Great Elm Capital Group, Inc. Uncategorized Contracts & Agreements

61 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Stockholders Agreement among Forest Investments, Inc. and Certain Stockholders dated December 29, 2020
Shareholders Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2020
Description of Securities Registered under Section 12 – Great Elm Capital Group, Inc.
Equity Distribution Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2020
Description of Securities Registered under Section 12 – Great Elm Capital Group, Inc.
Equity Distribution Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2019
Amended and restated offer letter dated May 9, 2019 by and between the Registrant and Brent J. Pearson
Great Elm Capital Group, Inc.
Capital Markets
MA
2019
Offer Letter for Chief Accounting Officer Position between Great Elm Capital Group, Inc. and Brent J. Pearson
Employment Agreements
Great Elm Capital Group, Inc.
Capital Markets
MA
2018
Employment Offer Letter between Great Elm Capital Group, Inc. and Adam M. Kleinman (March 21, 2018)
Employment Agreements
Great Elm Capital Group, Inc.
Capital Markets
MA
2018
Transaction Agreement among Corbel Capital Partners SBIC, L.P., NWMI Manager LLC, Valley Healthcare Holding, LLC, and Great Elm DME Holdings, Inc. dated September 7, 2018
Contribution Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2018
Great Elm Capital Management, Inc. Employment Offer Letter to Adam M. Kleinman (September 18, 2017)
Employment Agreements
Great Elm Capital Group, Inc.
Capital Markets
MA
2017
Amended and Restated Offer Letter for Chief Financial Officer between Great Elm Capital Group, Inc. and John J. Woods
Employment Agreements
Great Elm Capital Group, Inc.
Capital Markets
MA
2017
Amended and Restated Offer Letter for Chief Executive Officer and Chief Investment Officer between Great Elm Capital Group, Inc. and Peter A. Reed
Employment Agreements
Great Elm Capital Group, Inc.
Capital Markets
MA
2017
Profit Sharing Agreement between Great Elm Capital Management, Inc. and GECC GP Corp. dated November 3, 2016
Profit Sharing Plans
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
Cost Sharing Agreement between Great Elm Capital Management, Inc. and MAST Capital Management LLC (November 3, 2016)
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
Dealer Manager Agreement for Rights Offering between Great Elm Capital Group, Inc. and Oppenheimer & Co. Inc. and Janney Montgomery Scott LLC
Underwriting Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2016
Separation Agreement and Release between Great Elm Capital Group, Inc. and Noah D. Mesel
Separation Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2016
Separation Agreement and Release between Great Elm Capital Group, Inc. and Boris Teksler
Separation Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2016
Great Elm Capital Group, Inc. Stock Option Grant Notice to Richard S. Chernicoff under 2006 Unwired Planet Stock Plan
Warrant Agreements
Great Elm Capital Group, Inc.
Capital Markets
MA
2016
Consent Agreement Among Great Elm Capital Group, Inc. and Noteholders Regarding Indenture Amendments and Waivers
Waiver Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2016
Consent and Assignment Agreement among Unwired Planet, Inc., Unwired Planet, LLC, Telefonaktiebolaget L M Ericsson, and Cluster LLC (April 6, 2016)
Assignment Agreements
Great Elm Capital Group, Inc.
Capital Markets
2016
Consent Agreement Among Telefonaktiebolaget L M Ericsson, Unwired Planet Entities, and Optis UP Holdings Dated April 6, 2016
Great Elm Capital Group, Inc.
Capital Markets
2016
Second Amendment to Master Sale Agreement among Telefonaktiebolaget L M Ericsson, Cluster LLC, Unwired Planet, Inc., and Affiliates
Modification Agreements
Great Elm Capital Group, Inc.
Capital Markets
2014
Note Purchase Agreement between Unwired Planet, Inc. and Purchasers dated June 28, 2013
Note Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2013
Master Sale Agreement among Telefonaktiebolaget L M Ericsson, Cluster LLC, Unwired Planet, Inc., and Affiliates (January 10, 2013)
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2013
Employment Agreement between Unwired Planet, Inc. and Daniel Mendez (General Manager, IP Business Unit)
Employment Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2012
Employment Agreement between Unwired Planet, Inc. and Timothy M. Robbins
Employment Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2012
Exemption Agreement between Openwave Systems Inc. and Quantum Partners LP (April 9, 2012)
Waiver Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2012
Openwave Systems Inc. Director Resignation Compensation Letter Agreement
Separation Agreements
Great Elm Capital Group, Inc.
Capital Markets
2012
Amendment No. 2 to Loan and Security Agreement between Openwave Systems Inc. and Silicon Valley Bank
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2010
Amendment No. 1 to Loan and Security Agreement between Openwave Systems Inc. and Silicon Valley Bank
Modification Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2010
Openwave Systems Inc. Fiscal Year 2010 Executive Corporate Incentive Plan
Bonus & Incentive Agreements
Great Elm Capital Group, Inc.
Capital Markets
2009
Openwave Systems Inc. Amended and Restated 1999 Directors' Equity Compensation Plan (as of October 20, 2008)
Bonus & Incentive Agreements
Great Elm Capital Group, Inc.
Capital Markets
2008
Asset Purchase Agreement between Purple Labs S.A. and Openwave Systems Inc. dated June 27, 2008
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2008
Exclusivity Letter Agreement for Acquisition of Musiwave, SA by Microsoft Corporation
Merger Agreements
Great Elm Capital Group, Inc.
Capital Markets
2007
Openwave Systems Inc. Fiscal Year 2008 Corporate Incentive Plan
Bonus & Incentive Agreements
Great Elm Capital Group, Inc.
Capital Markets
2007
Employment Agreement between Openwave Systems Inc. and Dr. Jean-Yves Dexmier
Employment Agreements
Great Elm Capital Group, Inc.
Capital Markets
2007
Agreement and Plan of Merger among Openwave Systems Inc., Syntax Acquisition, Inc., and SoloMio Corporation (September 18, 2006)
Merger Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2006
Amended and Restated Stock Purchase Agreement between Openwave Systems Inc. and Sellers of Musiwave S.A.
Stock Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2005
Openwave Systems Inc. Executive Severance Benefit Policy (as amended October 6, 2005)
Severance Agreements
Great Elm Capital Group, Inc.
Capital Markets
2005
Employment Transition and Release Agreement between Openwave Systems Inc. and Joshua Pace
Transition Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2005
Amendment to Employment Agreement between Openwave Systems Inc. and Joshua Pace
Employment Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2005
Openwave Systems Inc. Executive Severance Benefit Policy (as amended December 15, 2004)
Severance Agreements
Great Elm Capital Group, Inc.
Capital Markets
2004