Prudential Financial Uncategorized Contracts & Agreements

49 Contracts & Agreements
Recent Contracts
Category
Company
Industry
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Filed
Tenth Amendment to the Prudential Supplemental Employee Savings Plan (Effective January 1, 2006, Amended December 30, 2024)
Retirement Agreements
Prudential Financial
Insurance
2025
Ninth Amendment to the Prudential Supplemental Employee Savings Plan (Effective April 24, 2024)
Retirement Agreements
Prudential Financial
Insurance
2025
Selling Agent Agreement among Prudential Financial, Inc. and Agents including InspereX LLC (August 5, 2024)
Underwriting Agreements
Prudential Financial
Insurance
NY
2024
Prudential Financial, Inc. Clawback Policy for Executive Officers (Effective June 13, 2023)
Bonus & Incentive Agreements
Prudential Financial
Insurance
2023
Eighth Amendment to the Prudential Supplemental Employee Savings Plan (Effective May 1, 2021)
Retirement Agreements
Prudential Financial
Insurance
2022
Seventh Amendment to the Prudential Supplemental Employee Savings Plan (Effective January 1, 2018)
Retirement Agreements
Prudential Financial
Insurance
2021
Sixth Amendment to the Prudential Supplemental Employee Savings Plan (Effective November 1, 2020)
Retirement Agreements
Prudential Financial
Insurance
2020
Fifth Amendment to the Prudential Supplemental Employee Savings Plan (Effective January 1, 2006, Amended February 1, 2020)
Bonus & Incentive Agreements
Prudential Financial
Insurance
2020
Restrictive Covenants Agreement between Prudential Financial, Inc. and Mark B. Grier (2020)
Non-Competition Agreements
Prudential Financial
Insurance
NJ
2020
Fourth Amendment to the Prudential Supplemental Employee Savings Plan (Effective January 1, 2006)
Retirement Agreements
Prudential Financial
Insurance
2018
Consent to Additional Diversity & Inclusion Performance Goal for 2018 Executive Performance Share and Unit Awards (Prudential Financial)
Bonus & Incentive Agreements
Prudential Financial
Insurance
2018
Prudential Financial, Inc. Clawback Policy (Effective February 10, 2015)
Bonus & Incentive Agreements
Prudential Financial
Insurance
2015
First Amendment to the PFI Supplemental Executive Retirement Plan (Prudential Financial, Inc.)
Retirement Agreements
Prudential Financial
Insurance
2011
The Prudential Insurance Company of America Deferred Compensation Plan (as Amended and Restated Effective June 1, 2009)
Compensation Agreements
Prudential Financial
Insurance
NJ
2010
Underwriting Agreement between Prudential Financial, Inc. and Underwriters led by Citigroup Global Markets Inc. and Goldman, Sachs & Co., dated June 2, 2009
Underwriting Agreements
Prudential Financial
Insurance
NY
2009
Second Amendment to the Prudential Supplemental Employee Savings Plan (Effective January 1, 2006)
Retirement Agreements
Prudential Financial
Insurance
2009
Second Supplemental Indenture between Prudential Financial, Inc. and The Bank of New York, dated June 30, 2008, for 9.0% Junior Subordinated Notes due 2068
Indenture Agreements
Prudential Financial
Insurance
NY
2008
First Supplemental Indenture between Prudential Financial, Inc. and The Bank of New York, dated June 17, 2008
Indenture Agreements
Prudential Financial
Insurance
NY
2008
First Amendment to the Prudential Supplemental Employee Savings Plan (Effective January 1, 2006)
Retirement Agreements
Prudential Financial
Insurance
2008
Third Amendment to the Prudential Supplemental Retirement Plan (April 2007)
Retirement Agreements
Prudential Financial
Insurance
2007
Assurance of Discontinuance Between NY Attorney General and Prudential Equity Group, LLC (August 25, 2006)
Settlement Agreements
Prudential Financial
Insurance
NY
2006
Consent Order Between New Jersey Bureau of Securities and Prudential Securities Incorporated (n/k/a Prudential Equity Group, LLC), August 28, 2006
Settlement Agreements
Prudential Financial
Insurance
2006
NYSE Hearing Board Decision and Consent Order with Prudential Equity Group, LLC (August 2006)
Settlement Agreements
Prudential Financial
Insurance
2006
SEC Order Instituting Administrative Proceedings Against Prudential Equity Group, LLC (August 28, 2006)
Settlement Agreements
Prudential Financial
Insurance
2006
Consent Order Between Massachusetts Securities Division and Prudential Equity Group, LLC (August 28, 2006)
Settlement Agreements
Prudential Financial
Insurance
MA
2006
Agreement Between Prudential Equity Group, LLC and U.S. Attorney for the District of Massachusetts Regarding Mutual Fund Trading Investigation
Settlement Agreements
Prudential Financial
Insurance
2006
First Amendment to the Prudential Supplemental Employee Savings Plan (Effective January 1, 2006)
Retirement Agreements
Prudential Financial
Insurance
2006
Indenture Agreement between Prudential Financial, Inc. and JPMorgan Chase Bank, dated April 25, 2003
Indenture Agreements
Prudential Financial
Insurance
NY
2005
Selling Agent Agreement between Prudential Financial, Inc. and Bank of America Securities LLC (April 29, 2005)
Sales Agreements
Prudential Financial
Insurance
NY
2005
Inter-Business Transfer and Allocation Policies between Financial Services and Closed Block Businesses of Prudential Financial, Inc.
Prudential Financial
Insurance
2013
Independent Consultant Agreement between The Prudential Insurance Company of America and Robert Charles Golden (2011)
Consulting Agreements
Prudential Financial
Insurance
NJ
2011
Prudential Financial, Inc. 2009 Long-Term Incentive Program Terms and Conditions
Bonus & Incentive Agreements
Prudential Financial
Insurance
NJ
2009
Prudential Financial, Inc. Restricted Stock Units Grant Acceptance Agreement for Section 16(a) Executives
Bonus & Incentive Agreements
Prudential Financial
Insurance
NJ
2008
Prudential Financial, Inc. Restricted Stock Units Grant Acceptance Agreement for Section 16(a) Executives
Bonus & Incentive Agreements
Prudential Financial
Insurance
NJ
2008
Prudential Financial, Inc. 2007 Performance Shares Grant Acceptance Agreement for Section 16(a) Executives
Bonus & Incentive Agreements
Prudential Financial
Insurance
NJ
2007
Prudential Financial, Inc. 2006 Performance Shares Grant Acceptance Agreement for Section 16(a) Executives
Bonus & Incentive Agreements
Prudential Financial
Insurance
NJ
2007
Prudential Supplemental Employee Savings Plan (Effective January 1, 2006)
Profit Sharing Plans
Prudential Financial
Insurance
NJ
2007
Amendment No. 1 to The Prudential Insurance Company of America Deferred Compensation Plan
Compensation Agreements
Prudential Financial
Insurance
2007
Prudential Financial, Inc. 2007 Performance Shares Grant Acceptance Agreement for Executives
Bonus & Incentive Agreements
Prudential Financial
Insurance
NJ
2007
Prudential Financial, Inc. 2006 Performance Shares Grant Acceptance Agreement for Section 16(a) Executives
Bonus & Incentive Agreements
Prudential Financial
Insurance
NJ
2006