Advaxis, Inc. Contracts & Agreements

245 Contracts & Agreements
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Senior Convertible Promissory Note between Ayala Pharmaceuticals, Inc. and Israel Biotech Fund I, L.P. (March 2024)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2024
Common Stock Purchase Warrant Agreement between Ayala Pharmaceuticals, Inc. and Israel Biotech Fund I, L.P.
Warrant Agreements
Advaxis, Inc.
Biotechnology
2024
Asset Purchase Agreement between Ayala Pharmaceuticals, Inc. and Immunome, Inc. dated February 5, 2024
Purchase Agreements
Advaxis, Inc.
Biotechnology
NJ
2024
Support Agreement among Ayala Pharmaceuticals, Inc., Immunome, Inc., and Stockholder (February 5, 2024)
Voting Agreements
Advaxis, Inc.
Biotechnology
DE
2024
Amended and Restated Senior Secured Convertible Promissory Note between Ayala Pharmaceuticals, Inc. and Israel Biotech Fund I, L.P.
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2023
Senior Convertible Promissory Note between Ayala Pharmaceuticals, Inc. and Israel Biotech Fund I, L.P. (November 17, 2023)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2023
Common Stock Purchase Warrant Agreement between Ayala Pharmaceuticals, Inc. and Israel Biotech Fund I, L.P.
Warrant Agreements
Advaxis, Inc.
Biotechnology
2023
Common Stock Purchase Warrant Agreement between Ayala Pharmaceuticals, Inc. and Israel Biotech Fund I, L.P.
Warrant Agreements
Advaxis, Inc.
Biotechnology
2023
Side Letter Agreement (New Notes) between Ayala Pharmaceuticals, Inc. and Lenders/SAFE Investors, dated November 17, 2023
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2023
Subordination Agreement among Ayala Pharmaceuticals, Inc., Israel Biotech Fund I & II, and Subordinated Creditors
Subordination Agreement
Advaxis, Inc.
Biotechnology
2023
Registration Rights Agreement between Ayala Pharmaceuticals, Inc. and Purchasers (November 17, 2023)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
NY
2023
Side Letter Agreement for Conversion between Biosight Ltd., Ayala Pharmaceuticals, Inc., and Investors
Exchange Agreements
Advaxis, Inc.
Biotechnology
2023
Senior Secured Convertible Promissory Note between Ayala Pharmaceuticals, Inc. and Israel Biotech Fund I, L.P.
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2023
Security Agreement between Ayala Pharmaceuticals, Inc. and Israel Biotech Fund I, L.P. dated August 7, 2023
Security Agreements
Advaxis, Inc.
Biotechnology
2023
Securities Purchase Agreement between Advaxis, Inc. and Kenneth A. Berlin (Series E Preferred Stock)
Purchase Agreements
Advaxis, Inc.
Biotechnology
DE
2022
Agreement and Plan of Merger among Advaxis, Inc., Ayala Pharmaceuticals, Inc., and Doe Merger Sub, Inc. dated October 18, 2022
Merger Agreements
Advaxis, Inc.
Biotechnology
DE
2022
Voting and Support Agreement between Advaxis, Inc. and Israel Biotech Fund I, L.P. (October 18, 2022)
Voting Agreements
Advaxis, Inc.
Biotechnology
DE
2022
Voting and Support Agreement between Advaxis, Inc. and aMoon Growth Fund Limited Partnership (October 18, 2022)
Voting Agreements
Advaxis, Inc.
Biotechnology
DE
2022
Amendment No. 1 to Employment Agreement between Advaxis, Inc. and Kenneth A. Berlin
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2022
Warrant Agreement between Advaxis, Inc. and Continental Stock Transfer & Trust Company (2022)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2022
Underwriting Agreement between Advaxis, Inc. and A.G.P./Alliance Global Partners (2022)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2022
Warrant Agreement between Advaxis, Inc. and Continental Stock Transfer & Trust Company (2022)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2022
Description of Advaxis, Inc. Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Advaxis, Inc.
Biotechnology
2022
Securities Purchase Agreement between Advaxis, Inc. and Investors for Series D Convertible Redeemable Preferred Stock
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2022
Registration Rights Agreement between Advaxis, Inc. and Investors (January 2022)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
NY
2022
Termination Letter for Agreement and Plan of Merger and Reorganization between Advaxis, Inc., Advaxis, Ltd., and Biosight LTD
Termination Agreements
Advaxis, Inc.
Biotechnology
2021
Securities Purchase Agreement between Advaxis, Inc. and Investors (November 8, 2021)
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2021
Registration Rights Agreement between Advaxis, Inc. and Investors (November 8, 2021)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
NY
2021
Agreement and Plan of Merger and Reorganization among Advaxis, Inc., Advaxis Ltd., and Biosight Ltd. dated July 4, 2021
Merger Agreements
Advaxis, Inc.
Biotechnology
DE
2021
Support Agreement among Advaxis, Inc., Biosight Ltd., and Advaxis Stockholder (July 4, 2021)
Voting Agreements
Advaxis, Inc.
Biotechnology
DE
2021
Amendment to Advaxis, Inc. 2015 Incentive Plan (February 2021)
Bonus & Incentive Agreements
Advaxis, Inc.
Biotechnology
2021
Placement Agent Agreement between Advaxis, Inc. and A.G.P./Alliance Global Partners (April 2021)
Equity Distribution Agreements
Advaxis, Inc.
Biotechnology
NY
2021
Pre-Funded Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder (April 2021)
Warrant Agreements
Advaxis, Inc.
Biotechnology
2021
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder (April 2021)
Warrant Agreements
Advaxis, Inc.
Biotechnology
2021
Advaxis, Inc. Common Stock Purchase Warrant Agreement (April 2021)
Warrant Agreements
Advaxis, Inc.
Biotechnology
2021
Securities Purchase Agreement between Advaxis, Inc. and Purchasers dated April 12, 2021
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2021
Investor Agreement between Advaxis Inc. and Shareholder Regarding Trading and Voting Restrictions (April 2021)
Investor Rights Agreements
Advaxis, Inc.
Biotechnology
2021
Lease Agreement between Princeton Corporate Plaza, LLC and Advaxis, Inc. for 9 Deer Park Drive, Suite K-1
Lease Agreements
Advaxis, Inc.
Biotechnology
2021
Lease Termination and Surrender Agreement between 300 CR LLC and Advaxis Inc.
Lease Agreements
Advaxis, Inc.
Biotechnology
NJ
2021
Advaxis, Inc. and Warrantholder Warrant Exchange Agreement (October 2020)
Exchange Agreements
Advaxis, Inc.
Biotechnology
2021
Underwriting Agreement between Advaxis, Inc. and A.G.P./Alliance Global Partners (November 24, 2020)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2020
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder (November 27, 2020)
Warrant Agreements
Advaxis, Inc.
Biotechnology
2020
Rights Agreement between Advaxis, Inc. and Continental Stock Transfer & Trust Company (September 29, 2020)
Stock Agreements
Advaxis, Inc.
Biotechnology
NY
2020
Registration Rights Agreement between Advaxis, Inc. and Lincoln Park Capital Fund, LLC (July 30, 2020)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
IL
2020
Purchase Agreement between Advaxis, Inc. and Lincoln Park Capital Fund, LLC dated July 30, 2020
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2020
Advaxis, Inc. Common Stock Sales Agreement with A.G.P./Alliance Global Partners (May 8, 2020)
Equity Distribution Agreements
Advaxis, Inc.
Biotechnology
NY
2020
Placement Agent Agreement between Advaxis, Inc. and A.G.P./Alliance Global Partners (January 21, 2020)
Advaxis, Inc.
Biotechnology
NY
2020
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder (January 2020)
Warrant Agreements
Advaxis, Inc.
Biotechnology
2020
Securities Purchase Agreement between Advaxis, Inc. and Purchasers (January 21, 2020)
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2020
Advaxis, Inc. Agreement to Exchange Warrants for Common Stock with Warrantholder
Exchange Agreements
Advaxis, Inc.
Biotechnology
2019
Underwriting Agreement between Advaxis, Inc. and A.G.P./Alliance Global Partners (July 23, 2019)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2019
Warrant Agency Agreement between Advaxis, Inc. and Continental Stock Transfer and Trust Company (July 25, 2019)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2019
Underwriting Agreement between Advaxis, Inc. and A.G.P./Alliance Global Partners (2019)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2019
Underwriting Agreement between Advaxis, Inc. and A.G.P./Alliance Global Partners (July 2019)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2019
Advaxis, Inc. and Warrantholder Warrant Exchange Agreement (March 2019)
Exchange Agreements
Advaxis, Inc.
Biotechnology
2019
Underwriting Agreement between Advaxis, Inc. and A.G.P./Alliance Global Partners (April 3, 2019)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2019
Advaxis, Inc. Underwriting Agreement with Cantor Fitzgerald & Co. and Oppenheimer & Co. Inc. (September 7, 2018)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2018
Employment Agreement between Advaxis, Inc. and Molly Henderson (Executive Vice President and CFO)
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2018
Confidential Separation Agreement between Advaxis, Inc. and Anthony Lombardo
Separation Agreements
Advaxis, Inc.
Biotechnology
NJ
2018
Confidential Separation Agreement between Advaxis, Inc. and Sara Bonstein
Separation Agreements
Advaxis, Inc.
Biotechnology
NJ
2018
Underwriting Agreement between Advaxis, Inc. and Jefferies LLC & Guggenheim Securities, LLC (February 22, 2018)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2018
Employment Agreement between Advaxis, Inc. and Anthony Lombardo (Interim CEO) dated July 18, 2017
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2017
Confidential Separation Agreement between Advaxis, Inc. and Daniel J. O’Connor
Separation Agreements
Advaxis, Inc.
Biotechnology
NJ
2017
License and Collaboration Agreement between Advaxis, Inc. and Amgen Inc. dated August 1, 2016
License Agreements
Advaxis, Inc.
Biotechnology
NY
2017
Advaxis, Inc. Placement Agency Agreement with Jefferies LLC and Barclays Capital Inc. (August 16, 2016)
Equity Distribution Agreements
Advaxis, Inc.
Biotechnology
NY
2016
Co-Development and Commercialization Agreement between Advaxis, Inc. and Especificos Stendhal SA de CV
Collaboration Agreements
Advaxis, Inc.
Biotechnology
2016
Advaxis, Inc. Change in Control Plan
Change of Control Agreements
Advaxis, Inc.
Biotechnology
2016
Exclusive License Agreement between Advaxis, Inc. and Knight Therapeutics Inc. for Canadian Commercialization of Advaxis Products
License Agreements
Advaxis, Inc.
Biotechnology
2016
Amendment No. 4 to Employment Agreement between Advaxis, Inc. and Robert Petit
Employment Agreements
Advaxis, Inc.
Biotechnology
2016
Amendment No. 3 to Employment Agreement between Advaxis, Inc. and Sara M. Bonstein
Employment Agreements
Advaxis, Inc.
Biotechnology
2016
Amendment No. 4 to Employment Agreement between Advaxis, Inc. and Daniel O’Connor
Employment Agreements
Advaxis, Inc.
Biotechnology
2016
Amendment No. 4 to Employment Agreement between Advaxis, Inc. and Gregory T. Mayes
Employment Agreements
Advaxis, Inc.
Biotechnology
2016
Amendment No. 1 to Employment Agreement between Advaxis, Inc. and David J. Mauro
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2015
Amendment No. 2 to Employment Agreement between Advaxis, Inc. and Sara Bonstein
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2015
Amendment No. 3 to Employment Agreement between Advaxis, Inc. and Daniel J. O’Connor
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2015
Amendment No. 3 to Employment Agreement between Advaxis, Inc. and Gregory T. Mayes, III
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2015
Amendment No. 3 to Employment Agreement between Advaxis, Inc. and Robert Petit
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2015
Advaxis, Inc. Underwriting Agreement with Jefferies LLC and Barclays Capital Inc. (April 30, 2015)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2015
Clinical Study Collaboration Agreement between Incyte Corporation and Advaxis, Inc.
Collaboration Agreements
Advaxis, Inc.
Biotechnology
NY
2015
Clinical Trial Collaboration and Supply Agreement between Merck Sharp & Dohme BV and Advaxis Inc.
Collaboration Agreements
Advaxis, Inc.
Biotechnology
NY
2015
Manufacturing Services Agreement between IDT Biologika GmbH and Advaxis, Inc.
Services Agreements
Advaxis, Inc.
Biotechnology
NY
2015
Employment Agreement between Advaxis, Inc. and David J. Mauro (Chief Medical Officer)
Employment Agreements
Advaxis, Inc.
Biotechnology
WA
2014
Advaxis, Inc. Restricted Stock Award Agreement with David J. Mauro (October 20, 2014)
Bonus & Incentive Agreements
Advaxis, Inc.
Biotechnology
2014
Clinical Trial Collaboration Agreement between MedImmune, LLC and Advaxis, Inc.
Collaboration Agreements
Advaxis, Inc.
Biotechnology
DE
2014
Fifth Amendment to Amended and Restated License Agreement between University of Pennsylvania and Advaxis, Inc.
License Agreements
Advaxis, Inc.
Biotechnology
2014
Advaxis, Inc. Amended and Restated 2011 Omnibus Incentive Plan (September 8, 2014)
Bonus & Incentive Agreements
Advaxis, Inc.
Biotechnology
NY
2014
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Aratana Therapeutics, Inc.
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2014
Advaxis, Inc. Representative’s Warrant Agreement with Aegis Capital Corp.
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2014
Exclusive License Agreement between Aratana Therapeutics, Inc. and Advaxis, Inc. (March 19, 2014)
License Agreements
Advaxis, Inc.
Biotechnology
DE
2014
Employment Agreement between Advaxis, Inc. and Sara Bonstein (Chief Financial Officer)
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2014
Separation Agreement and General Release between Advaxis, Inc. and Mark J. Rosenblum
Separation Agreements
Advaxis, Inc.
Biotechnology
2014
Amendment No. 2 to Employment Agreement between Advaxis, Inc. and Daniel J. O’Connor
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2014
Amendment No. 2 to Employment Agreement between Advaxis, Inc. and Gregory T. Mayes, III
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2014
Amendment No. 2 to Employment Agreement between Advaxis, Inc. and Robert Petit
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2014
Amendment No. 2 to Employment Agreement between Advaxis, Inc. and Chris French
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2014
Amendment No. 1 to Employment Agreement between Advaxis, Inc. and Sara Bonstein
Employment Agreements
Advaxis, Inc.
Biotechnology
DE
2014
Underwriting Agreement between Advaxis, Inc. and Aegis Capital Corp. (March 26, 2014)
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2014
Distribution and Supply Agreement between Biocon Limited and Advaxis, Inc.
Supply Agreements
Advaxis, Inc.
Biotechnology
2014
Master Services Agreement for Technical Transfer and Clinical Supply between SynCo Bio Partners B.V. and Advaxis, Inc.
Services Agreements
Advaxis, Inc.
Biotechnology
2014
Employment Agreement between Advaxis, Inc. and Gregory T. Mayes, III (Chief Operating Officer)
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2013
Exchange and Settlement Agreement between Advaxis Inc. and Iliad Research and Trading, LP (October 10, 2013)
Exchange Agreements
Advaxis, Inc.
Biotechnology
NY
2013
Exchange Agreement between Advaxis, Inc. and Redwood Management, LLC (September 27, 2013)
Exchange Agreements
Advaxis, Inc.
Biotechnology
NY
2013
Notice of Redemption and Settlement Agreement among Advaxis, Inc., Optimus Capital Partners, Socius CG II, and Others
Settlement Agreements
Advaxis, Inc.
Biotechnology
NY
2013
Underwriting Agreement between Advaxis, Inc. and Aegis Capital Corp. as Representative of the Underwriters
Underwriting Agreements
Advaxis, Inc.
Biotechnology
NY
2013
Employment Agreement between Advaxis, Inc. and Robert Petit (Chief Scientific Officer)
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2013
Employment Agreement between Advaxis, Inc. and Chris French, Executive Director of Medical Affairs, Vice President
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2013
Employment Agreement between Advaxis, Inc. and Mark J. Rosenblum (Chief Financial Officer)
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2013
Consulting Agreement between Advaxis, Inc. and Thomas A. Moore (August 19, 2013)
Consulting Agreements
Advaxis, Inc.
Biotechnology
NJ
2013
Employment Agreement between Advaxis, Inc. and Daniel J. O’Connor (President and CEO)
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2013
Indemnification Agreement between Advaxis, Inc. and Director/Officer/Advisory Committee Member
Indemnification Agreements
Advaxis, Inc.
Biotechnology
DE
2013
5% Convertible Debenture Agreement between Advaxis, Inc. and Redwood Management LLC (June 21, 2013)
Debenture Agreements
Advaxis, Inc.
Biotechnology
NY
2013
Security Agreement between Advaxis, Inc. and Tonaquint, Inc. dated December 13, 2012
Security Agreements
Advaxis, Inc.
Biotechnology
UT
2013
Separation Agreement and General Release between Advaxis, Inc. and John Rothman
Separation Agreements
Advaxis, Inc.
Biotechnology
2013
Order Approving Settlement Stipulation Between Ironridge Global IV, Ltd. and Advaxis, Inc.
Settlement Agreements
Advaxis, Inc.
Biotechnology
2012
Stipulation for Settlement of Claims Between Ironridge Global IV, Ltd. and Advaxis, Inc.
Settlement Agreements
Advaxis, Inc.
Biotechnology
2012
Registration Rights Agreement between Advaxis, Inc. and Hanover Holdings I, LLC (October 26, 2012)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
NY
2012
First Amendment to Amended and Restated Patent License Agreement between University of Pennsylvania and Advaxis, Inc.
License Agreements
Advaxis, Inc.
Biotechnology
2012
Master Services Agreement between Advaxis, Inc. and Numoda Corporation for Clinical Trial Services
Services Agreements
Advaxis, Inc.
Biotechnology
PA
2012
Project Agreement for Protocol Services between Advaxis, Inc. and Numoda Corporation
Services Agreements
Advaxis, Inc.
Biotechnology
2012
Clinical Trial Services Agreement between Advaxis, Inc. and Gynecologic Oncology Group for Phase II Study of Lovaxin-C
Services Agreements
Advaxis, Inc.
Biotechnology
PA
2012
Third Amendment to Amended and Restated Patent License Agreement between University of Pennsylvania and Advaxis, Inc.
License Agreements
Advaxis, Inc.
Biotechnology
2012
Agreed Court Order Approving Settlement Between Socius CG II, Ltd. and Advaxis, Inc.
Settlement Agreements
Advaxis, Inc.
Biotechnology
2012
Stipulation for Settlement of Claim between Socius CG II, Ltd. and Advaxis, Inc.
Settlement Agreements
Advaxis, Inc.
Biotechnology
2012
Exchange Agreement between Advaxis, Inc. and Investor for Warrants Dated July 5, 2012
Exchange Agreements
Advaxis, Inc.
Biotechnology
NY
2012
First Amendment to Amended and Restated Patent License Agreement between University of Pennsylvania and Advaxis, Inc.
License Agreements
Advaxis, Inc.
Biotechnology
2012
Master Services Agreement between Advaxis, Inc. and Numoda Corporation for Clinical Trial Services
Services Agreements
Advaxis, Inc.
Biotechnology
PA
2012
Project Agreement for Protocol Between Advaxis, Inc. and Numoda Corporation
Services Agreements
Advaxis, Inc.
Biotechnology
2012
Clinical Trial Services Agreement between Advaxis, Inc. and Gynecologic Oncology Group for Phase II Study of Lovaxin-C
Services Agreements
Advaxis, Inc.
Biotechnology
PA
2012
Third Amendment to Amended and Restated Patent License Agreement between University of Pennsylvania and Advaxis, Inc.
License Agreements
Advaxis, Inc.
Biotechnology
2012
Stock Purchase Agreement between Advaxis, Inc. and Numoda Corporation (June 13, 2012)
Stock Agreements
Advaxis, Inc.
Biotechnology
2012
Exchange Agreement between Advaxis, Inc. and Investor (May 2012)
Exchange Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Amendment, Consent and Waiver Agreement between Advaxis, Inc. and Investor (May 2012)
Modification Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Registration Rights Agreement between Advaxis, Inc. and Investors (May 2012)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
2012
Advaxis, Inc. Registration Rights Agreement with Investors (January 2012)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
2012
Amendment No. 1 to Advaxis, Inc. 2011 Employee Stock Purchase Plan
Stock Agreements
Advaxis, Inc.
Biotechnology
2011
Registration Rights Agreement between Advaxis, Inc. and Investors (October 28, 2011)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
2011
Exchange and Amendment Agreement between Advaxis, Inc. and Investor (August 29, 2011)
Exchange Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Advaxis, Inc. Series C, Tranche 6 Convertible Promissory Note Agreement
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Registration Rights Agreement between Advaxis, Inc. and Investors (2011)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
2011
Convertible Promissory Note Agreement between Advaxis, Inc. and JMJ Financial
Note Agreements
Advaxis, Inc.
Biotechnology
FL
2011
Amended and Restated Security Agreement between Optimus CG II, Ltd. and Advaxis, Inc. dated April 4, 2011
Security Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Second Amendment to Amended and Restated Patent License Agreement between University of Pennsylvania and Advaxis, Inc.
License Agreements
Advaxis, Inc.
Biotechnology
2010
Advaxis, Inc. 2009 Stock Option Plan
Stock Agreements
Advaxis, Inc.
Biotechnology
2010
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder (2009)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Advaxis, Inc. Convertible Promissory Note Agreement (2009)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Note Purchase Agreement between Advaxis, Inc. and Investor (October 2009)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Advaxis, Inc. Certificate of Designations for Series A Preferred Stock
Articles of Amendment
Advaxis, Inc.
Biotechnology
2009
Senior Secured Convertible Note between Advaxis, Inc. and Note Holder (June 2009)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Note Purchase Agreement between Advaxis, Inc. and Investors (June 2009)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Security Agreement between Advaxis, Inc. and Investors (2009)
Security Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Subordination Agreement among Advaxis, Inc., Investors, and Thomas A. Moore (June 2009)
Subordination Agreement
Advaxis, Inc.
Biotechnology
2009
Senior Secured Convertible Note between Advaxis, Inc. and Holder (June 2009)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Security Agreement between Advaxis, Inc. and Investors (2009)
Security Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Subordination Agreement among Advaxis, Inc., Investors, and Thomas A. Moore dated June 2009
Subordination Agreement
Advaxis, Inc.
Biotechnology
2009
Advaxis, Inc. Senior Promissory Note to Thomas A. Moore (Form)
Note Agreements
Advaxis, Inc.
Biotechnology
2008
Employment Agreement between Advaxis, Inc. and Thomas Moore
Employment Agreements
Advaxis, Inc.
Biotechnology
2007
Advaxis, Inc. Secured Convertible Debenture Agreement with Cornell Capital Partners, LP (February 2, 2006)
Debenture Agreements
Advaxis, Inc.
Biotechnology
2006
Investor Registration Rights Agreement between Advaxis, Inc. and Investors (February 2, 2006)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
NJ
2006
Security Agreement between Advaxis, Inc. and Buyers Listed in Securities Purchase Agreement (February 2, 2006)
Security Agreements
Advaxis, Inc.
Biotechnology
2006
Security Agreement between Advaxis, Inc. and Cornell Capital Partners, LP (February 2, 2006)
Security Agreements
Advaxis, Inc.
Biotechnology
2006
Irrevocable Transfer Agent Instructions between Advaxis, Inc., Securities Transfer Corporation, and Buyer (February 2, 2006)
Advaxis, Inc.
Biotechnology
2006
Advaxis, Inc. and J. Todd Derbin Employment Termination and Consulting Agreement (2005)
Separation Agreements
Advaxis, Inc.
Biotechnology
2005
Second Amendment to Consultancy Agreement between Advaxis, Inc. and LVEP Management, LLC
Consulting Agreements
Advaxis, Inc.
Biotechnology
2005
Registration Rights Agreement between Advaxis, Inc. and Investors (January 12, 2005)
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
NY
2005
Advaxis, Inc. Board Observer Agreement with Robert Harvey (January 12, 2005)
Advaxis, Inc.
Biotechnology
2005
Great Expectations and Associates, Inc. 2004 Stock Option Plan
Stock Agreements
Advaxis, Inc.
Biotechnology
2004
Restated Employment Agreement between Advaxis, Inc. and Todd Derbin (President & CEO)
Employment Agreements
Advaxis, Inc.
Biotechnology
NJ
2004
Share Exchange and Reorganization Agreement between Great Expectations and Associates, Inc. and Advaxis, Inc.
Plan of Reorganization Agreements
Advaxis, Inc.
Biotechnology
CO
2004
Registration Rights Agreement between Advaxis, Inc. and Investors dated November 12, 2004
Registration Rights Agreements
Advaxis, Inc.
Biotechnology
2004
Standstill Agreement between Great Expectations and Associates, Inc. and Stockholders (November 12, 2004)
Waiver Agreements
Advaxis, Inc.
Biotechnology
NY
2004
Warrant Agency Agreement between Advaxis, Inc. and Continental Stock Transfer and Trust Company (July 2019)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2019
Warrant Agency Agreement between Advaxis, Inc. and Continental Stock Transfer and Trust Company (July 2019)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2019
Warrant Agency Agreement between Advaxis, Inc. and Continental Stock Transfer and Trust Company (September 11, 2018)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2018
Securities Purchase Agreement between Advaxis, Inc. and Purchaser (August 16, 2016)
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2016
Securities Purchase Agreement between Advaxis, Inc. and Amgen Inc. dated August 1, 2016
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2016
Securities Purchase Agreement between Advaxis, Inc. and Purchasers dated August 25, 2015
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2015
Securities Purchase Agreement between Advaxis, Inc. and Purchaser (February 2015)
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2015
Securities Purchase Agreement between Advaxis, Inc. and Purchaser (December 2014)
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2014
Warrant Agency Agreement between Advaxis, Inc. and Securities Transfer Corporation dated October 22, 2013
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2013
Advaxis, Inc. Warrant Certificate to Purchase Common Stock (2013-2018)
Warrant Agreements
Advaxis, Inc.
Biotechnology
2013
Accelerated Conversion and Note Termination Agreement between Advazis, Inc. and JMJ Financial (October 16, 2013)
Note Agreements
Advaxis, Inc.
Biotechnology
FL
2013
Advaxis, Inc. and Thomas A. Moore Debt Conversion and Repayment Agreement (September 26, 2013)
Note Agreements
Advaxis, Inc.
Biotechnology
DE
2013
Warrant Agency Agreement between Advaxis, Inc. and Securities Transfer Corporation (2013)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2013
Advaxis, Inc. Representative’s Warrant Agreement with Aegis Capital Corp.
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2013
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Maxim Group LLC
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2013
Securities Purchase Agreement between Advaxis, Inc. and JMJ Financial (September 4, 2013)
Purchase Agreements
Advaxis, Inc.
Biotechnology
2013
$800,000 Convertible Promissory Note between Advaxis, Inc. and JMJ Financial
Note Agreements
Advaxis, Inc.
Biotechnology
FL
2013
Amendment to $800,000 Promissory Note between Advaxis, Inc. and JMJ Financial (September 4, 2013)
Note Agreements
Advaxis, Inc.
Biotechnology
2013
Securities Purchase Agreement between Advaxis, Inc. and Purchaser (June 21, 2013)
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2013
$800,000 Convertible Promissory Note between Advaxis, Inc. and JMJ Financial
Note Agreements
Advaxis, Inc.
Biotechnology
FL
2013
Secured Convertible Promissory Note between Advaxis, Inc. and Tonaquint, Inc. dated December 13, 2012
Note Agreements
Advaxis, Inc.
Biotechnology
UT
2013
Advaxis, Inc. Warrant to Purchase Common Stock Agreement with Tonaquint, Inc.
Warrant Agreements
Advaxis, Inc.
Biotechnology
UT
2013
Securities Purchase Agreement between Advaxis, Inc. and Tonaquint, Inc. dated December 13, 2012
Purchase Agreements
Advaxis, Inc.
Biotechnology
UT
2013
Common Stock Purchase Agreement between Advaxis, Inc. and Hanover Holdings I, LLC (October 26, 2012)
Purchase Agreements
Advaxis, Inc.
Biotechnology
DE
2012
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Dr. James Patton
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Convertible Promissory Note (Series D, Tranche 2) between Advaxis, Inc. and Dr. James Patton
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Note Purchase Agreement between Advaxis, Inc. and Dr. James Patton (Series D, Tranche 2)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Promissory Note between Advaxis, Inc. and JLSI, LLC dated July 21, 2012
Note Agreements
Advaxis, Inc.
Biotechnology
2012
Advaxis, Inc. $100,000 Convertible Note Agreement with JMJ Financial
Note Agreements
Advaxis, Inc.
Biotechnology
2012
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder (May 2012)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Advaxis, Inc. Series D Tranche 1 Convertible Promissory Note (2012)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder (May 2012)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Note Purchase Agreement between Advaxis, Inc. and Investors (Series D, Tranche 1)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Advaxis, Inc. Series C, Tranche 8 Convertible Promissory Note Agreement
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Advaxis, Inc. Common Stock Purchase Warrant Agreement (January 2012)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Advaxis, Inc. Series C, Tranche 8 Note Purchase Agreement with Investors (2012)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2012
Advaxis, Inc. Series C, Tranche 7 Convertible Promissory Note (October 31, 2011)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Advaxis, Inc. Common Stock Purchase Warrant Agreement (October 31, 2011)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Note Purchase Agreement – Series C, Tranche 7 between Advaxis, Inc. and Investors
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Advaxis, Inc. Common Stock Purchase Warrant Agreement
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Amended and Restated Senior Promissory Note between Advaxis, Inc. and Thomas A. Moore dated March 17, 2011
Note Agreements
Advaxis, Inc.
Biotechnology
2011
Advaxis, Inc. Series C, Tranche 6 Note Purchase Agreement with Investors (May 2011)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Advaxis, Inc. Form of Common Stock Purchase Warrant Agreement (2011)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Advaxis, Inc. Series C, Tranche 6 Note Purchase Agreement with Investors (May 2011)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Convertible Promissory Note Agreement between Advaxis, Inc. and JMJ Financial
Note Agreements
Advaxis, Inc.
Biotechnology
FL
2011
Secured & Collateralized Promissory Note between JMJ Financial and Advaxis, Inc.
Note Agreements
Advaxis, Inc.
Biotechnology
FL
2011
Advaxis, Inc. Warrant to Purchase Common Stock Agreement with Optimus CG II, Ltd.
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Amendment No. 1 to Preferred Stock Purchase Agreement by and among Advaxis, Inc., Optimus Capital Partners, LLC, and Optimus CG II, Ltd.
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2011
Amended and Restated Senior Promissory Note between Advaxis, Inc. and Thomas A. Moore dated March 17, 2011
Note Agreements
Advaxis, Inc.
Biotechnology
2011
Advaxis, Inc. Warrant to Purchase Common Stock Agreement with Optimus CG II, Ltd.
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2010
Stock Purchase Agreement between Advaxis, Inc. and Numoda Capital Innovations, LLC (April 2010)
Purchase Agreements
Advaxis, Inc.
Biotechnology
2010
Amended and Restated Senior Promissory Note between Advaxis, Inc. and Thomas A. Moore (February 2010)
Note Agreements
Advaxis, Inc.
Biotechnology
2010
Amendment to Senior Secured Convertible Note between Advaxis, Inc. and Gem Partners, L.P.
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2010
Amended and Restated Common Stock Purchase Warrant between Advaxis, Inc. and Holder
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2010
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2010
Amendment to Senior Secured Convertible Note between Advaxis, Inc. and Note Holder
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2010
Amended and Restated Common Stock Purchase Warrant between Advaxis, Inc. and Holder
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2010
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2010
Preferred Stock Purchase Agreement between Advaxis, Inc. and Optimus Capital Partners, LLC (September 24, 2009)
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Advaxis, Inc. Senior Promissory Note to Thomas A. Moore (Amended June 15, 2009)
Note Agreements
Advaxis, Inc.
Biotechnology
2009
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder (2009)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Advaxis, Inc. Senior Promissory Note to Thomas A. Moore (Amended June 15, 2009)
Note Agreements
Advaxis, Inc.
Biotechnology
2009
Note Purchase Agreement between Advaxis, Inc. and Investors (June 2009)
Note Agreements
Advaxis, Inc.
Biotechnology
NY
2009
Advaxis, Inc. Note Purchase Agreement with Thomas A. Moore (September 22, 2008)
Note Agreements
Advaxis, Inc.
Biotechnology
2008
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder (October 17, 2007)
Warrant Agreements
Advaxis, Inc.
Biotechnology
2007
Common Stock Purchase Warrant Agreement between Advaxis, Inc. and Holder
Warrant Agreements
Advaxis, Inc.
Biotechnology
2007
Advaxis, Inc. Bridge Warrant Agreement (Form A) – August 2007
Warrant Agreements
Advaxis, Inc.
Biotechnology
2007
Advaxis, Inc. 12% Convertible Promissory Note (August 2007)
Note Agreements
Advaxis, Inc.
Biotechnology
2007
Securities Purchase Agreement between Advaxis, Inc. and Buyers for $3,000,000 Secured Convertible Debentures
Purchase Agreements
Advaxis, Inc.
Biotechnology
NJ
2006
Advaxis, Inc. Warrant to Purchase Common Stock Agreement with Cornell Capital Partners, LP (February 2, 2006)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NJ
2006
Advaxis, Inc. B Warrant to Purchase Common Stock (Cornell Capital Partners, LP)
Warrant Agreements
Advaxis, Inc.
Biotechnology
NJ
2006
Advaxis, Inc. Warrant Agreement with Harvest Advaxis, LLC (Warrant No. HA-1, January 12, 2004)
Warrant Agreements
Advaxis, Inc.
Biotechnology
2005
Securities Purchase Agreement between Advaxis, Inc. and Harvest Advaxis LLC dated January 12, 2005
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2005
Securities Purchase Agreement between Great Expectations and Associates, Inc. (to be Advaxis, Inc.) and Investors
Purchase Agreements
Advaxis, Inc.
Biotechnology
NY
2004