RCS Capital Corp Uncategorized Contracts & Agreements

24 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Restructuring Support Agreement among RCS Capital Corporation, Subsidiary Guarantors, Lenders, and Luxor Capital Group
Forbearance Agreements
RCS Capital Corp
NY
2016
Amendment to Employment Terms between RCS Capital Corporation and Brian D. Jones
Employment Agreements
RCS Capital Corp
NY
2015
Amendment No. 2 to Second Lien Credit Agreement among RCS Capital Corporation, RCAP Holdings, RCS Management, Subsidiary Guarantors, Lenders, and Bank of America, N.A.
RCS Capital Corp
NY
2015
Amendment No. 2 to First Lien Credit Agreement among RCS Capital Corporation, RCAP Holdings, RCS Management, Subsidiary Guarantors, Lenders, and Barclays Bank PLC
Credit Agreements
RCS Capital Corp
NY
2015
Series D-1 Shares Agreement between AR Capital, LLC and RCS Capital Corporation (November 8, 2015)
Voting Agreements
RCS Capital Corp
DE
2015
First Amendment to Membership Interest Purchase Agreement among Apollo Management Holdings, L.P., RCS Capital Corporation, and RCS Capital Holdings, LLC
Purchase Agreements
RCS Capital Corp
NY
2015
Third Amendment to RCS Capital Corporation Equity Plan
Equity Distribution Agreements
RCS Capital Corp
2015
Amendment No. 1 to Second Lien Credit Agreement among RCS Capital Corporation, RCAP Holdings, RCS Capital Management, Subsidiary Guarantors, Lenders, and Bank of America, N.A.
Credit Agreements
RCS Capital Corp
NY
2015
Amendment No. 1 to First Lien Credit Agreement among RCS Capital Corporation, RCAP Holdings, RCS Management, Subsidiary Guarantors, Lenders, and Barclays Bank PLC
RCS Capital Corp
NY
2015
Amendment No. 1 to Put & Call Agreement among RCS Capital Corporation, Luxor Capital Partners, and Others
Modification Agreements
RCS Capital Corp
2015
Second Amendment to Amended and Restated 2013 Multi-Year Outperformance Agreement among RCS Capital Corporation, RCS Capital Holdings, LLC, and RCS Capital Management, LLC
Compensation Agreements
RCS Capital Corp
2015
Third Amendment to Exchange Agreement between RCS Capital Corporation and RCAP Holdings, LLC
Exchange Agreements
RCS Capital Corp
NY
2014
Second Amendment to Exchange Agreement between RCS Capital Corporation and RCAP Holdings, LLC (May 8, 2014)
Exchange Agreements
RCS Capital Corp
NY
2014
Amendment No. 1 to Securities Purchase Agreement among RCS Capital Corporation, RCS Capital Holdings, LLC, and Investors
Modification Agreements
RCS Capital Corp
2014
Letter Agreement Regarding Asset Purchase and 401(k) Plan Assumption Among RCS Capital, Scotland Acquisition, and Hatteras Entities (June 30, 2014)
Purchase Agreements
RCS Capital Corp
2014
Equity Commitment and Indebtedness Repayment Agreement among RCS Capital Corporation, AR Capital, LLC, and Parent Members (January 16, 2014)
Equity Distribution Agreements
RCS Capital Corp
2014
Restrictive Covenants Agreement among RCAP Holdings, RCS Capital Management, RCS Capital Corporation, Luxor Capital Group, and Principals (January 16, 2014)
Non-Competition Agreements
RCS Capital Corp
NY
2014
Luxor Capital Group Commitment Letter with RCS Capital Corporation for Convertible Notes, Preferred Securities, and Common Stock (January 16, 2014)
RCS Capital Corp
NY
2014
Commitment Letter for Acquisition Financing between RCS Capital Corporation and Barclays, Bank of America, and Merrill Lynch (January 16, 2014)
RCS Capital Corp
NY
2014
Amended and Restated 2013 Multi-Year Outperformance Agreement between RCS Capital Corporation and RCS Capital Management, LLC
Bonus & Incentive Agreements
RCS Capital Corp
NY
2014
First Amendment to Exchange Agreement between RCS Capital Corporation and RCAP Holdings, LLC (February 11, 2014)
Exchange Agreements
RCS Capital Corp
NY
2014
RCS Capital Corporation 2013 Multi-Year Outperformance Agreement with RCS Capital Management, LLC
Bonus & Incentive Agreements
RCS Capital Corp
NY
2013
RCS Capital Corporation 2013 Multi-Year Outperformance Agreement with RCS Capital Management, LLC
Bonus & Incentive Agreements
RCS Capital Corp
NY
2013
RCS Capital Corporation Equity Incentive Plan
Equity Distribution Agreements
RCS Capital Corp
DE
2013