ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC Contracts & Agreements

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Filed
Agreement and Plan of Merger among Oldcastle Architectural, Inc., Oldcastle Ascent Merger Sub, Inc., and Advanced Environmental Recycling Technologies, Inc. dated March 16, 2017
Merger Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2017
Certificate of Amendment to Series E Convertible Preferred Stock Designations – Advanced Environmental Recycling Technologies, Inc.
Articles of Amendment
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2017
Waiver of Series A & B Interest Defaults under Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2017
Waiver of Triggering Event Redemption Notice by Series E Preferred Holder – Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC (December 31, 2016)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2017
Advanced Environmental Recycling Technologies, Inc. Key Employee Incentive Plan for Transaction Bonuses (Amended and Restated March 16, 2017)
Bonus & Incentive Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2017
Waiver of Specified Events of Default under Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2016
Series E Preferred Stock Triggering Event Redemption Notice Waiver between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2016
Advanced Environmental Recycling Technologies, Inc. 2011 Stock Incentive Plan
Bonus & Incentive Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2016
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (October 9, 2015)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (October 9, 2015)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. regarding Series E Preferred Stock Rights
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (July 9, 2015)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. regarding Series E Preferred Stock Rights
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement to Credit Agreement between Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC (April 13, 2015)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. regarding Series E Convertible Preferred Stock
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
First Amendment to Loan and Security Agreement between Advanced Environmental Recycling Technologies, Inc. and AloStar Bank of Commerce
Modification Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (January 13, 2015)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement Regarding Series E Convertible Preferred Stock Triggering Event – Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2015
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (October 15, 2014)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (July 15, 2014)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. regarding Series E Convertible Preferred Stock
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement Regarding Series E Convertible Preferred Stock between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement to Credit Agreement between Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC (April 15, 2014)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement to Credit Agreement between Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC (April 15, 2014)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. regarding Series E Convertible Preferred Stock
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (January 15, 2014)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (January 2014)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. regarding Series E Convertible Preferred Stock
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2014
Waiver of Specified Events of Default under Credit Agreement between Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC (October 7, 2013)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
Waiver Agreement Regarding Series E Convertible Preferred Stock—Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (October 7, 2013)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
Waiver to Credit Agreement between Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC (July 16, 2013)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. regarding Series E Preferred Stock
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (July 16, 2013)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
Waiver Agreement Regarding Triggering Event Redemption Rights – H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. (Series E Preferred Stock)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
AERT Employment Offer Letter to Tim Morrison for President Position (February 7, 2008)
Employment Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
AERT Employment Offer Letter to Brian Hanna for Chief Financial Officer Position
Employment Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Employment Agreement between Advanced Environmental Recycling Technologies, Inc. and Joe G. Brooks
Employment Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2012
Employment Agreement between Advanced Environmental Recycling Technologies, Inc. and Tim Morrison
Employment Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2012
Employment Agreement between Advanced Environmental Recycling Technologies, Inc. and Brian Hanna
Employment Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2012
Fifth Modification to Mortgage, Security Agreement, and Assignment of Leases and Rents between Advanced Environmental Recycling Technologies, Inc. and Liberty Bank of Arkansas
Mortgage Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Indenture Agreement between Advanced Environmental Recycling Technologies, Inc. and U.S. Bank National Association for $50,000,000 Renewable Unsecured Subordinated Notes
Indenture Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
NY
2009
Indenture of Trust between City of Springdale, Arkansas and Bank of Oklahoma, N.A. for 2008 Industrial Development Refunding Revenue Bonds (AERT Project)
Indenture Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2008
Loan Agreement between City of Springdale, Arkansas and Advanced Environmental Recycling Technologies, Inc. for $10,610,000 Industrial Development Refunding Revenue Bonds (Series...
Loan Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2008
Indenture of Trust between Adair County Industrial Authority and Bank of Oklahoma, N.A. for $13,515,000 Solid Waste Recovery Facilities Revenue Bonds (Advanced Environmental...
Indenture Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
OK
2007
Certificate of Designation for Series D Convertible Preferred Stock of Advanced Environmental Recycling Technologies, Inc.
Articles of Amendment
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2007
Wood-Plastic Composite Decking Supply Agreement between Weyerhaeuser Company and Advanced Environmental Recycling Technologies, Inc.
Supply Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
AR
2005
Wood-Plastic Composite Decking Supply Agreement between Weyerhaeuser Company and Advanced Environmental Recycling Technologies, Inc.
Supply Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
AR
2004
Indenture of Trust Between City of Springdale, Arkansas and Regions Bank for 2003 Industrial Development Refunding Revenue Bonds (AERT Project)
Indenture Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2003
Mortgage and Loan Agreement between City of Springdale, Arkansas and Advanced Environmental Recycling Technologies, Inc. (October 1, 2003)
Mortgage Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
AR
2003
Subordination Agreement among Advanced Environmental Recycling Technologies, Inc., H.I.G. AERT, LLC, and AloStar Bank of Commerce (2012)
Subordination Agreement
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
GA
2013
Waiver Agreement to Credit Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc.
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2013
Loan and Security Agreement between Alostar Bank of Commerce and Advanced Environmental Recycling Technologies, Inc.
Loan Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
AL
2012
Waiver Agreement to Credit Agreement between Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC (April 24, 2012)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. regarding Series E Convertible Preferred Stock
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Liberty Bank Waiver of Financial Covenants for Advanced Environmental Recycling Technologies, Inc. Loan Agreement
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Loan Agreement between Advanced Environmental Recycling Technologies, Inc. and Oklahoma Department of Commerce (State Energy Program – ARRA Revolving Loan)
Loan Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Promissory Note Between Oklahoma Department of Commerce and Advanced Environmental Recycling Technologies, Inc. (July 1, 2010)
Note Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Waiver Agreement between H.I.G. AERT, LLC and Advanced Environmental Recycling Technologies, Inc. regarding Series E Convertible Preferred Stock
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Waiver Agreement to Credit Agreement between Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC (February 29, 2012)
Waiver Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Sixteenth Loan Modification Agreement among Liberty Bank of Arkansas, Advanced Environmental Recycling Technologies, Inc., and Guarantors
Modification Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2012
Second Amendment to Credit Agreement among Advanced Environmental Recycling Technologies, Inc., H.I.G. AERT, LLC, and Lenders
Credit Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
NY
2011
Acknowledgment to Second Amendment to Credit Agreement by Liberty Bank of Arkansas and H.I.G. AERT, LLC
Credit Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2011
Amended and Restated Series B Term Note between Advanced Environmental Recycling Technologies, Inc. and H.I.G. AERT, LLC
Note Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
NY
2011
Distribution and Management Agreement between Advanced Environmental Recycling Technologies, Inc. and Sumner Harrington Ltd. for $50,000,000 Renewable Unsecured Subordinated Notes
Distribution Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
MN
2009
Renewable Unsecured Subordinated Note Agreement between Advanced Environmental Recycling Technologies, Inc. and Noteholder
Note Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2009
Purchase Confirmation for Advanced Environmental Recycling Technologies, Inc. Renewable Unsecured Subordinated Note
Note Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2009
Advanced Environmental Recycling Technologies, Inc. Renewable Unsecured Subordinated Note Subscription Agreement
Subscription Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2009
Consulting and Fundraising Agreement between Advanced Environmental Recycling Technologies, Inc. and Greenstone Holdings Group, LLC
Advisory Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2009
Loan Agreement between Adair County Industrial Authority and Advanced Environmental Recycling Technologies, Inc. for $13,515,000 Solid Waste Recovery Facilities Revenue Bonds...
Loan Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
OK
2007
Series D Convertible Preferred Stock Purchase Agreement between Advanced Environmental Recycling Technologies, Inc. and Purchasers
Purchase Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
DE
2007
Warrant Agreement to Purchase Common Stock of Advanced Environmental Recycling Technologies, Inc.
Warrant Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
NY
2007
Registration Rights Agreement between Advanced Environmental Recycling Technologies, Inc. and Purchasers (October 29, 2007)
Registration Rights Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
NY
2007
Master Lease Agreement between LaSalle National Leasing Corporation and Advanced Environmental Recycling Technologies, Inc.
Lease Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
PA
2006
Loan Agreement between Advanced Environmental Recycling Technologies, Inc. and Liberty Bank of Arkansas dated January 16, 2006
Loan Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
AR
2006
Promissory Note (Revolving Line of Credit) between Advanced Environmental Recycling Technologies, Inc. and Liberty Bank of Arkansas
Note Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2006
Construction and Semi-Permanent Loan Agreement between Liberty Bank of Arkansas and Advanced Environmental Recycling Technologies, Inc.
Loan Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
AR
2005
Promissory Note between Advanced Environmental Recycling Technologies, Inc. and Liberty Bank of Arkansas dated September 28, 2005
Note Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2005
Assignment of Mortgage and Loan Agreement between City of Springdale, Arkansas and Regions Bank as Trustee
Assignment Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
2003
Note Purchase Agreement between Advanced Environmental Recycling Technologies, Inc. and Allstate Insurance Company
Note Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
IL
2003
Promissory Note between Advanced Environmental Recycling Technologies, Inc. and Allstate Insurance Company dated October 9, 2003
Note Agreements
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC
IL
2003