Northern Trust Corp. Uncategorized Contracts & Agreements

102 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Amendment Number One to the Northern Trust Corporation Deferred Compensation Plan (2024 Restatement)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2025
Amendment Number Two to Northern Trust Corporation Supplemental Pension Plan (Effective January 1, 2025)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2025
Amendment Number Four to the Northern Trust Corporation Supplemental Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2025
Amendment Number Two to Northern Trust Corporation Supplemental Employee Stock Ownership Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2025
Description of Securities Registered under Section 12 of the Exchange Act – Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2025
Description of Securities Registered under Section 12 of the Securities Exchange Act by Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2024
Northern Trust Corporation Series D Preferred Stock Certificate (Wells Fargo Bank, N.A. as Depositary)
Deposit Agreements
Northern Trust Corp.
Capital Markets
2016
Amendment Number Two to the Northern Trust Corporation Supplemental Thrift-Incentive Plan (As Amended and Restated Effective January 1, 2008)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2015
Northern Trust Corporation Series C Preferred Stock Certificate (Wells Fargo Bank, N.A. as Depositary)
Deposit Agreements
Northern Trust Corp.
Capital Markets
2014
Amendment Number Two to The Northern Trust Company Thrift-Incentive Plan (2010 Restatement)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2011
Amendment Number One to The Northern Trust Company Thrift-Incentive Plan (Omnium LLC Employees)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2011
The Northern Trust Company Thrift-Incentive Plan (Amended and Restated as of January 1, 2010)
Profit Sharing Plans
Northern Trust Corp.
Capital Markets
IL
2011
Amendment Number 11 to The Northern Trust Company Thrift-Incentive Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2010
Amendment Number 10 to The Northern Trust Company Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2010
Amendment No. 1 to the Northern Trust Corporation Supplemental Thrift-Incentive Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2010
Repurchase Letter Agreement between United States Department of the Treasury and Northern Trust Corporation
Repurchase Agreements
Northern Trust Corp.
Capital Markets
2009
Northern Trust Corporation $500,000,000 4.625% Notes Underwriting Agreement with Goldman Sachs and Morgan Stanley (April 28, 2009)
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2009
Northern Trust Corporation Common Stock Underwriting Agreement with Goldman Sachs and Morgan Stanley (April 28, 2009)
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Funds (Money Market Fund)
Funding Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Liquid Assets Portfolio)
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Diversified Assets Portfolio)
Funding Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Prime Obligations Portfolio)
Financing Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment Number Nine to The Northern Trust Company Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment Number Eight to The Northern Trust Company Thrift-Incentive Plan (Supplement #14 for Former Lakepoint Employees)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2009
Northern Trust Corporation Supplemental Pension Plan (Amended and Restated Effective January 1, 2009)
Retirement Agreements
Northern Trust Corp.
Capital Markets
IL
2009
Northern Trust Corporation Supplemental Thrift-Incentive Plan (Amended and Restated as of January 1, 2008)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and [Trust]
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 1 to Capital Support Agreement between Northern Trust Corporation and The Northern Trust Company as Trustee for the Common Short Term Investment Fund
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 2 to Capital Support Agreement between Northern Trust Corporation and The Northern Trust Company
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment Number One to Northern Trust Corporation Supplemental Pension Plan (Effective January 1, 2023)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2023
Amendment Number Three to the Northern Trust Corporation Supplemental Thrift-Incentive Plan (As Amended and Restated Effective January 1, 2008)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2023
Amendment Number One to Northern Trust Corporation Supplemental Employee Stock Ownership Plan (As Amended and Restated Effective January 1, 2008)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2023
Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 – Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2023
Description of Securities Registered under Section 12 of the Exchange Act – Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2022
Description of Securities Registered under Section 12 of the Securities Exchange Act by Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2021
Second Amendment to Northern Trust Corporation Executive Financial Consulting and Tax Preparation Services Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
2020
First Amendment to Northern Trust Corporation Executive Financial Consulting and Tax Preparation Services Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
2020
Description of Securities Registered under Section 12 of the Exchange Act – Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2020
The Northern Trust Company Death Benefit Plan (Effective May 17, 2019)
Retirement Agreements
Northern Trust Corp.
Capital Markets
IL
2019
Post-Retirement Office Space and Support Agreement between Northern Trust Corporation and Frederick H. Waddell
Services Agreements
Northern Trust Corp.
Capital Markets
2019