EXHIBIT 10.I
EX-10.I 11 v97688exv10wi.txt EXHIBIT 10.I EXHIBIT 10(i) NASD SUBORDINATED LOAN AGREEMENT AMENDMENT EXTENDING MATURITY DATE SL-A AGREEMENT BETWEEN: LENDER: SUNAMERICA INC. 1 SunAmerica Center, 1999 Avenue of the Stars, 38th Floor --------------------------------------------------------- (Street Address) Los Angeles California 90067-6002 ----------- ---------- ---------- (City) (State) (Zip) AND BROKER-DEALER: SUNAMERICA CAPITAL SERVICES, INC. 733 Third Avenue, 3rd Floor --------------------------- (Street Address) New York New York 10017 -------- -------- ----- (City) (State) (Zip) NASD ID Number: 13158 DATE FILED: June 26, 2002 -1- SUBORDINATED LOAN AGREEMENT AMENDMENT EXTENDING MATURITY DATE This AMENDMENT NO. 3 of that certain NASD Subordinated Loan Agreement for Equity Capital SL-5 by and between SunAmerica Inc. (the "Lender") and SunAmerica Capital Services, Inc. (the "Broker-Dealer") effective as of June 30, 1998 ("Subordinated Loan Agreement") and amendments thereto dated as of May 22, 2000 and June 5, 2001 (the "Amendments") is dated as of May 28, 2002 ("Amendment No. 3"). In consideration of the sum of $3,500,000.00 (the unpaid principal amount) and subject to the terms and conditions set forth in the Subordinated Loan Agreement approved by the National Association of Securities Dealers, Inc. ("NASD"), as amended by the Amendments, scheduled to mature on July 30, 2003 bearing Loan Number 10-E-SLA-10761, the Broker-Dealer and the Lender agree to extend the maturity date until July 30, 2004. This Amendment No. 3 shall not become effective unless and until the NASD has found this Amendment No. 3 acceptable. The interest rate set forth in the Subordinated Loan Agreement, as amended by the Amendments, is changed from 7.0% to 4.75% per annum effective as of July 31, 2003. (The signature page follows.) -2- IN WITNESS WHEREOF the parties have set their hands and seal this 28th day of May, 2002.
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