GLEACHER & COMPANY, INC. Uncategorized Contracts & Agreements

52 Contracts & Agreements
Recent Contracts
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Company
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Filed
Key Employee Retention Agreement between Gleacher & Company, Inc. and Bryan Edmiston
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Key Employee Retention Agreement between Gleacher & Company, Inc. and Patricia Arciero-Craig
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Surrender Agreement between HWA 1290 III/IV/V LLC and Gleacher & Company, Inc. dated September 27, 2013
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2013
Resignation and Consulting Agreement between Gleacher & Company, Inc., Gleacher & Company Securities, Inc., and Eric Gleacher
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Fully Disclosed Clearing Agreement between Pershing LLC and Broadpoint Capital, Inc.
Services Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement with Bryan Edmiston
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement – Patricia Arciero-Craig
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement with John Griff
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement with Thomas J. Hughes
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Proprietary Account Supplement to Fully Disclosed Clearing Agreement between Pershing LLC and Gleacher & Company Securities, Inc.
Pledge Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2011
Interim CEO Appointment and Incentive Compensation Agreement between Gleacher & Company, Inc. and Peter J. McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Gleacher & Company, Inc. 2010 Annual Bonus Award Letter Agreement with Eric J. Gleacher
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Broadpoint Gleacher Securities Group, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Patricia Arciero-Craig
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Robert Turner (2010)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Peter McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Lee Fensterstock (2010)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Lee Fensterstock
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Peter McNierney (2010)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Securities Group, Inc. Restricted Stock Units Agreement with Robert Turner (2008)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
First Albany Companies Inc. 2005 Deferred Compensation Plan for Key Employees
Compensation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Amendment to Employment Agreement between Broadpoint Gleacher Securities Group, Inc. and Lee Fensterstock
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2009
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Lee Fensterstock (2009)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Peter McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Consent to Sublease, Recognition Agreement, and Amendment to Lease among Post-Montgomery Associates, Broadpoint Securities Group, Inc., and Jefferies & Company, Inc.
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Office Lease Agreement between Kato International LLC and Broadpoint Securities Group, Inc. for 31st Floor, Tower 49
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Preemptive Rights Agreement between Broadpoint Securities Group, Inc. and MAST Credit Opportunities I Master Fund Limited
Investor Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Seventh Amendment to Lease Agreement between One Penn Plaza LLC and Broadpoint Securities Group, Inc.
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Sixth Amendment to Sub-Lease Agreement between Columbia 677, L.L.C. and Broadpoint Securities Group, Inc.
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Fully Disclosed Clearing Agreement between Pershing LLC and Broadpoint Securities, Inc.
Services Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Amendment to Fully Disclosed Clearing Agreement between Ridge Clearing & Outsourcing Solutions, Inc. and Broadpoint Securities, Inc.
Modification Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Addendum to Non-Compete and Non-Solicit Agreement between First Albany Companies Inc. and Patricia Arciero-Craig
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Non-Compete and Non-Solicit Agreement between First Albany Companies Inc. and Patricia Arciero-Craig
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Fully Disclosed Clearing Agreement between Ridge Clearing & Outsourcing Solutions, Inc. and Broadpoint Securities, Inc. dated January 11, 2008
Services Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Fully Disclosed Clearing Agreement between Ridge Clearing & Outsourcing Solutions, Inc. and Broadpoint Capital, Inc. dated January 11, 2008
Services Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Separation and Release Agreement between Broadpoint Securities Group, Inc. and C. Brian Coad (March 14, 2008)
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Non-Compete and Non-Solicit Agreement between Broadpoint Securities Group, Inc. and Key Employee
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Employment Agreement between Broadpoint Securities Group, Inc. and Robert Turner for Chief Financial Officer Position
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Broadpoint Gleacher Securities Group, Inc. 2003 Non-Employee Directors Stock Option Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Gleacher Securities Group, Inc. 2003 Non-Employee Directors Restricted Stock Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Placement Agent Agreement between Broadpoint Capital, Inc. and FA Technology Holding, LLC (April 30, 2008)
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2008