AETHLON MEDICAL INC Contracts & Agreements

Aethlon Medical, Inc. 2020 Equity Incentive Plan, as amended to date, Form of Restricted Stock Grant, Form of Option Grant and Agreement (Filed With SEC on October 2, 2024)

Form of Class A Warrant to Purchase Common Stock, issued on May 17, 2024 (Filed With SEC on May 17, 2024)

Form of Class B Warrant to Purchase Common Stock, issued on May 17, 2024 (Filed With SEC on May 17, 2024)

Form of Pre-Funded Warrant to Purchase Common Stock, issued on May 17, 2024 (Filed With SEC on May 17, 2024)

Form of Placement Agent Warrant to Purchase Common Stock, issued on May 17, 2024 (Filed With SEC on May 17, 2024)

CLASS [A] [B] COMMON STOCK PURCHASEWARRANT AETHLONMEDICAL, Inc. (Filed With SEC on May 13, 2024)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on May 13, 2024)

Form of Warrant to Purchase Common Stock (Filed With SEC on April 5, 2024)

Form of Pre-Funded Warrant to Purchase Common Stock (Filed With SEC on April 5, 2024)

Form of Placement Agent Warrant to Purchase Common Stock (Filed With SEC on April 5, 2024)

Form of Securities Purchase Agreement (Filed With SEC on April 5, 2024)

Amendment No. 1 to Executive Employment Agreement, effective as of November 7, 2023, by and between the Company and James B. Frakes (Filed With SEC on December 22, 2023)

Amendment No. 1 to Executive Employment Agreement, effective as of November 7, 2023, by and between the Company and Guy F. Cipriani (Filed With SEC on December 22, 2023)

Separation Agreement between the Company and Dr. Fisher, effective as of November 27, 2023 (Filed With SEC on November 27, 2023)

Amendment No. 1 to Executive Employment Agreement, by and between Aethlon Medical, Inc. and Lee D. Arnold, Ph.D., dated May 1, 2023 (Filed With SEC on June 28, 2023)

Executive Employment Agreement, by and between Aethlon Medical, Inc. and Lee Arnold, Ph.D., dated February 1, 2023 (Filed With SEC on February 13, 2023)

Amendment to SBIR Phase II Award Contract, by and among Aethlon Medical, Inc., the National Institutes of Health and the National Cancer Institute, dated October 28, 2020 (Filed With SEC on June 28, 2022)

At the Market Offering Agreement, dated March 24, 2022, by and between Aethlon Medical, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on March 24, 2022)

Aethlon Medical, Inc. Amended and Restated Non-Employee Directors Compensation Policy, as modified on February 10, 2022 (Filed With SEC on February 14, 2022)

Lease between Aethlon Medical, Inc. and San Diego Inspire 5, LLC, effective as of October 27, 2021 (Filed With SEC on November 9, 2021)

Amendment to SBIR Phase II Award Contract, effective as of July 1, 2020, by and among Aethlon Medical, Inc., the National Institutes of Health and the National Cancer Institute (Filed With SEC on November 9, 2021)

Aethlon Medical, Inc. Amended and Restated Non-Employee Directors Compensation Policy, as Modified on October 30, 2020 (Filed With SEC on June 24, 2021)

At the Market Offering Agreement, March 22, 2021, by and between Aethlon Medical, Inc. and H.C. Wainwright & CO., LLC (Filed With SEC on March 22, 2021)

Lease, by and between the Company and San Diego Inspire 1, LLC. and San Diego Inspire 2, LLC, effective December 7, 2020 (Filed With SEC on February 10, 2021)

Eighth Amendment to Standard Industrial Net Lease, by and between the Company and San Diego Inspire 1, LLC., effective December 7, 2020 (Filed With SEC on February 10, 2021)

Executive Employment Agreement between the Company and Guy Cipriani, dated January 1, 2021 (Filed With SEC on February 10, 2021)

Executive Employment Agreement between the Company and Steven P. LaRosa, MD, dated January 4, 2021 (Filed With SEC on February 10, 2021)

Separation Agreement between the Company and Dr. Rodell, dated October 30, 2020 (Filed With SEC on November 3, 2020)

Employment Agreement between the Company and Dr. Fisher, dated October 30, 2020 (Filed With SEC on November 3, 2020)

Aethlon Medical, Inc. 2020 Equity Incentive Plan, Form of Restricted Stock Grant, Form of Option Grant and Agreement (Filed With SEC on September 15, 2020)

Amendment No. 2 to Common Stock Sales Agreement, by and between H.C. Wainwright & Co., LLC and Aethlon Medical, Inc., dated March 30, 2020 (Filed With SEC on August 11, 2020)

Aethlon Medical, Inc. Amended and Restated Non-Employee Directors Compensation Policy (Filed With SEC on August 11, 2020)

Description of Aethlon Medical, Inc.s Securities (Filed With SEC on June 25, 2020)

Amended and Restated Executive Employment Agreement for Timothy C. Rodell, M.D., FCCP, dated March 17, 2020, between the Company and Timothy C. Rodell, M.D., FCCP (Filed With SEC on March 23, 2020)

Form of Common Stock Purchase Warrant (Filed With SEC on January 17, 2020)

Form of Securities Purchase Agreement, dated January 17, 2020, by and between the Company and the Purchasers (Filed With SEC on January 17, 2020)

Form of Underwriting Agreement (Filed With SEC on December 11, 2019)

Form of Pre-Funded Warrant (Filed With SEC on December 11, 2019)

Form of Warrant to Purchase Common Stock (Filed With SEC on December 11, 2019)

Form of Underwriter Warrant (Filed With SEC on December 11, 2019)

Form of Underwriting Agreement (Filed With SEC on November 15, 2019)

Form of Pre-Funded Warrant (Filed With SEC on November 15, 2019)

Form of Underwriter Warrant (Filed With SEC on November 15, 2019)

Assignment Agreement, by and between Aethlon Medical, Inc. and London Health Sciences Center Research Inc., dated November 7, 2006 (Filed With SEC on November 15, 2019)

Seventh Amendment to Standard Industrial Net Lease, dated September 9, 2019, between Aethlon Medical Inc. and San Diego Inspire 1, LLC (Filed With SEC on November 1, 2019)

SBIR Phase II Award Contract, effective as of September 12, 2019, by and among Aethlon Medical, Inc., the National Institutes of Health and the National Cancer Institute (Filed With SEC on November 1, 2019)

Strategic Joint Cross-Licensing Agreement, dated June 30, 2019, by and between the Registrant and SeaStar Medical, Inc (Filed With SEC on August 14, 2019)

Amendment No. 1 to Common Stock Sales Agreement, effective as of August 5, 2019, between Aethlon Medical, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on August 12, 2019)

Separation and Consulting Agreement by and between Aethlon Medical, Inc. and James Joyce dated December 10, 2018 (Filed With SEC on February 11, 2019)

Employment Agreement by and between Aethlon Medical, Inc. and Timothy C. Rodell dated December 10, 2018 (Filed With SEC on February 11, 2019)

Employment Agreement by and between Aethlon Medical, Inc. and James Frakes dated December 12, 2018 (Filed With SEC on February 11, 2019)

Form of Indemnification Agreement for Officers and Directors (Filed With SEC on February 11, 2019)

Form of Option Grant Agreement for Officers and Directors (Filed With SEC on February 11, 2019)

Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement for Directors (Filed With SEC on February 11, 2019)

Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement for Executives (Filed With SEC on February 11, 2019)

Lease Extension (Filed With SEC on November 6, 2018)

Fifth Amendment to Standard Industrial Net Lease (Filed With SEC on November 2, 2017)

Form of Securities Purchase Agreement (Filed With SEC on September 29, 2017)

Form of Securities Purchase Agreement (Filed With SEC on September 26, 2017)

Form of Placement Agent Warrant (Filed With SEC on September 22, 2017)

Form of Warrant (Filed With SEC on September 18, 2017)

Form of Pre-Funded Warrant (Filed With SEC on September 18, 2017)

Form of Securities Purchase Agreement (Filed With SEC on September 18, 2017)

Form of Warrant (Filed With SEC on September 15, 2017)

Form of Pre-Funded Warrant (Filed With SEC on September 15, 2017)

Form of Securities Purchase Ageement (Filed With SEC on September 15, 2017)

Engagement Agreement, dated July 28, 2017, between Aethlon Medical, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on July 31, 2017)

2012 Non-Employee Directors Compensation Program, as amended August 9, 2016 (Filed With SEC on June 28, 2017)

Stock Unit Agreement by and between Aethlon Medical, Inc. and James A. Joyce dated August 29, 2016 (Filed With SEC on June 28, 2017)

Stock Unit Agreement by and between Aethlon Medical, Inc. and Rodney S. Kenley dated August 29, 2016 (Filed With SEC on June 28, 2017)

Stock Unit Agreement by and between Aethlon Medical, Inc. and James B. Frakes dated August 29, 2016 (Filed With SEC on June 28, 2017)

Stock Unit Agreement by and between Aethlon Medical, Inc. and Franklyn S. Barry, Jr. dated August 29, 2016 (Filed With SEC on June 28, 2017)

Stock Unit Agreement by and between Aethlon Medical, Inc. and Edward G. Broenniman dated August 29, 2016 (Filed With SEC on June 28, 2017)

Stock Unit Agreement by and between Aethlon Medical, Inc. and Chetan S. Shah, MD dated August 29, 2016 (Filed With SEC on June 28, 2017)

Fourth Amendment to Standard Industrial Net Lease by and between AGP Sorrento Business Complex, L.P. and Aethlon Medical, Inc. dated October 5, 2016 (Filed With SEC on June 28, 2017)

Form of Exchange Agreement (Filed With SEC on June 28, 2017)

COMMON STOCK PURCHASE WARRANT AeTHLONMEDICAL, INC, (Filed With SEC on March 22, 2017)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on March 22, 2017)

Rodman & Renshaw A UNIT OF H.C. WAINWRIGHT & CO. (Filed With SEC on March 22, 2017)

Statement of Work Aethlon Medical, Inc. (Filed With SEC on November 10, 2016)

Aethlon Medical, Inc. 2012 Non-Employee Directors CompensationProgram as Modified on August 9, 2016 (Filed With SEC on August 10, 2016)

AETHLON MEDICAL, INC. AMENDMENT NO. 1 TO STOCK OPTION AGREEMENT RECITALS (Filed With SEC on June 29, 2016)

AETHLON MEDICAL, INC. NOTICE OF GRANT OF STOCK OPTION (Filed With SEC on June 29, 2016)

AETHLON MEDICAL, INC. AMENDMENT NO. 1 TO STOCK OPTION AGREEMENT RECITALS (Filed With SEC on June 29, 2016)

AETHLON MEDICAL, INC. NOTICE OF GRANT OF STOCK OPTION (Filed With SEC on June 29, 2016)

AETHLON MEDICAL, INC. AMENDMENT NO. 1 TO STOCK OPTION AGREEMENT RECITALS (Filed With SEC on June 29, 2016)

AMENDMENT (Filed With SEC on June 28, 2016)

ALLONGE TO CONVERTIBLE PROMISSORY NOTE (Filed With SEC on June 28, 2016)

CLASS A COMMON STOCK PURCHASE WARRANT (Filed With SEC on June 28, 2016)

CONSENT AND WAIVERAND AMENDMENT (Filed With SEC on June 28, 2016)

AETHLONMEDICAL, INC. $12,500,000 COMMON STOCK SALES AGREEMENT (Filed With SEC on June 28, 2016)

CONSENT AND WAIVER (Filed With SEC on June 28, 2016)

AETHLON MEDICAL, INC. AMENDED 2010 STOCK INCENTIVE PLAN (Adopted August 2, 2010 and amended effective July 5, 2012 and _________,2016 (Filed With SEC on March 30, 2016)

CONSULTING AGREEMENT (Filed With SEC on February 16, 2016)

THIRD AMENDMENT TO STANDARD INDUSTRIALNET LEASE (Sorrento Business Complex) (Filed With SEC on November 16, 2015)

AMENDMENT OF TERMS (Filed With SEC on November 16, 2015)

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (Filed With SEC on October 22, 2015)

AMENDMENT NO. 1 TO OFFER LETTER (Filed With SEC on October 22, 2015)

RETENTION BONUS AGREEMENT (Filed With SEC on October 22, 2015)

MASTER SERVICES AGREEMENT (Filed With SEC on June 26, 2015)

FIRST AMENDMENT TO THE MASTER SERVICESAGREEMENT (Filed With SEC on June 26, 2015)

Work Order # 01 (Filed With SEC on June 26, 2015)

Aethlonmedical, inc. WarrantTo Purchase Common Stock (Filed With SEC on June 26, 2015)

[FORM OF WARRANT] (Filed With SEC on June 24, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 24, 2015)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 24, 2015)

AETHLON MEDICAL, INC. 2000 STOCK OPTION PLAN (Filed With SEC on April 17, 2015)

Aethlon Medical, Inc. 2005 Directors CompensationProgram as adopted in February 2005 (Filed With SEC on April 17, 2015)

Aethlon Medical, Inc. 2012 Directors Compensation Program as Modified on June 6, 2014 (Filed With SEC on April 17, 2015)

Aethlon Medical, Inc. (Filed With SEC on April 17, 2015)

CLINICAL TRIAL AGREEMENT NO. AMI-201951 (Filed With SEC on April 15, 2015)

Plasma Exosome Concentration in Cancer PatientsUndergoing Treatment (Filed With SEC on April 15, 2015)

SECOND AMENDMENTTO STANDARD INDUSTRIAL NET LEASE (Filed With SEC on December 31, 2014)

Statement of Work Aethlon Medical, Inc. (Filed With SEC on December 31, 2014)

Aethlonmedical, inc. WarrantTo Purchase Common Stock (Filed With SEC on December 3, 2014)

[FORM OF WARRANT] (Filed With SEC on November 28, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 28, 2014)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 28, 2014)

OFFICE LEASE by and between T-C STONECREST LLC a Delaware limited liability company (“Landlord”) and Aethlon Medical, INC. a Nevada corporation (“Tenant”) Dated as of... (Filed With SEC on November 19, 2014)

COMMON STOCK PURCHASE WARRANT AETHLONMEDICAL, Inc. (Filed With SEC on November 10, 2014)

CLASS A COMMON STOCK PURCHASE WARRANT (Filed With SEC on November 10, 2014)

SUBSCRIPTION AGREEMENT (Filed With SEC on November 10, 2014)

CONVERTIBLE PROMISSORY NOTE (Filed With SEC on November 10, 2014)

COMMON STOCK PURCHASE WARRANT (Filed With SEC on July 28, 2014)

COMMON STOCK PURCHASE WARRANT AETHLONMEDICAL, Inc. (Filed With SEC on July 10, 2014)

RESTRUCTURING AGREEMENT (Filed With SEC on July 10, 2014)

COMMON STOCK PURCHASE WARRANT AETHLONMEDICAL, Inc. (Filed With SEC on June 30, 2014)

RESTRUCTURING AGREEMENT (Filed With SEC on June 30, 2014)

FORM OF AMENDMENT TO AETHLON MEDICAL, INC. CONVERTIBLE NOTES AND WARRANTS (Filed With SEC on April 4, 2014)

SETTLEMENT AGREEMENT AND GENERALRELEASE (Filed With SEC on February 27, 2014)

ESCROW AGREEMENT (Filed With SEC on February 27, 2014)

-against- (Filed With SEC on February 27, 2014)

COMMON STOCK PURCHASE WARRANT AETHLONMEDICAL, Inc. (Filed With SEC on January 7, 2014)

UNIT PURCHASE AGREEMENT (Filed With SEC on January 7, 2014)

To subscribe for Units in the private offering of AETHLON MEDICAL, INC. (Filed With SEC on January 7, 2014)

EXOSOME SCIENCES, INC. STOCK PURCHASE AGREEMENT (Filed With SEC on December 19, 2013)

EXOSOME SCIENCES, INC. STOCK PURCHASE AGREEMENT (Filed With SEC on December 17, 2013)

COMMON STOCK PURCHASE WARRANT AETHLONMEDICAL, Inc. (Filed With SEC on December 16, 2013)

UNIT PURCHASE AGREEMENT (Filed With SEC on December 16, 2013)

To subscribe for Units in the private offering of AETHLON MEDICAL, INC. (Filed With SEC on December 16, 2013)

EXOSOME SCIENCES, INC. STOCK PURCHASE AGREEMENT (Filed With SEC on November 21, 2013)

COMMON STOCK PURCHASE WARRANT AETHLONMEDICAL, Inc. (Filed With SEC on November 20, 2013)

UNIT PURCHASE AGREEMENT (Filed With SEC on November 20, 2013)

To subscribe for Units in the private offering of AETHLON MEDICAL, INC. (Filed With SEC on November 20, 2013)

COMMON STOCK PURCHASE WARRANT AETHLONMEDICAL, Inc. (Filed With SEC on November 6, 2013)

UNIT PURCHASE AGREEMENT (Filed With SEC on November 6, 2013)

To subscribe for Units in the private offering of AETHLON MEDICAL, INC. (Filed With SEC on November 6, 2013)

EXOSOME SCIENCES, INC. 10% PROMISSORY NOTE (Filed With SEC on November 6, 2013)

COMMON STOCK PURCHASE WARRANT (Filed With SEC on August 13, 2013)

UNIT SUBSCRIPTION AGREEMENT (Filed With SEC on August 13, 2013)

AETHLON MEDICAL, INC. 10% CONVERTIBLE NOTE (Filed With SEC on July 15, 2013)

COMMON STOCK PURCHASE WARRANT (Filed With SEC on February 12, 2013)

UNIT SUBSCRIPTION AGREEMENT (Filed With SEC on February 12, 2013)

COMMON STOCK PURCHASE WARRANT (Filed With SEC on September 6, 2012)

UNIT SUBSCRIPTION AGREEMENT (Filed With SEC on September 6, 2012)

COMMON STOCK PURCHASE WARRANT (Filed With SEC on June 27, 2012)

UNIT SUBSCRIPTION AGREEMENT (Filed With SEC on June 27, 2012)

COMMON STOCK PURCHASE WARRANT (Filed With SEC on April 6, 2012)

UNIT SUBSCRIPTION AGREEMENT (Filed With SEC on April 6, 2012)

SupplementNo. 1 Tothe SECURITIES PURCHASE AGREEMENT DatedNovember 2011 of AETHLON MEDICAL, INC. (Filed With SEC on February 29, 2012)

SUBSCRIPTION AGREEMENT (Filed With SEC on November 18, 2011)

5% ORIGINAL ISSUE DISCOUNT UNSECURED CONVERTIBLE DEBENTURE DUE APRIL 20, 2012 (Filed With SEC on November 18, 2011)

COMMON STOCK PURCHASE WARRANT AETHLON MEDICAL, INC. Warrant Shares: 1,347,882Initial Exercise Date: November 10, 2011 (Filed With SEC on November 18, 2011)

CLASS A COMMON STOCK PURCHASE WARRANT (Filed With SEC on September 28, 2011)

SUBSCRIPTION AGREEMENT (Filed With SEC on September 28, 2011)

CONVERTIBLE PROMISSORY NOTE (Filed With SEC on September 28, 2011)

SETTLEMENT AGREEMENT (Filed With SEC on August 22, 2011)

TERMINATION AGREEMENT (Filed With SEC on June 29, 2011)

AETHLON MEDICAL, INC. UNSECURED PROMISSORY NOTE DUE APRIL 30, 2012 NON-CONVERTIBLE (Filed With SEC on June 29, 2011)

CLASS A COMMON STOCK PURCHASE WARRANT (Filed With SEC on April 7, 2011)

CLASS B COMMON STOCK PURCHASE WARRANT (Filed With SEC on April 7, 2011)

SUBSCRIPTION AGREEMENT (Filed With SEC on April 7, 2011)

CONVERTIBLE PROMISSORY NOTE (Filed With SEC on April 7, 2011)

AMENDED AND RESTATED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on March 25, 2011)

EXTENSION AGREEMENT (Filed With SEC on March 25, 2011)

AETHLON MEDICAL, INC. WARRANT TO PURCHASE SHARES OF COMMON STOCK (Filed With SEC on November 26, 2010)

SETTLEMENT AGREEMENT (Filed With SEC on November 26, 2010)

8910 University Center Lane, Suite 660San Diego, CA 92122858 ###-###-#### ###-###-#### (fax) (Filed With SEC on November 1, 2010)

AETHLON MEDICAL, INC. (Filed With SEC on November 1, 2010)

CLASS [A/B] COMMON STOCK PURCHASE WARRANT (Filed With SEC on September 3, 2010)

SUBSCRIPTION AGREEMENT (Filed With SEC on September 3, 2010)

CONVERTIBLE PROMISSORY NOTE (Filed With SEC on September 3, 2010)

EXHIBIT 4.1COMPANY NOTE (Filed With SEC on July 16, 2010)

AETHLON MEDICAL, INC. WARRANT TO PURCHASE SHARES OF COMMON STOCK (Filed With SEC on July 16, 2010)

NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on July 16, 2010)

BUYER TRUST DEED NOTE #1 (Filed With SEC on July 16, 2010)

BUYER TRUST DEED NOTE #2 (Filed With SEC on July 16, 2010)

TRUST DEED (with Assignment of Rents) (Filed With SEC on July 16, 2010)

ESCROW AGREEMENT (Filed With SEC on July 16, 2010)

DEED OF RECONVEYANCE (Filed With SEC on July 16, 2010)

REQUEST FOR FULL RECONVEYANCE (Filed With SEC on July 16, 2010)

IRREVOCABLE INSTRUCTIONS TO TRANSFER AGENT (Filed With SEC on July 16, 2010)

THIS NOTE, THE SHARES ISSUABLE UPON CONVERSION OF THE NOTE AND THE UNITS THAT MAY BE ISSUED IN PAYMENT OF INTEREST DUE UNDER THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE... (Filed With SEC on July 2, 2010)

THESE SECURITIES MAY NOT BE OFFERED OR SOLD UNLESS AT THE TIME OF SUCH OFFER OR SALE, THE PERSON MAKING SUCH OFFER OR SALE DELIVERS A PROSPECTUS MEETING THE REQUIREMENTS OF... (Filed With SEC on July 2, 2010)

Exhibit 10.28 (Filed With SEC on July 2, 2010)

AMENDED AND RESTATED (Filed With SEC on July 2, 2010)

THISNOTE AND THE SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE NOTE HAVENOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANYAPPLICABLE STATE... (Filed With SEC on February 16, 2010)

CLASSC COMMON STOCK PURCHASE WARRANT No.2008-C-0__ Issue Date: ______ __, 2009 (Filed With SEC on February 16, 2010)

FIRSTAMENDMENT TO LEASE (Filed With SEC on February 16, 2010)

SECURITIES PURCHASEAGREEMENT (Filed With SEC on February 16, 2010)

Principal Amount: $660,000.00 Purchase Price: $600,000.00 Issue Date: February 12, 2010 (Filed With SEC on February 16, 2010)

AETHLONMEDICAL, INC. WARRANT TO PURCHASE COMMONSTOCK (Filed With SEC on February 16, 2010)

SECURED PROMISSORYNOTE (Filed With SEC on February 16, 2010)

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AETHLON MEDICAL INC Contracts & Agreements