EXHIBIT 10.G
EX-10.G 9 v97688exv10wg.txt EXHIBIT 10.G EXHIBIT 10(g) NASD SUBORDINATED LOAN AGREEMENT AMENDMENT EXTENDING MATURITY DATE SL-A AGREEMENT BETWEEN: LENDER: SUNAMERICA INC. 1 SunAmerica Center, 1999 Avenue of the Stars, 38th Floor --------------------------------------------------------- (Street Address) Los Angeles California 90067-6002 ----------- ---------- ---------- (City) (State) (Zip) AND BROKER-DEALER: SUNAMERICA CAPITAL SERVICES, INC. 733 Third Avenue, 3rd Floor --------------------------- (Street Address) New York New York 10017 -------- -------- ----- (City) (State) (Zip) NASD ID Number: 13158 DATE FILED: May 24, 2002 -1- SUBORDINATED LOAN AGREEMENT AMENDMENT EXTENDING MATURITY DATE This AMENDMENT NO. 3 of that certain NASD Subordinated Loan Agreement for Equity Capital SL-5 by and between SunAmerica Inc. (the "Lender") and SunAmerica Capital Services, Inc. (the "Broker-Dealer") effective as of May 28, 1998 ("Subordinated Loan Agreement") and amendments thereto dated as of May 22, 2000 and April 30, 2001 (the "Amendments") is dated as of April 15, 2002 ("Amendment No. 3"). In consideration of the sum of $3,500,000.00 (the unpaid principal amount) and subject to the terms and conditions set forth in the Subordinated Loan Agreement approved by the National Association of Securities Dealers, Inc. ("NASD"), as amended by the Amendments, scheduled to mature on June 30, 2003, bearing Loan Number 10-E-SLA-10749, the Broker-Dealer and the Lender agree to extend the maturity date until June 30, 2004. This Amendment No. 3 shall not become effective unless and until the NASD has found Amendment No. 3 acceptable. The interest rate set forth in the Subordinated Loan Agreement, as amended by the Amendments, is changed from 7.5% to 4.75% per annum effective as of July 1, 2003. (The signature page follows.) -2- IN WITNESS WHEREOF the parties have set their hands and seal this 15th day of April, 2002.
-3-
