ASSISTANCE AGREEMENT

EX-10.2 3 a2209573zex-10_2.htm EX-10.2

Exhibit 10.2

1. Award No.

2. Modification No.

3. Effective Date

4. CFDA No.

DE-EE0002022

006

04/03/2012

81.086

5. Awarded To

Sponsoring Office

7. Period of Performance

A123 SYSTEMS, INC.

Energy Effcy & Renewable Energy

12/03/2009

Attn: DAVID VIEAU

through

321 Arsenal Street

12/02/2014

WATERTOWN MA ###-###-####

8. Type of Agreement

9. Authority

10. Purchase Request or Funding Document No.

x Grant

See page 2

12EE001386

o Cooperative Agreement

o Other

11. Remittance Address

12. Total Amount

13. Funds Obligated

A123 SYSTEMS, INC.

Govt. Share

This action

$0.00

Attn: DAVID VIEAU

$249,090,000.00

321 Arsenal Street

WATERTOWN MA ###-###-####

Cost Share

Total

$249,090,000.00

Total

$498,180,000.00

14. Principal Investigator

15. Program Manager

16. Administrator

Jesus Alvarez

RALPH D. NINE

U.S. DOE/NETL

339 ###-###-####

Phone: 304 ###-###-####

Morgantown Campus

3610 Collins Ferry Road

PO Box 880

Morgantown WV ###-###-####

17. Submit Payment Requests To

18. Paying Office

19. Submit Reports To

OR for NETL (Morgantown)

See Reporting

U.S. Department of Energy

Requirements Checklist

Oak Ridge Financial Service Center

P.O. Box 4787

Oak Ridge TN 37831

20. Accounting and Appropriation Data

21. Research Title and/or Description of Project

RECOVERY ACT - VERTICALLY INTEGRATED MASS PRODUCTION OF AUTOMOTIVE CLASS LITHIUM ION BATTERIES

For the Recipient

For the United States of America

22. Signature of Person Authorized to Sign

25. Signature of Grants/Agreements Officer

Signature on File

23. Name and Title

24. Date Signed

26. Name of Officer

27. Date Signed

ANGELA D. BOSLEY

04/03/2012

CONTINUATION SHEET	REFERENCE NO. OF DOCUMENT BEING CONTINUED
	DE-EE0002022/006

NAME OF OFFEROR OR CONTRACTOR

A123 SYSTEMS, INC.

ITEM NO. (A)	SUPPLIES/SERVICES (B)	QUANTITY (C)	UNIT (D)	UNIT PRICE (E)	AMOUNT (F)
	DUNS Number: 130452506
	DOE Award Administrator: Sue Miltenberger
	304 ###-###-#### *@*

	Recipient Business Officer: James Haley
	617 ###-###-#### *@*

	Block 9 Authority: PL 95-91 DOE Organization
	Act, PL 111-5 American Recovery and Reinvestment
	Act of 2009 and PL 109-58 Energy Policy Act 2005

	***See attached page for full text of this
	Amendment***

	ASAP: NO Extent Competed: COMPETED Davis-Bacon
	Act: YES PI: Jesus Alvarez
	Fund: 05799 Appr Year: 2009 Allottee: 31 Report
	Entity: 220520 Object Class: 25500 Program:
	1005107 Project: 2004490 WFO: 0000000
	Local Use: 0000000

JULY 2004

DE-EE0002022

A123 Systems, Inc.

Amendment 006

The purpose of this Amendment is to update the Sponsoring Office, extend the ending date of the Period of Performance, and make an administrative change to the authorities noted on the cover page. Accordingly, the following changes are hereby made:

1. As reflected in Block 6 of the Assistance Agreement, the Sponsoring Office is changed from U.S. DOE/NETL to Energy Efficiency & Renewable Energy.

2. As reflected in Block 7 of the Assistance Agreement, the ending date of the Period of Performance is extended by two (2) years from 12/02/2012 to 12/02/2014. This is done at no additional cost to the Government.

3. As reflected in Block 9 of the Assistance Agreement, an administrative correction is made to remove the United States Code authorities. The Recipient should “See Page 2” for the applicable authorities for this award.

Except as contained herein, all other terms and conditions remain in full force and effect.

END OF AMENDMENT 006