Uncategorized Contracts & Agreements in the Diversified Financial Services Industry

698 Contracts & Agreements
Browse by Company
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Description of Securities
Compass Diversified Holdings
Diversified Financial Services
2020
Extension Agreement dated October 7, 2022
Global-Smart.Tech Inc.
Diversified Financial Services
2024
Description of Securities
Beneficient Co Group, L.P.
Diversified Financial Services
2024
Letter of Intent dated June 23, 2024
Freedom Holdings, Inc.
Diversified Financial Services
2024
Letter of Intent dated June 24, 2024
Freedom Holdings, Inc.
Diversified Financial Services
2024
Certificate by Rhema Law Group regarding the Provisional Patent Application for a new and useful invention entitled MULTI-IMPULSE ENERGY SYSTEM dated June 5, 2024, File #...
PHI GROUP INC
Diversified Financial Services
2024
Plan of Conversion
Cannae Holdings, Inc.
Diversified Financial Services
NV
2024
Voting and Support Agreement, by and among Alerus Financial Corporation and the directors and officers of HMN Financial, Inc. identified therein, dated May 14, 2024
ALERUS FINANCIAL CORP
Diversified Financial Services
DE
2024
Voting and Support Agreement, by and among HMN Financial, Inc. and the directors and officers of Alerus Financial Corporation identified therein, dated May 14, 2024
ALERUS FINANCIAL CORP
Diversified Financial Services
DE
2024
Agreement and Plan of Merger, by and between Alerus Financial Corporation and HMN Financial, Inc., dated May 14, 2024
ALERUS FINANCIAL CORP
Diversified Financial Services
DE
2024
Fifth Amendment to Revolving Credit and Security Agreement, dated as of May 9, 2024, among BPC Funding LLC as borrower, the lenders parties thereto, BNP Paribas as administrative...
Barings Private Credit Corp
Diversified Financial Services
NY
2024
Secured Promissory Note, dated May 13, 2024, between LM Funding America, Inc. and Brown Family Enterprises LLC
LM FUNDING AMERICA, INC.
Diversified Financial Services
DE
2024
Consulting Agreement, by and between SWK Holdings Corporation and Yvette Heinrichson, dated February 14, 2024
SWK Holdings Corp
Diversified Financial Services
2024
Description of Securities
CaliberCos Inc.
Diversified Financial Services
2024
Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934, as amended
LM FUNDING AMERICA, INC.
Diversified Financial Services
2024
Officers Certificate, dated as of March 21, 2024
CNH Industrial Capital LLC
Diversified Financial Services
NY
2024
Procedures and Guidelines Governing Securities Transactions by Company Personnel
STANDARD PREMIUM FINANCE HOLDINGS, INC.
Diversified Financial Services
2024
Description of Registrants Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended
Jackson Financial Inc.
Diversified Financial Services
2024
Reimbursement Agreement, dated as of January 23, 2024, by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and MUFG Bank Ltd
AXA Equitable Holdings, Inc.
Diversified Financial Services
NY
2024
Description of the Registrants Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
AXA Equitable Holdings, Inc.
Diversified Financial Services
2024
Form of Award Agreement, dated as of December 31, 202
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
NY
2024
Description of AB Holding Units and AB Units
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
2024
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Jefferies Financial Group Inc.
Diversified Financial Services
2024
Currency-In-Transit Control Agreement with Garda CL SOUTHWEST INC., dated as of May 1, 2023
Athena Bitcoin Global
Diversified Financial Services
FL
2024
Currency-In-Transit Control Agreement with Thillens Inc., dated as of May 15, 2023
Athena Bitcoin Global
Diversified Financial Services
DE
2024
Chief Financial Officer Offer Letter dated as of October 1, 2023
Athena Bitcoin Global
Diversified Financial Services
2024
Currency-In-Transit Control Agreement with Brinks, U.S. dated as of May 15, 2023
Athena Bitcoin Global
Diversified Financial Services
FL
2024
Form of Service Warrants (July 2019)
BorrowMoney.com, Inc.
Diversified Financial Services
2023
Description of securities
Golub Capital Direct Lending Unlevered Corp
Diversified Financial Services
2023
Description of securities
GOLUB CAPITAL DIRECT LENDING CORP
Diversified Financial Services
2023
Payoff Letter with Consolidated Futures Trading, LLC dated May 15, 2023
Athena Bitcoin Global
Diversified Financial Services
2023
Intercreditor Letter Agreement dated as of November 1, 2023
Athena Bitcoin Global
Diversified Financial Services
2023
Independent Contractor Agreement with Antonio Valiente dated January 1, 2022
Athena Bitcoin Global
Diversified Financial Services
2023
Second Amended
Cannae Holdings, Inc.
Diversified Financial Services
DE
2023
Officers Certificate, dated as of September 13, 2023
CNH Industrial Capital LLC
Diversified Financial Services
NY
2023
Description of Securities of Registrant
A-Mark Precious Metals, Inc.
Diversified Financial Services
2023
Description of Securities
Beneficient Co Group, L.P.
Diversified Financial Services
2023
Form of Beneficient Legacy Holder Lock-Up Agreement
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2023
Court Order, dated June 2, 2023, relating to acquisition of Symbiont assets
LM FUNDING AMERICA, INC.
Diversified Financial Services
2023
Notice and 202
Jackson Financial Inc.
Diversified Financial Services
MI
2023
Commitment Increase Supplement, dated April 17, 2023, by and among the Company, as borrower, Regions
Barings Private Credit Corp
Diversified Financial Services
2023