Raymond James Financial Inc. Uncategorized Contracts & Agreements

17 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Support Agreement among Raymond James Financial, Inc., Macaroon One LLC, TriState Capital Holdings, Inc., and Shareholder (October 20, 2021)
Voting Agreements
Raymond James Financial Inc.
Capital Markets
DE
2021
Support Agreement among Raymond James Financial, Inc., Macaroon One LLC, TriState Capital Holdings, Inc., and Certain Shareholders (October 20, 2021)
Voting Agreements
Raymond James Financial Inc.
Capital Markets
DE
2021
Extension Letter to Uncommitted Line of Credit Agreement between Raymond James Financial, Inc. and Fifth Third Bank (March 2014)
Modification Agreements
Raymond James Financial Inc.
Capital Markets
2014
Extension Letter to Uncommitted Line of Credit Agreement between Raymond James Financial, Inc. and Fifth Third Bank (March 22, 2013)
Modification Agreements
Raymond James Financial Inc.
Capital Markets
2013
Extension Agreement to Uncommitted Line of Credit between Raymond James Financial, Inc. and Fifth Third Bank (2012)
Modification Agreements
Raymond James Financial Inc.
Capital Markets
2012
Credit Agreement among Raymond James Investments, LLC, Affiliates, and Regions Bank (April 2, 2012)
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2012
Consent Order Between Texas State Securities Board and Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Regarding Auction Rate Securities
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
2011
Administrative Consent Agreement to Final Order Between State of Florida Office of Financial Regulation and Raymond James & Associates, Inc. and Raymond James Financial Services,...
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
2011
SEC Order Instituting Administrative and Cease-and-Desist Proceedings Against Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
2011
Amendment No. 1 to Credit Agreement among Raymond James Financial, Inc., JPMorgan Chase Bank, N.A., and Lenders
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2009
$100,000,000 Credit Agreement among Raymond James Financial, Inc. and Lenders (February 6, 2009)
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
Raymond James Financial, Inc. Amended and Restated 2005 Restricted Stock Plan (as of May 21, 2008)
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2008
Retirement and Transition Agreement between Raymond James Financial, Inc. and Chester B. Helck
Retirement Agreements
Raymond James Financial Inc.
Capital Markets
2014
Chairman Transition and Compensation Letter Agreement between Raymond James Financial Services, Inc. and Richard G. Averitt, III
Employment Agreements
Raymond James Financial Inc.
Capital Markets
2012
Commitment Letter for US$900,000,000 Bridge Loan Facility between JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, and Raymond James Financial, Inc.
Raymond James Financial Inc.
Capital Markets
NY
2012
Amended and Restated Raymond James Financial Long-Term Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2011
Raymond James Financial CEO Retirement and Executive Chairman Agreement with Thomas A. James
Employment Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010