Index Options Contract Schedule between John Doe and Issuer (Contract No. 687456)

Contract Categories: Business Finance › Note Agreements
Summary

This contract schedule outlines the terms for John Doe’s index options investment, specifying allocation guidelines, available index strategies, and key parameters such as trigger rates, buffers, caps, and term lengths for various indices like the S&P 500, Nasdaq-100, Russell 2000, EURO STOXX 50, and MSCI Emerging Markets ETF. The agreement details how many options can be selected, reallocation rules, and the specific features of each index strategy. It is designed to guide the owner’s investment choices and manage risk and returns over defined periods.

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EX-4.IIV 5 ex4iiv.htm INDEX OPTIONS CONTRACT SCHEDULE, S40877-03

Index Options Contract Schedule


Owner:
[John Doe]
Contract Number:
[??687456]
Owner’s Date of Birth:
[January 15, 1977]
Issue Date:
[10/15/23]
Owner’s Gender:
[Male]
Annuitant:
[John Doe]
[Joint Owner:
[Jane Doe]]
Annuitant’s Date of Birth:
[January 15, 1977]
[Joint Owner’s Date of Birth:
[January 15, 1977]]
Annuitant’s Gender:
[Male]
[Joint Owner’s Gender:
[Female]]
    
[Allocation Guidelines:
1.
Currently, you can select up to [5] of the Index Protection Strategy with Trigger Index Options.
2.
Currently, you can select up to [5] of the Index Performance Strategy II Index Options.
3.
Currently, you can select up to [5] of the Index Performance Strategy III Index Options.
4.
Currently, you can select up to [5] of the Index Guard Strategy Index Options.
5.
Currently, you can select up to [5] of the Index Precision Strategy Index Options.
6.
Currently, you can select up to [5] of the Index Dual Precision Strategy Index Options.
7.
Currently, you can select up to [5] of the Index Tiered Trigger Index Options.
8.
Currently, you can select up to a maximum of [15] Index Options total.
9.
Allocations must be made in whole percentages.]
[Early Reallocation Cutoff:                                                                      [14 days prior to an Index Anniversary]] [Early Reallocation Maximum:  [2 Business Days per Index Year]]

Index Options:
[Index Protection Strategy with Trigger Index Options
 
 
Index
 
Minimum Trigger Rate for all Terms
 
Term length
 
S&P 500® Index
 
[1.50]%
 
[1 Index Year]
 
Nasdaq-100® Index
 
[1.50]%
 
[1 Index Year]
 
Russell 2000® Index
 
[1.50]%
 
[1 Index Year]
 
EURO STOXX 50®
 
[1.50]%
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
 
[1.50]%
 
[1 Index Year]]
[Index Performance Strategy II Index Options
 
 
Index
 
 
Buffer for all Terms
 
 
Minimum Cap for all Terms
 
 
Term length
 
S&P 500® Index
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
Nasdaq-100® Index
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
Russell 2000® Index
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
EURO STOXX 50®
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
S&P 500® Index
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
 
Nasdaq-100® Index
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
 
Russell 2000® Index
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
S40877-03
[3A]
[Admin Tracking Identifier]

Index Options Contract Schedule continued from the previous page





 
Index
 
Buffer for all Terms
 
Minimum Cap for all Terms
 
Term length
 
EURO STOXX 50®
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
 
S&P 500® Index
 
[30.00]%
 
[1.50]%
 
[1 Index Year]
 
Nasdaq-100® Index
 
[30.00]%
 
[1.50]%
 
[1 Index Year]
 
Russell 2000® Index
 
[30.00]%
 
[1.50]%
 
[1 Index Year]
 
EURO STOXX 50®
 
[30.00]%
 
[1.50]%
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
[30.00]%
 
[1.50]%
 
[1 Index Year]]
S40877-03
[3B]
[Admin Tracking Identifier]



Index Options Contract Schedule continued from the previous page


[Index Performance Strategy III Index Options
 
 
Index
 
 
Buffer for all Terms
 
 
Minimum Cap for all Terms
 
 
Minimum Participation Rate for all Terms
 
 
Term length
 
S&P 500® Index
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
Nasdaq-100® Index
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
Russell 2000® Index
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
EURO STOXX 50®
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
iShares® MSCI Emerging Markets ETF
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
S&P 500® Index
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
Nasdaq-100® Index
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
Russell 2000® Index
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
EURO STOXX 50®
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
iShares® MSCI Emerging Markets ETF
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
S&P 500® Index
 
[30.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
Nasdaq-100® Index
 
[30.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
Russell 2000® Index
 
[30.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
EURO STOXX 50®
 
[30.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
iShares® MSCI Emerging Markets ETF
 
[30.00]%
 
[1.50]%
 
[100.00]%
 
[3 Index Years]
 
S&P 500® Index
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]
 
Nasdaq-100® Index
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]
 
Russell 2000® Index
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]
 
EURO STOXX 50®
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]
 
iShares® MSCI Emerging Markets ETF
 
[10.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]
 
S&P 500® Index
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]
 
Nasdaq-100® Index
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]
 
Russell 2000® Index
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]
 
EURO STOXX 50®
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]
 
iShares® MSCI Emerging Markets ETF
 
[20.00]%
 
[1.50]%
 
[100.00]%
 
[6 Index Years]]
S40877-03
[3C]
[Admin Tracking Identifier]

Index Options Contract Schedule continued from the previous page




[Index Guard Strategy Index Options
 
 
Index
 
 
Floor for all Terms
 
 
Minimum Cap for all Terms
 
 
Term length
 
S&P 500® Index
 
[-10.00]%
 
[1.50]%
 
[1 Index Year]
 
Nasdaq-100® Index
 
[-10.00]%
 
[1.50]%
 
[1 Index Year]
 
Russell 2000® Index
 
[-10.00]%
 
[1.50]%
 
[1 Index Year]
 
EURO STOXX 50®
 
[-10.00]%
 
[1.50]%
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
 
[-10.00]%
 
 
[1.50]%
 
[1 Index Year]]

[Index Precision Strategy Index Options
 
 
Index
 
 
Buffer for all Terms
 
 
Minimum Trigger Rate for all Terms
 
 
Term length
 
S&P 500® Index
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
Nasdaq-100® Index
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
Russell 2000® Index
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
EURO STOXX 50®
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
 
[10.00]%
 
 
[1.50]%
 
[1 Index Year]]
[Index Dual Precision Strategy Index Options
 
 
Index
 
Buffer for all Terms
 
Minimum Trigger Rate for all Terms
 
Term length
 
S&P 500® Index
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
Nasdaq-100® Index
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
Russell 2000® Index
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
EURO STOXX 50®
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
[10.00]%
 
[1.50]%
 
[1 Index Year]
 
S&P 500® Index
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
 
Nasdaq-100® Index
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
 
Russell 2000® Index
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
 
EURO STOXX 50®
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
[20.00]%
 
[1.50]%
 
[1 Index Year]
S40877-03
[3D]
[Admin Tracking Identifier]

Index Options Contract Schedule continued from the previous page



 
 
Index
 
Buffer for all Terms
 
Minimum Trigger Rate for all Terms
 
Term length
 
S&P 500® Index
 
[30.00]%
 
[1.50]%
 
[1 Index Year]
 
Nasdaq-100® Index
 
[30.00]%
 
[1.50]%
 
[1 Index Year]
 
Russell 2000® Index
 
[30.00]%
 
[1.50]%
 
[1 Index Year]
 
EURO STOXX 50®
 
[30.00]%
 
[1.50]%
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
[30.00]%
 
[1.50]%
 
[1 Index Year]]
[Index Tiered Trigger Index Options
[Index Options for Index Tiered Trigger with two Tiers
 
 
Index
 
Buffer for all Terms
 
Minimum Trigger Rate for all Terms and Tiers
 
Tiers
 
Term length
 
 
S&P 500®
Index
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 10.00%]
 
[Tier [2]: [10.00%]-[no upper limit]]
 
[1 Index Year]
 
 
Nasdaq-100® Index
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 10.00%]
 
[Tier [2]: [10.00%]-[no upper limit]]
 
[1 Index Year]
 
 
Russell 2000® Index
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 10.00%]
 
[Tier [2]: [10.00%]-[no upper limit]]
 
[1 Index Year]
 
 
EURO STOXX
50®
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 10.00%]
 
[Tier [2]: [10.00%]-[no upper limit]]
 
[1 Index Year]
 
iShares® MSCI Emerging Markets ETF
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 10.00%]
 
[Tier [2]: [10.00%]-[no upper limit]]
 
[1 Index Year]]


[Index Options for Index Tiered Trigger with three Tiers
 
 
Index
 
Buffer for all Terms
 
Minimum Trigger Rate for all Terms and Tiers
 
Tiers
 
Term length
 
S&P 500®
Index
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 0.00%]
 
[Tier [2]: [0.00%]-[less than 10%]]
 
[Tier [3]: [10%]-[no upper limit]]
 
[1 Index Year]
 
 
Nasdaq-100® Index
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 0.00%]
 
[Tier [2]: [0.00%]-[less than 10%]]
 
[Tier [3]: [10%]-[no upper limit]]
 
[1 Index Year]
S40877-03
[3E]
[Admin Tracking Identifier]

Index Options Contract Schedule continued from the previous page



 
 
Index
 
Buffer for all Terms
 
Minimum Trigger Rate for all Terms and Tiers
 
Tiers
 
Term length
 
 
Russell 2000® Index
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 0.00%]
 
[Tier [2]: [0.00%]-[less than 10%]]
 
[Tier [3]: [10%]-[no upper limit]]
 
[1 Index Year]
 
 
EURO STOXX
50®
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 0.00%]
 
[Tier [2]: [0.00%]-[less than 10%]]
 
[Tier [3]: [10%]-[no upper limit]]
 
[1 Index Year]
 
 
iShares® MSCI Emerging Markets ETF
 
 
[10.00]%
 
 
[1.50]%
 
Tier [1]: [-10.00%]-[less than 0.00%]
 
[Tier [2]: [0.00%]-[less than 10%]]
 
[Tier [3]: [10%]-[no upper limit]]
 
[1 Index Year]]]

[Index disclosure language will populate here.]
S40877-03
[3F]
[Admin Tracking Identifier]