Incara, Inc.

EX-4.1 6 dex41.htm INCARA, INC. STOCK CERTIFICATE Incara, Inc. Stock Certificate

EXHIBIT 4.1

 

COMMON STOCK         COMMON  STOCK
NUMBER         SHARES
IC         ***        ***

 

Incara, Inc.

 

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE       

SEE REVERSE FOR

CERTAIN DEFINITIONS

         CUSIP                     

 

THIS CERTIFIES THAT

 

IS THE REGISTERED HOLDER OF

 

FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, PAR VALUE $.001 PER SHARE OF

 

        
   Incara, Inc.   
       

transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the Certificate of Incorporation and Bylaws of the Corporation, and all amendments thereto, to all of which the holder, by acceptance hereof assents.

 

This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

DATED:                     

 

EXECUTIVE VICE PRESIDENT,

CHIEF FINANCIAL OFFICER AND SECRETARY

         PRESIDENT AND CHIEF EXECUTIVE OFFICER

 

COUNTERSIGNED AND REGISTERED:

AMERICAN STOCK TRANSFER & TRUST COMPANY

BY                                                   TRANFER AGENT AND REGISTRAR

AUTHORIZED SIGNATURE            

 

Incara, Inc.

 

THE AUTHORIZED CAPITAL STOCK OF THE INCARA, INC. INCLUDES PREFERRED STOCK. UPON REQUEST THE CORPORATION WILL FURNISH TO ANY STOCKHOLDER, WITHOUT CHARGE, INFORMATION IN WRITING AS TO THE NUMBER OF SUCH SHARES AUTHORIZED AND OUTSTANDING AND A COPY OF THE PORTION OF THE CERTIFICATE OF INCORPORATION OR RESOLUTIONS CONTAINING THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF ALL SHARES AND ANY CLASS OR SERIES THREOF. ANY SUCH REQUEST SHOULD BE ADDRESSED TO THE SECRETARY OF THE CORPORATION.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

  

–

   

as tenants in common

   

UNIF GIFT MIN ACT -

    _____________   Custodian    ____________

TEN ENT

  

–

   

as tenants by the entireties

             (Cust)                   (Minor)        

JT TEN

  

–

   

as joint tenants with right of

        

under Uniform Gifts to Minors

         survivorship and not as tenants in common        

  Act                                          

                   (State)
Additional abbreviations may also be used though not in the above list.

 

For value received,                                                                               hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

        IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

 

 

shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

 

Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

 

Dated                             

 

NOTICE:  

 

    THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
SIGNATURE(S) GUARANTEED:  

 

    THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLLLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.