GWG Holdings, Inc. Uncategorized Contracts & Agreements

22 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Engagement Letter for Financial Advisory Services between FTI Consulting, Inc. and GWG Holdings, Inc. (April 5, 2022)
Advisory Agreements
GWG Holdings, Inc.
Diversified Financial Services
CA
2022
Independent Director Agreement between GWG Holdings, Inc. and Jeffrey S. Stein (June 14, 2022)
Consulting Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2022
Independent Director Agreement between GWG Holdings, Inc. and Anthony R. Horton (June 2, 2022)
Consulting Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2022
Description of GWG Holdings, Inc. Common Stock and Related Governance Provisions
Stock Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2021
Soliciting Dealer Agreement between GWG Holdings, Inc. and Emerson Equity, LLC for L Bonds Offering
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
2020
Dealer Manager Agreement between GWG Holdings, Inc. and Emerson Equity, LLC (May 5, 2020)
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
2020
Description of GWG Holdings, Inc. Common Stock and Related Governance Provisions
Stock Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2020
Option Agreement
GWG Holdings, Inc.
Diversified Financial Services
DE
2019
Stockholders Agreement
GWG Holdings, Inc.
Diversified Financial Services
DE
2019
Dealer Manager Agreement between GWG Holdings, Inc. and Emerson Equity, LLC for Series 2 Redeemable Preferred Stock Offering
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
2017
Managing Broker-Dealer Agreement between GWG Holdings, Inc. and Emerson Equity LLC (August 31, 2015)
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2015
GWG Holdings, Inc. Stock Assignment and Transfer Form with Corporate Stock Transfer, Inc.
Assignment Agreements
GWG Holdings, Inc.
Diversified Financial Services
2014
Shareholders' Agreement among GWG Holdings, Inc., Athena Securities Group Limited, and Athena Structured Funds PLC (2011)
Shareholders Agreements
GWG Holdings, Inc.
Diversified Financial Services
2011
Managing Broker-Dealer Agreement between GWG Holdings, Inc. and Arque Capital, Ltd.
Agency Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2011
Addendum No. 1 to Sub-Sublease Agreement between Opportunity Finance, LLC and GWG Life, LLC
Assignment Agreements
GWG Holdings, Inc.
Diversified Financial Services
MN
2011
Intercreditor Agreement dated May 31, 2019 between the GWG Life Beneficient Holdings, Inc
GWG Holdings, Inc.
Diversified Financial Services
DE
2019
Intercreditor Agreement dated May 31, 2019 between the GWG Life and HCLP Nominees, L.L.C
GWG Holdings, Inc.
Diversified Financial Services
DE
2019
Loan and Security Agreement among GWG DLP Funding IV, LLC, Certain Lenders, and CLMG Corp. (Administrative Agent) dated September 14, 2016
Loan Agreements
GWG Holdings, Inc.
Diversified Financial Services
NY
2016
Third Amended and Restated Managing Broker-Dealer Agreement between GWG Holdings, Inc. and Arque Capital, Ltd. (Effective February 28, 2013)
GWG Holdings, Inc.
Diversified Financial Services
DE
2013
Managing Broker-Dealer Agreement between GWG Holdings, Inc. and Arque Capital, Ltd.
GWG Holdings, Inc.
Diversified Financial Services
DE
2011
Intercreditor Agreement among GWG Lifenotes Trust, Lord Securities Corporation, and Bank of Utah dated October 19, 2011
GWG Holdings, Inc.
Diversified Financial Services
DE
2011
Intercreditor Agreement among GWG Lifenotes Trust, Lord Securities Corporation, and Bank of Utah (2011)
GWG Holdings, Inc.
Diversified Financial Services
DE
2011