Capital One Financial Uncategorized Contracts & Agreements

42 Contracts & Agreements
Recent Contracts
Category
Company
Industry
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Filed
Description of Capital One Financial Corporation Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2025
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement under Capital One 2004 Stock Incentive Plan (2021 Grant, Amended 2023)
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Amended and Restated Performance Unit Award Agreement between Capital One Financial Corporation and Richard D. Fairbank under the 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
DE
2024
Description of Capital One Financial Corporation Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2024
Notice and Garden Leave Agreement between Capital One Financial Corporation and Neal Blinde
Employment Agreements
Capital One Financial
Consumer Finance
DE
2023
Description of Capital One Financial Corporation Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2023
Description of Capital One Financial Corporation’s Registered Securities as of December 31, 2021
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2022
Description of Capital One Financial Corporation’s Registered Securities as of December 31, 2019
Stock Agreements
Capital One Financial
Consumer Finance
NY
2020
Capital One Financial Corporation Executive Severance Plan (Amended and Restated, Effective July 30, 2015)
Severance Agreements
Capital One Financial
Consumer Finance
VA
2015
Amendment Agreement Number 2 to Share Forward Transaction between Morgan Stanley & Co. LLC and Capital One Financial Corporation
Modification Agreements
Capital One Financial
Consumer Finance
NY
2012
Amendment Agreement No. 1 to Share Forward Transaction between Morgan Stanley & Co. LLC and Capital One Financial Corporation
Modification Agreements
Capital One Financial
Consumer Finance
NY
2012
Amendment Agreement Number 2 to Share Forward Transaction between Barclays Bank PLC and Capital One Financial Corporation
Modification Agreements
Capital One Financial
Consumer Finance
NY
2012
Amendment Agreement No. 1 to Share Forward Transaction between Barclays Bank PLC and Capital One Financial Corporation
Modification Agreements
Capital One Financial
Consumer Finance
NY
2012
Capital One Financial Corporation Non-Employee Directors Deferred Compensation Plan
Compensation Agreements
Capital One Financial
Consumer Finance
2012
Amended and Restated Declaration of Trust of Capital One Capital VI, Dated November 13, 2009
Trust Agreements
Capital One Financial
Consumer Finance
DE
2009
Letter Agreement and Securities Purchase Agreement between U.S. Department of the Treasury and Capital One Financial Corporation (TARP/CPP)
Purchase Agreements
Capital One Financial
Consumer Finance
DC
2008
Capital One Financial Corporation and John Adam Kanas Restricted Share Agreement (March 12, 2006)
Compensation Agreements
Capital One Financial
Consumer Finance
VA
2007
Amended and Restated Declaration of Trust of Capital One Capital IV, Dated February 5, 2007
Trust Agreements
Capital One Financial
Consumer Finance
DE
2007
Third Supplemental Indenture between Capital One Financial Corporation and The Bank of New York, dated February 5, 2007
Indenture Agreements
Capital One Financial
Consumer Finance
2007
Second Supplemental Indenture between Capital One Financial Corporation and The Bank of New York, dated August 1, 2006
Indenture Agreements
Capital One Financial
Consumer Finance
2006
Indenture Agreement between Capital One Financial Corporation and The Bank of New York (June 6, 2006)
Indenture Agreements
Capital One Financial
Consumer Finance
DE
2006
$750,000,000 Credit Agreement among Capital One Entities and Syndicate of Lenders, Dated June 29, 2004
Credit Agreements
Capital One Financial
Consumer Finance
DE
2004
Morgan Stanley Senior Funding Commitment Increase Letter to Capital One and JPMorgan Chase Bank (January 2004)
Credit Agreements
Capital One Financial
Consumer Finance
2004
Capital One Financial Corporation Common Stock Certificate
Stock Agreements
Capital One Financial
Consumer Finance
2004
Separation and Benefits Agreement between Capital One Financial Corporation and David M. Willey (July 8, 2003)
Separation Agreements
Capital One Financial
Consumer Finance
VA
2003
Consent Letter Regarding Amendment No. 2 to Capital One Credit Agreement among Capital One Realty, Inc., Capital One Bank, Wells Fargo Bank Northwest, and Lenders
Participation Agreements
Capital One Financial
Consumer Finance
2002
Description of Capital One Financial Corporation Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Capital One Financial
Consumer Finance
NY
2021
Capital One Financial Corporation 3.750% Subordinated Notes Due 2026 (Global Form)
Note Agreements
Capital One Financial
Consumer Finance
2016
Capital One Financial Corporation 4.200% Subordinated Notes Due 2025
Note Agreements
Capital One Financial
Consumer Finance
2015
Underwriting Agreement for $1,000,000,000 7.375% Senior Notes Due 2014 between Capital One Financial Corporation and Underwriters led by J.P. Morgan Securities Inc. and Credit...
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2009
Underwriting Agreement for $1,500,000,000 6.750% Senior Notes Due 2017 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2007
Amendment No. 1 to the Capital One Financial Corporation 2002 Associate Stock Purchase Plan
Bonus & Incentive Agreements
Capital One Financial
Consumer Finance
2006
Underwriting Agreement for $1,000,000,000 6.150% Subordinated Notes Due 2016 between Capital One Financial Corporation and Underwriters
Underwriting Agreements
Capital One Financial
Consumer Finance
NY
2006
Amendment No. 1 to Agreement and Plan of Merger between Hibernia Corporation and Capital One Financial Corporation (September 6, 2005)
Merger Agreements
Capital One Financial
Consumer Finance
NY
2005
Capital One Bank $500,000,000 5.125% Senior Global Bank Notes Due 2014 Pricing Supplement
Note Agreements
Capital One Financial
Consumer Finance
NY
2004
Capital One Bank $500,000,000 6.50% Subordinated Global Bank Notes Pricing Supplement (2013)
Note Agreements
Capital One Financial
Consumer Finance
NY
2004