDINGS, INC.
 
  AMFIRE MINING COMPANY, LLC
 
  BLACK DOG COAL CORP.
 
  BROOKS RUN MINING COMPANY, LLC
 
  BUCHANAN ENERGY COMPANY, LLC
 
  CALLAWAY NATURAL RESOURCES, INC.
 
  CALLAWAY LAND AND RESERVES, LLC
 
  DICKENSON-RUSSELL COAL COMPANY, LLC
 
  DICKENSON-RUSSELL LAND AND RESERVES, LLC
 
  ENTERPRISE MINING COMPANY, LLC
 
  ESPERANZA COAL CO., LLC
 
  HERNDON PROCESSING COMPANY, LLC
 
  KEPLER PROCESSING COMPANY, LLC
 
  KINGWOOD MINING COMPANY, LLC
 
  LITWAR PROCESSING COMPANY, LLC
 
  MATE CREEK ENERGY, LLC
 
  MAXXIM REBUILD CO., LLC
[Signature Page to Fifth Supplemental Indenture]

 


 

     
 
  MAXXIM SHARED SERVICES, LLC
 
  MAXXUM CARBON RESOURCES, LLC
 
  MCDOWELL-WYOMING COAL COMPANY, LLC
 
  NICEWONDER CONTRACTING, INC.
 
  PARAMONT COAL COMPANY VIRGINIA, LLC
 
  POWERS SHOP, LLC
 
  PREMIUM ENERGY, LLC
 
  RIVERSIDE ENERGY COMPANY, LLC
 
  SOLOMONS MINING COMPANY
 
  TWIN STAR MINING, INC.
 
  VIRGINIA ENERGY COMPANY, LLC
 
  WHITE FLAME ENERGY, INC.
             
 
  By:   /s/ Vaughn R. Groves    
 
           
 
      Vaughn R. Groves, Vice President    
 
           
    ALPHA LAND AND RESERVES, LLC    
 
           
 
  By:   /s/ Vaughn R. Groves    
 
           
 
      Vaughn R. Groves, President    
 
           
    AMFIRE WV, L.P.    
 
           
 
  By:   AMFIRE Holdings, Inc.,    
 
      Its General Partner    
 
           
 
  By:   /s/ Vaughn R. Groves    
 
           
 
      Vaughn R. Groves, Vice President    
 
           
    Trustee:    
 
           
    WELLS FARGO BANK, NATIONAL ASSOCIATION    
 
           
 
  By:   /s/ Joseph P. O’Donnell    
 
           
 
      Authorized Signatory    
[Signature Page to Fifth Supplemental Indenture]