TD AMERITRADE HOLDING CORP Uncategorized Contracts & Agreements

52 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Letter Agreement Regarding Regulatory Approvals and Conditions for Schwab–TD Ameritrade Merger (Schwab, TD Ameritrade, TD Bank)
Merger Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
DE
2019
Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934 – TD Ameritrade Holding Corporation
Equity Distribution Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2019
Scottrade Appreciation Right Award Agreement with Peter J. deSilva (January 1, 2016)
Bonus & Incentive Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
MO
2019
Termination Agreement for Stockholder Director Letter Among The Toronto-Dominion Bank, TD Luxembourg International Holdings S.à r.l., and TD Ameritrade Holding Corporation
Termination Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2017
Director Appointment Agreement among The Toronto-Dominion Bank, TD Luxembourg International Holdings S.à r.l., and TD Ameritrade Holding Corporation (October 24, 2016)
TD AMERITRADE HOLDING CORP
Capital Markets
2016
Construction Agreement between TD Ameritrade Services Company, Inc. and AP Gulf States, Inc. for Business Operations Center DFW-Southlake
Services Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2016
Executive Employment Offer Summary between TD Ameritrade and Stephen J. Boyle (March 25, 2015)
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2015
Amendment No. 5 to Stockholders Agreement among TD Ameritrade Holding Corporation, The Toronto-Dominion Bank, TD Luxembourg International Holdings S.à r.l., and Certain...
Shareholders Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
DE
2013
Second Amendment to Ellen L.S. Koplow Employment Agreement with TD Ameritrade Holding Corporation
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2013
Employment Agreement between TD Ameritrade Holding Corporation and Fredric J. Tomczyk
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2013
Amendment to Ellen L.S. Koplow Employment Agreement with TD Ameritrade Holding Corporation
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2013
Amendment to Employment Agreement between TD Ameritrade Holding Corporation and Fredric J. Tomczyk
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2013
Amendment No. 4 to Stockholders Agreement among TD Ameritrade Holding Corporation, The Toronto-Dominion Bank, TD Luxembourg International Holdings, and Certain Stockholders
Shareholders Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
DE
2012
Guaranteed Maximum Price Amendment between TD Ameritrade Services Company, Inc. and Kiewit Building Group Inc. for Omaha Campus Project
Modification Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2011
Term Sheet for Chairman Compensation and Post-Employment Benefits (Joe, Board Approved Feb. 2011)
Term Sheets
TD AMERITRADE HOLDING CORP
Capital Markets
2011
Guaranteed Maximum Price Amendment for Core & Shell Work – TD Ameritrade Omaha Campus (TD Ameritrade Services Company, Inc. and Kiewit Building Group Inc.)
Modification Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2011
$300,000,000 Credit Agreement among TD Ameritrade Clearing, Inc. and Lenders, dated June 28, 2011
Credit Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NE
2011
$300,000,000 Credit Agreement among TD Ameritrade Holding Corporation, TD Ameritrade Online Holdings Corp., and Lenders (June 28, 2011)
Credit Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
DE
2011
Executive Employment Term Sheet between TD Ameritrade and Marvin W. Adams
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2011
Separation and Release of Claims Agreement between David M. Kelley and TD Ameritrade Holding Corporation
Separation Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
MD
2011
TD Ameritrade Holding Corporation Director Restricted Stock Unit Agreement under 2006 Directors Incentive Plan
Equity Distribution Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NE
2011
TD Ameritrade Holding Corporation Restricted Stock Unit Agreement under 1996 Long-Term Incentive Plan
Equity Distribution Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NE
2011
Share Repurchase Transaction Confirmation between Barclays Bank PLC and TD Ameritrade Holding Corporation (August 20, 2010)
Repurchase Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2010
Amendment No. 3 to Stockholders Agreement among TD Ameritrade Holding Corporation, The Toronto-Dominion Bank, TD Luxembourg International Holdings S.à r.l., and Certain...
Shareholders Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
DE
2010
TD Ameritrade Holding Corporation Restricted Stock Unit Agreement under 1996 Long-Term Incentive Plan
Compensation Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NE
2010
TD Ameritrade Holding Corporation Management Incentive Plan (Amended Effective February 24, 2010)
Bonus & Incentive Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NE
2010
TD Ameritrade Holding Corporation Restricted Stock Unit Agreement under 1996 Long-Term Incentive Plan
Equity Distribution Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NE
2010
Employment Agreement between TD Ameritrade Holding Corporation and John Bunch (as amended and restated September 18, 2008)
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2010
Amendment No. 4 and Assumption Agreement to $300,000,000 Incremental Revolving Credit Facility – TD Ameritrade Holding Corporation and The Bank of New York Mellon
Credit Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2010
$300,000,000 Amended and Restated Credit Agreement among TD Ameritrade Holding Corporation, Subsidiaries, and Lenders
Credit Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
DE
2009
TD Ameritrade Holding Corporation $1.25 Billion Senior Notes Underwriting Agreement with Banc of America Securities LLC and Citigroup Global Markets Inc.
Underwriting Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2009
Amendment No. 2 and Waiver to Stockholders Agreement among TD Ameritrade Holding Corporation, The Toronto-Dominion Bank, TD Discount Brokerage Holdings LLC, and Certain...
Shareholders Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
DE
2009
TD Ameritrade, Inc. Offer of Settlement with Pennsylvania Securities Commission Regarding Auction Rate Securities
Settlement Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2009
Assurance of Discontinuance Between NY Attorney General and TD Ameritrade Regarding Auction Rate Securities
Settlement Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2009
Offer of Settlement by TD Ameritrade, Inc. to the SEC Regarding Auction Rate Securities
Settlement Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2009
Executive Employment Term Sheet between TD Ameritrade and Peter J. Sidebottom
Term Sheets
TD AMERITRADE HOLDING CORP
Capital Markets
2009
Stock Purchase Agreement between TD Ameritrade Holding Corporation and Marlene M. Ricketts and the Joe and Marlene Ricketts Grandchildren’s Trust
Purchase Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2009
Employment Agreement between TD Ameritrade Holding Corporation and Fredric J. Tomczyk
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2007
Employment Agreement between TD Ameritrade Holding Corporation and Ellen L.S. Koplow
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
MD
2006
Employment Agreement between TD Ameritrade Holding Corporation and Joseph H. Moglia
Employment Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2006