Waddell & Reed Financial, Inc. Uncategorized Contracts & Agreements

26 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Waddell & Reed Financial, Inc. Cash Settled RSU Plan
Waddell & Reed Financial, Inc.
Capital Markets
NY
2020
Description of Securities
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Cash Settled RSU Plan
Waddell & Reed Financial, Inc.
Capital Markets
NY
2018
Second Amendment to the Rights Agreement, dated as of February 15, 2018, between Waddell & Reed Financial, Inc. and Computershare Trust Company, N.A., as Rights Agent
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
FIRST AMENDMENT TO RIGHTS AGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
DE
2016
WRIMCO\IICO INSTITUTIONAL REVENUE SHARING SCHEDULE PORTFOLIO MANAGERS LARGE CAP GROWTH TEAM Arrangements effective as of 07/01/2004
Waddell & Reed Financial, Inc.
Capital Markets
2012
WRIMCO/IICO INSTITUTIONAL REVENUE SHARING SCHEDULE PORTFOLIO MANAGERS
Waddell & Reed Financial, Inc.
Capital Markets
2011
REVENUE SHARING FOR FLOW ACCOUNTS PORTFOLIO MANAGERS October 26, 2007 Revised November 14, 2008 Revised November 4, 2010 Revised February 19, 2011
Waddell & Reed Financial, Inc.
Capital Markets
2011
IVY FUNDS VARIABLE INSURANCE PORTFOLIOS SERVICE PLAN Effective April 30, 2009
Waddell & Reed Financial, Inc.
Capital Markets
2010
DISTRIBUTIONAGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
2010
UNDERWRITINGAGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
2010
Awardee
Waddell & Reed Financial, Inc.
Capital Markets
2009
WADDELL & REED FINANCIAL, INC. NON-QUALIFIEDSTOCK OPTION GRANT AGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
2008
W&RTARGET FUNDS, INC. SERVICEPLAN Adopted August 21,1998, Revised May 16, 2001
Waddell & Reed Financial, Inc.
Capital Markets
2008
DISTRIBUTIONAGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
2008
ACCOUNTINGSERVICES AGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
2008
Awardee
Waddell & Reed Financial, Inc.
Capital Markets
2007
BEFORE THE SECURITIES COMMISSIONER OF THE STATE OF KANSAS
Waddell & Reed Financial, Inc.
Capital Markets
2006
In the Matter of
Waddell & Reed Financial, Inc.
Capital Markets
NY
2006
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGECOMMISSION
Waddell & Reed Financial, Inc.
Capital Markets
2006
Summary ofCompensation Arrangements With Executive Officers of the Company
Waddell & Reed Financial, Inc.
Capital Markets
2006
FIRST AMENDMENT
Waddell & Reed Financial, Inc.
Capital Markets
2006
WADDELL &REED FINANCIAL, INC. (a Delawarecorporation) $200,000,000 5.60% Notesdue 2011 UNDERWRITINGAGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
NY
2006
Re: Interest Rate Swap Transaction Reference ID:S53278 (Previously S53252)
Waddell & Reed Financial, Inc.
Capital Markets
NY
2005
Interest Rate Swap Transaction
Waddell & Reed Financial, Inc.
Capital Markets
2005
CONSULTINGAGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
NY
2005