Advanced Power Technology, Inc. Common Stock Certificate

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Summary

This document certifies that the named holder owns fully paid shares of common stock in Advanced Power Technology, Inc., a Delaware corporation. The shares are transferable on the corporation's books upon proper endorsement and surrender of the certificate. The certificate is only valid when countersigned by a transfer agent and registered by a registrar. It also outlines the process for transferring shares and provides information on obtaining details about the rights and preferences of the stock from the corporation's secretary.

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EX-4.1 3 ex-4_1.txt EXHIBIT 4.1 NUMBER SHARES APT ADVANCED POWER TECHNOLOGY COMMON STOCK INCORPORATED UNDER THE LAWS CUSIP 00761E 10 8 OF THE STATE OF DELAWARE SEE REVERSE FOR CERTAIN DEFINITIONS THIS IS TO CERTIFY THAT Is the owner of fully paid and non-assessable shares, $0.01 par value, of the COMMON STOCK of ADVANCED POWER TECHNOLOGY, INC. (hereinafter called the "Corporation"), transferable on the books of the Corporation in person, or by duly authorized attorney, upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned by a Transfer Agent and registered by a Registrar. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated: ADVANCED POWER TECHNOLOGY, INC. CORPORATE SEAL MARCH 23, 1992 DELAWARE SECRETARY AND CHIEF FINANCIAL OFFICER PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER COUNTERSIGNED AND REGISTERED AMERICAN SECURITIES TRANSFER & TRUST, INC. P.O. BOX 1596, Denver, Colorado 80201 BY TRANSFER AGENT AND REGISTRAR AUTHORIZED SIGNATURE
ADVANCED POWER TECHNOLOGY, INC. A statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights as established, from time to time, by the Certificate of Incorporation of the Corporation and by any certificate of determination, the number of shares constituting each class and series, and the designations thereof, may be obtained by the holder hereof upon request and without charge from the Secretary of the Corporation at the principal office of the Corporation. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM -as tenants in common UNIF GIFT MIN ACT_________Custodian__________ TEN ENT -as tenants by the entireties (Cust) (Minor) JT TEN -as joint tenants with right Under Uniform Gifts to Minors of survivorship and not as tenants Act___________________________________________ in common (State) COM PROP -as community property UNIF TRF MIN ACT_________Custodian (until age ___) (Cust) __________under Uniform Transfers to Minors Act (Minor) --------------------------------------------- (State)
Additional abbreviations may also be used though not in the above list FOR VALUE RECEIVED, _______________________________________ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE - ------------------------------------- - ------------------------------------- - -------------------------------------------------------------------------------- (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- __________________________________________________________________________SHARES of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint ________________________________________________________________________ATTORNEY To transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated__________________________ X ------------------------------------ X ------------------------------------ Signature(s) Guaranteed NOTICE: The signature to this assignment must correspond with the name(s) as written upon the face of the Certificate in every particular, without alteration or enlargement or any change whatever. By_________________________________________________ The signature(s) must be guaranteed by an eligible guarantor institution (banks, Stockbrokers, savings and loan associations and credit unions with membership In an approved signature guarantee medallion program), pursuant to S.E.C. Rule 17Ad-15.