Common Stock Certificate of Alibris, Inc.

Contract Categories: Business Finance Stock Agreements
Summary

This document certifies that the named individual or entity is the owner of fully paid and non-assessable shares of common stock in Alibris, Inc., a Delaware corporation. The certificate allows the holder to transfer ownership of the shares by proper endorsement and is subject to the company's Certificate of Incorporation and its amendments. The certificate is only valid when countersigned by the transfer agent and registered by the registrar. It also outlines procedures for requesting information about the rights and preferences of the stock.

EX-4.01 2 a2136348zex-4_01.htm EXHIBIT 4.01
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Exhibit 4.01

                SHARES
NUMBER
ALBR
               
[ALIBRIS, INC. LOGO]

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE
            SEE REVERSE FOR CERTAIN DEFINITIONS AND A STATEMENT AS TO THE RIGHTS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF SHARES    
            CUSIP 01609T 10 9    

 

 

 

 

 

 

 

 

 

 

 

THIS CERTIFIES THAT

 

 

 

 

 

 

    

 

 

 

 

 

 

 

 

 

 

IS THE OWNER OF

 

 

 

 

 

 

 

 

FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, $.00001 PAR VALUE PER SHARE, OF

 

 

ALIBRIS, INC.

 

 

(hereinafter called the "Company") transferable on the books of the Company by said owner hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate and the shares represented hereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto, copies of which are on file at the office of the Transfer Agent, all of which the holder of this certificate by acceptance hereof assents. This certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.

 

 

 

 

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

 

 

 

Dated:

 

 

 

 

 

 

/s/ Steven G. Gillan
CHIEF FINANCIAL OFFICER

 

 

 

/s/ Martin Manley
PRESIDENT AND CHIEF EXECUTIVE OFFICER
[Corporate Seal]

COUNTERSIGNED AND REGISTERED:

 

 

 

 
    MELLON INVESTOR SERVICES, LLC        
        TRANSFER AGENT AND REGISTRAR        
By                

 

 

 

 

 

 

 

 

 
    AUTHORIZED SIGNATURE
           

ALIBRIS, INC.

        The Company will furnish to any stockholder, upon request and without charge, a full statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock of series thereof which the Company is authorized to issue and the qualifications, limitations or restrictions of such preferences and/or rights of each such class of stock or series thereof. Any such request should be made to the Secretary of the Company at its principal place of business or to the Transfer Agent and Registrar.

        The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

TEN COM   as tenants in common       UNIF GIFT MIN ACT  
  Custodian  
TEN ENT   as tenants by the entireties             (Cust)       (Minor)
JT TEN   as joint tenants with right of survivorship and not as tenants in common             under Uniform Gifts to Minors Act
    
(State)

 

 

 

 

 

 

 

UNIF TRF MIN ACT


 



 

Custodian (until age       )

 


                    (Cust)       (Minor)
                    under Uniform Transfers to Minors Act
    
(State)

Additional abbreviations may also be used though not in the above list.

        For Value Received,                                                                                                                                                     hereby sell(s), assign(s) and transfer(s) unto

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
    
         

    
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
    

    

    

Shares
to transfer the said stock on the books of the within named Company with full power of substitution in the premises
    
  Attorney
to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

Dated

 

    

 

 

 

 

X

 

    

    X       
    NOTICE   THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER.

Signature(s) Guaranteed

 

 

    
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.

 

 
        



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    Exhibit 4.01