RCS Capital Corp Uncategorized Contracts & Agreements

RESTRUCTURING SUPPORT AGREEMENT (Filed With SEC on February 4, 2016)

RCS CAPITAL CORPORATION 405 PARK AVENUE, NEW YORK,NY 10022 T: (212) 415-6500 F: (212 ###-###-#### (Filed With SEC on December 7, 2015)

ARTICLE I Amendment No. 2 Effective Date Amendments (Filed With SEC on November 12, 2015)

SERIES D-1 SHARES AGREEMENT (Filed With SEC on November 12, 2015)

W I T N E S S E T H: (Filed With SEC on August 20, 2015)

THIRD AMENDMENT TO RCS CAPITAL CORPORATION EQUITY PLAN (Filed With SEC on August 11, 2015)

ARTICLE I Amendments (Filed With SEC on June 30, 2015)

AMENDMENT NO. 1 TO PUT & CALL AGREEMENT (Filed With SEC on March 11, 2015)

AMENDMENT NO. 2 TO AMENDED AND RESTATED 2013 MULTI-YEAR OUTPERFORMANCE AGREEMENT (Filed With SEC on March 11, 2015)

[signature page follows] (Filed With SEC on November 14, 2014)

[signature page follows] (Filed With SEC on August 14, 2014)

AMENDMENTNO. 1 TO SECURITIESPURCHASE AGREEMENT (Filed With SEC on August 14, 2014)

RCSCapital Corporation ScotlandAcquisition, LLC 405 Park Avenue, 15th Floor New York, New York 10022 (Filed With SEC on August 14, 2014)

EquityCommitment and Indebtedness Repayment Agreement (Filed With SEC on February 28, 2014)

RESTRICTIVE COVENANTS AGREEMENT (Filed With SEC on February 28, 2014)

Luxor CapitalGroup, LP 1114Avenue of the Americas, 29th Floor NewYork, NY 10036 (Filed With SEC on February 28, 2014)

barclays 745 Seventh Avenue New York, New York 10019 (Filed With SEC on February 28, 2014)

AMENDED AND RESTATED RCS CAPITAL CORPORATION 2013 MULTI-YEAR OUTPERFORMANCE AGREEMENT (Filed With SEC on February 28, 2014)

[signature page follows] (Filed With SEC on February 28, 2014)

RCS CAPITAL CORPORATION 2013 MULTI-YEAR OUTPERFORMANCE AGREEMENT (Filed With SEC on August 2, 2013)

RCS CAPITAL CORPORATION 2013 MULTI-YEAR OUTPERFORMANCE AGREEMENT (Filed With SEC on May 30, 2013)

RCS CAPITAL CORPORATION EQUITY PLAN (Filed With SEC on May 21, 2013)