Great Elm Capital Group, Inc. Uncategorized Contracts & Agreements

61 Contracts & Agreements
Recent Contracts
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Company
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Jur. Jurisdiction
Filed
Stockholders Agreement of the Company, dated December 29, 2020, among the Company, Holdings and the Holder
Great Elm Capital Group, Inc.
Capital Markets
NY
2020
Description of Securities
Great Elm Capital Group, Inc.
Capital Markets
DE
2020
Description of Securities
Great Elm Capital Group, Inc.
Capital Markets
DE
2019
Amended and restated offer letter dated May 9, 2019 by and between the Registrant and Brent J. Pearson
Great Elm Capital Group, Inc.
Capital Markets
MA
2019
Offer Letter, dated as of October 3, 2018, between Brent J. Pearson and Great Elm Capital Group, Inc
Great Elm Capital Group, Inc.
Capital Markets
MA
2018
Offer Letter, dated March 31, 2018, by and between the Registrant and Adam M. Kleinman
Great Elm Capital Group, Inc.
Capital Markets
MA
2018
Transaction Agreement, dated as of September 7, 2018, by and among Corbel Capital Partners SBIC, L.P., NWMI Manager LLC, Valley Healthcare Holding, LLC and Great Elm DME Holdings,...
Great Elm Capital Group, Inc.
Capital Markets
DE
2018
Offer letter, dated September 18, 2017, by and between Great Elm Capital Management, Inc. and Adam M. Kleinman
Great Elm Capital Group, Inc.
Capital Markets
MA
2017
Offer letter, dated September 18, 2017, by and between the registrant and John J. Woods
Great Elm Capital Group, Inc.
Capital Markets
MA
2017
Offer letter, dated September 18, 2017, by and between the registrant and Peter A. Reed
Great Elm Capital Group, Inc.
Capital Markets
MA
2017
PROFIT SHARING AGREEMENT
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
COST SHARING AGREEMENT
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
DEALER MANAGER AGREEMENT
Great Elm Capital Group, Inc.
Capital Markets
NY
2016
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Great Elm Capital Group, Inc.
Capital Markets
CA
2016
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Great Elm Capital Group, Inc.
Capital Markets
CA
2016
Vest type
Great Elm Capital Group, Inc.
Capital Markets
MA
2016
CONSENT AGREEMENT
Great Elm Capital Group, Inc.
Capital Markets
NY
2016
UNWIRED PLANET, INC.
Great Elm Capital Group, Inc.
Capital Markets
2016
CONSENTAGREEMENT
Great Elm Capital Group, Inc.
Capital Markets
2016
SECOND AMENDMENT TO MASTER SALE AGREEMENT
Great Elm Capital Group, Inc.
Capital Markets
2014
W I T N E S S E T H:
Great Elm Capital Group, Inc.
Capital Markets
NY
2013
MASTER SALE AGREEMENT
Great Elm Capital Group, Inc.
Capital Markets
DE
2013
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Great Elm Capital Group, Inc.
Capital Markets
CA
2012
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Great Elm Capital Group, Inc.
Capital Markets
CA
2012
EXEMPTION AGREEMENT
Great Elm Capital Group, Inc.
Capital Markets
DE
2012
Exhibit A Personnel Grant Status Summary (see attached)
Great Elm Capital Group, Inc.
Capital Markets
2012
AMENDMENT NO. 2 TO
Great Elm Capital Group, Inc.
Capital Markets
DE
2010
AMENDMENT NO. 1 TO
Great Elm Capital Group, Inc.
Capital Markets
DE
2010
Openwave Systems Inc. Fiscal Year (FY) 2010
Great Elm Capital Group, Inc.
Capital Markets
2009
OPENWAVE SYSTEMS INC. AMENDED AND RESTATED
Great Elm Capital Group, Inc.
Capital Markets
2008
between Purple Labs S.A., a French corporation and Openwave Systems Inc., a Delaware corporation
Great Elm Capital Group, Inc.
Capital Markets
DE
2008
MICROSOFT CORPORATION
Great Elm Capital Group, Inc.
Capital Markets
2007
Openwave Systems Inc. Fiscal Year (FY) 2008
Great Elm Capital Group, Inc.
Capital Markets
2007
Addendum E DEFINITION OF CAUSE
Great Elm Capital Group, Inc.
Capital Markets
2007
AMONG OPENWAVE SYSTEMS INC. SYNTAX ACQUISITION, INC. AND SOLOMIO CORPORATION SEPTEMBER 18, 2006
Great Elm Capital Group, Inc.
Capital Markets
CA
2006
AMENDED AND RESTATED
Great Elm Capital Group, Inc.
Capital Markets
CA
2005
OPENWAVE SYSTEMS INC.
Great Elm Capital Group, Inc.
Capital Markets
2005
Factual Recitals
Great Elm Capital Group, Inc.
Capital Markets
CA
2005
2 EXHIBIT A Definitions
Great Elm Capital Group, Inc.
Capital Markets
CA
2005
OPENWAVE SYSTEMS INC.
Great Elm Capital Group, Inc.
Capital Markets
2004