Waddell & Reed Financial, Inc. Uncategorized Contracts & Agreements
26 Contracts & Agreements
- Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on February 21, 2020)
- Description of Securities (Filed With SEC on February 21, 2020)
- Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on November 2, 2018)
- Second Amendment to the Rights Agreement, dated as of February 15, 2018, between Waddell & Reed Financial, Inc. and Computershare Trust Company, N.A., as Rights Agent (Filed With SEC on February 20, 2018)
- FIRST AMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on July 26, 2016)
- WRIMCO\IICO INSTITUTIONAL REVENUE SHARING SCHEDULE PORTFOLIO MANAGERS LARGE CAP GROWTH TEAM Arrangements effective as of 07/01/2004 (Filed With SEC on February 29, 2012)
- WRIMCO/IICO INSTITUTIONAL REVENUE SHARING SCHEDULE PORTFOLIO MANAGERS (Filed With SEC on February 25, 2011)
- REVENUE SHARING FOR FLOW ACCOUNTS PORTFOLIO MANAGERS October 26, 2007 Revised November 14, 2008 Revised November 4, 2010 Revised February 19, 2011 (Filed With SEC on February 25, 2011)
- IVY FUNDS VARIABLE INSURANCE PORTFOLIOS SERVICE PLAN Effective April 30, 2009 (Filed With SEC on February 26, 2010)
- DISTRIBUTIONAGREEMENT (Filed With SEC on February 26, 2010)
- UNDERWRITINGAGREEMENT (Filed With SEC on February 26, 2010)
- Awardee (Filed With SEC on February 19, 2009)
- WADDELL & REED FINANCIAL, INC. NON-QUALIFIEDSTOCK OPTION GRANT AGREEMENT (Filed With SEC on February 29, 2008)
- W&RTARGET FUNDS, INC. SERVICEPLAN Adopted August 21,1998, Revised May 16, 2001 (Filed With SEC on February 29, 2008)
- DISTRIBUTIONAGREEMENT (Filed With SEC on February 29, 2008)
- ACCOUNTINGSERVICES AGREEMENT (Filed With SEC on February 29, 2008)
- Awardee (Filed With SEC on February 26, 2007)
- BEFORE THE SECURITIES COMMISSIONER OF THE STATE OF KANSAS (Filed With SEC on July 24, 2006)
- In the Matter of (Filed With SEC on July 24, 2006)
- UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGECOMMISSION (Filed With SEC on July 24, 2006)
- Summary ofCompensation Arrangements With Executive Officers of the Company (Filed With SEC on March 1, 2006)
- FIRST AMENDMENT (Filed With SEC on March 1, 2006)
- WADDELL &REED FINANCIAL, INC. (a Delawarecorporation) $200,000,000 5.60% Notesdue 2011 UNDERWRITINGAGREEMENT (Filed With SEC on January 13, 2006)
- Re: Interest Rate Swap Transaction Reference ID:S53278 (Previously S53252) (Filed With SEC on August 11, 2005)
- Interest Rate Swap Transaction (Filed With SEC on August 3, 2005)
- CONSULTINGAGREEMENT (Filed With SEC on May 27, 2005)
