Additional abbreviations may also be used though not in the above list.

EX-4.1 2 dex41.htm FORM OF STOCK CERTIFICATE Form of Stock Certificate

Exhibit 4.1

 

NUMBER

ALSN

COMMON STOCK

® Allison Transmission ®

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

SHARES

SEE REVERSE FOR CERTAIN DEFINITIONS

CUSIP 01973R 10 1

THIS CERTIFIES THAT

IS THE RECORD HOLDER OF

FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF

ALLISON TRANSMISSION HOLDINGS, INC.

transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of the Certificate properly endorsed. This Certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

Dated:

SECRETARY

ALLISON TRANSMISSION HOLDINGS, INC.

DELAWARE 2007

CORPORATE

®

ALLISON TRANSMISSION SEAL

CHAIRMAN OF THE BOARD

COUNTERSIGNED AND REGISTERED:

AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC

(NEW YORK, NY) TRANSFER AGENT AND REGISTRAR

BY

AUTHORIZED SIGNATURE

AMERICAN BANK NOTE COMPANY.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM    –    as tenants in common       UNIF GIFT MIN ACT    –   

                          

   Custodian  

                          

TEN ENT    –    as tenants by the entireties             (Cust)     (Minor)
JT TEN    –    as joint tenants with right             under Uniform Gifts to Minors
      of survivorship and not as             Act                                       
      tenants in common                                 (State)
                     

Additional abbreviations may also be used though not in the above list.

For value received,                                                                                                                        hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

        IDENTIFYING NUMBER OF ASSIGNEE

        
        
              

 

 

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE

 

 

 

 

                                                                                                                                                                                                                Shares of the common stock represented by the within Certificate, and do hereby irrevocably

 

constitute and appoint  

 

 

 

Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

Dated,                                  

 

     

 

    NOTICE:   THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.
     
     
     

SIGNATURE(S) GUARANTEED:

 

 

       
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.       
      
      
      

The Corporation is authorized to issue more than one class of stock or more than one series of any class and the Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional, or other special rights of each class of stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights.