HENNESSY ADVISORS INC Uncategorized Contracts & Agreements

16 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
First Amendment to SubAdvisory Agreement, dated as of April28, 2023, between the registrant and Stance Capital, LLC (for the Hennessy Stance ESG ETF (portfolio composition...
HENNESSY ADVISORS INC
Capital Markets
2023
SubAdvisory Agreement, dated as of December22, 2022, between the registrant and Stance Capital, LLC (for the Hennessy Stance ESG ETF (portfolio composition subadvisor))
HENNESSY ADVISORS INC
Capital Markets
DE
2023
Description of Securities
HENNESSY ADVISORS INC
Capital Markets
NY
2021
Description of Securities
HENNESSY ADVISORS INC
Capital Markets
2020
Description of Securities
HENNESSY ADVISORS INC
Capital Markets
2019
Sub-Advisory Agreement, dated October 26, 2018, between the registrant and BP Capital Fund Advisors, LLC (for the Hennessy BP Energy Fund and the Hennessy BP Midstream Fund)
HENNESSY ADVISORS INC
Capital Markets
DE
2018
Transaction Agreement, dated as of July 10, 2018, between Hennessy Advisors, Inc. and BP Capital Fund Advisors, LLC
HENNESSY ADVISORS INC
Capital Markets
DE
2018
TRANSACTION AGREEMENT Between HENNESSY ADVISORS, INC. and WESTPORT ADVISERS, LLC May 2, 2016 TABLE OF CONTENTS
HENNESSY ADVISORS INC
Capital Markets
CT
2016
SUB-ADVISORY AGREEMENT
HENNESSY ADVISORS INC
Capital Markets
DE
2014
SUB-ADVISORY AGREEMENT
HENNESSY ADVISORS INC
Capital Markets
2013
SUB-ADVISORY AGREEMENT
HENNESSY ADVISORS INC
Capital Markets
2013
SUB-ADVISORY AGREEMENT
HENNESSY ADVISORS INC
Capital Markets
2013
SUB-ADVISORY AGREEMENT
HENNESSY ADVISORS INC
Capital Markets
2013
SUB-ADVISORY AGREEMENT
HENNESSY ADVISORS INC
Capital Markets
CA
2009
SUB-ADVISORY AGREEMENT
HENNESSY ADVISORS INC
Capital Markets
CA
2009
Amendment No. 1 to Hennessy Advisors, Inc. 2001 Omnibus Plan
HENNESSY ADVISORS INC
Capital Markets
2005