Advanced Energy (159) | Uncategorized (146)
Recent Contracts
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Amendment dated January 11, 2021 to the Schedule to the ISDA 2002 Master Agreement dated April 2, 2020 between HSBC Bank USA, National Association and Advanced Energy Industries,...
(Filed With SEC on February 24, 2021)
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Offer Letter dated February 8, 2021
(Filed With SEC on February 10, 2021)
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ISDA 2002 Master Agreement, by and between Advanced Energy Industries, Inc. and HSBC Bank USA, National Association, dated as of April 2, 2020 (the HSBC ISDA Master Agreement)
(Filed With SEC on April 10, 2020)
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ISDA 2002 Master Agreement, by and between Advanced Energy Industries, Inc. and Citibank, N.A., dated as of April 7, 2020 (the Citibank ISDA Master Agreement, and collectively...
(Filed With SEC on April 10, 2020)
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Schedule to the HSBC ISDA Master Agreement (the HSBC Schedule)
(Filed With SEC on April 10, 2020)
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Schedule to the Citibank ISDA Master Agreement (the Citibank Schedule, and collectively with the HSBC Schedule, the Schedules)
(Filed With SEC on April 10, 2020)
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Rate Swap Transaction Confirmation, by and between Advanced Energy Industries, Inc. and HSBC Bank USA, National Association, dated April 7, 2020 (the HSBC Confirmation)
(Filed With SEC on April 10, 2020)
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Rate Swap Transaction Confirmation, by and between Advanced Energy Industries, Inc. and Citibank, N.A., dated April 9, 2020 (the Citibank Confirmation, and collectively with the...
(Filed With SEC on April 10, 2020)
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Description of Advanced Energy Industries, Inc. Securities
(Filed With SEC on March 2, 2020)
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Form of Executive Change In Control and General Severance Agreement
(Filed With SEC on August 6, 2018)
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Agreement and Plan of Merger by and among Advanced Energy Industries, Inc., Eclipse Merger Sub, Inc., LumaSense Technologies Holdings, Inc. and Shareholder Representative Services...
(Filed With SEC on July 30, 2018)
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Offer Letter to Neil Brinker dated May 7, 2018
(Filed With SEC on May 9, 2018)
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Form of Executive Change in Control Agreement
(Filed With SEC on May 9, 2018)
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Offer Letter to Paul Oldham dated March 26, 2018
(Filed With SEC on March 29, 2018)
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Form of Executive Change in Control Agreement
(Filed With SEC on March 29, 2018)
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First Amendment to Loan Agreement dated December 21, 2017 by and among Advanced Energy Industries, Inc. and Bank of America N.A
(Filed With SEC on December 21, 2017)
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FORM OF SECURITY AND PLEDGE AGREEMENT
(Filed With SEC on July 31, 2017)
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CONTINUING AND UNCONDITIONAL GUARANTY
(Filed With SEC on July 31, 2017)
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LOAN AGREEMENT BY AND BETWEEN ADVANCED ENERGY INDUSTRIES, INC., AS BORROWER, AND BANK OF AMERICA, N.A., AS BANK DATED AS OF JULY 28, 2017 TABLE OF CONTENTS
(Filed With SEC on July 31, 2017)
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2016 Director Compensation
(Filed With SEC on February 24, 2017)
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Tier LevelTarget Annual ValueTier 0 (CEO)$1.75MTier 1 (EVP CFO)$625,000Tier 1 (EVP GC)$525,000Tier 2 (SVP)$250,000 to $300,000*Tier 3 (VP)$125,000
(Filed With SEC on February 25, 2016)
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2016 Short-Term Incentive (STI) Plan
(Filed With SEC on February 25, 2016)
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MORGAN STANLEY & CO. LLC1585 BROADWAYNEW YORK, NY 10036-8293(212) 761-4000
(Filed With SEC on November 6, 2015)
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AMENDMENT NO. 3 TO CREDIT AGREEMENT
(Filed With SEC on November 5, 2015)
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2015 LONG-TERM INCENTIVE (LTI) PLAN
(Filed With SEC on May 6, 2015)
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2015 Short-Term Incentive (STI) Plan
(Filed With SEC on May 6, 2015)
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1625 Sharp Point DriveFort Collins, Colorado 80525 USAFax 970/221-5583Main 970 ###-###-#### April 8, 2015
(Filed With SEC on April 16, 2015)
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EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on April 16, 2015)
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EXECUTIVE TRANSITION AND SEPARATION AGREEMENT
(Filed With SEC on November 18, 2014)
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EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on October 1, 2014)
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1625 Sharp Point DriveFort Collins, Colorado 80525 USAFax 970/221-5583Main 970 ###-###-#### September 28, 2014
(Filed With SEC on October 1, 2014)
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EXECUTIVE TRANSITION AND SEPARATION AGREEMENT
(Filed With SEC on June 2, 2014)
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2014 Short-Term Incentive (STI) Plan
(Filed With SEC on March 3, 2014)
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Target Annual ValueTier 2$525,000Tier 3$225,000
(Filed With SEC on March 3, 2014)
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Loan Facility Agreement
(Filed With SEC on November 8, 2013)
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Employee Name:Yuval WassermanEmployee Signature:/s/Yuval WassermanDate: August 5, 2013
(Filed With SEC on November 8, 2013)
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Master Loan Agreement between REFUsol GmbH Uracher Strae 91 D-72555 Metzingen hereinafter referred to as "Borrower" - and Bayerische Landesbank Brienner Strae 18 D-80333 Mnchen...
(Filed With SEC on August 6, 2013)
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(Filed With SEC on August 6, 2013)
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CREDIT AGREEMENT
(Filed With SEC on August 6, 2013)
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1st Amendment Agreement to the Master Loan Agreement for EUR 4,000,000.00 of August 18, / September 15, 2011
(Filed With SEC on August 6, 2013)
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ADDENDUM NO. 1 PERTAINING TO THE LOAN AGREMENT (Cancellation of Joint Liability of REFU Elektronik GmbH) The following Addendum pertaining to the Loan Agreement dated February...
(Filed With SEC on August 6, 2013)
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AGREEMENT REGARDING A LOAN APPROVAL The following Loan Agreement is concluded between RefuSol GmbH Uracher Strae 91 D-72555 Metzingen hereinafter referred to as Borrower - and...
(Filed With SEC on August 6, 2013)
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(Filed With SEC on August 6, 2013)
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AMENDMENT NO. 2 TO CREDIT AGREEMENT
(Filed With SEC on August 6, 2013)
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ADVANCED ENERGY INDUSTRIES, INC. 2008 OMNIBUS INCENTIVE PLAN PERFORMANCE STOCK UNIT AGREEMENT
(Filed With SEC on May 10, 2013)
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(Filed With SEC on May 10, 2013)
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ADVANCED ENERGY INDUSTRIES, INC. 2008 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT
(Filed With SEC on May 10, 2013)
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(Filed With SEC on May 10, 2013)
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ADVANCED ENERGY INDUSTRIES, INC. 2008 OMNIBUS INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENT
(Filed With SEC on May 10, 2013)
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ADVANCED ENERGY INDUSTRIES, INC. 2008 OMNIBUS INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT
(Filed With SEC on May 10, 2013)
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(Filed With SEC on May 10, 2013)
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ADVANCED ENERGY INDUSTRIES, INC. 2008 OMNIBUS INCENTIVE PLAN PERFORMANCE STOCK OPTION AGREEMENT
(Filed With SEC on May 10, 2013)
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_____ _____ _____ _____ _____ _____ _____ _____
(Filed With SEC on April 11, 2013)
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PSUs (%)
(Filed With SEC on March 6, 2013)
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FORM OF AMENDMENT TO EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on March 6, 2013)
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AMENDMENT NO. 1 TO CREDIT AGREEMENT
(Filed With SEC on March 6, 2013)
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EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on April 30, 2012)
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ADVANCED ENERGY INDUSTRIES, INC. 2008 OMNIBUS INCENTIVE PLAN PERFORMANCE STOCK OPTION AGREEMENT
(Filed With SEC on March 2, 2012)
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ADVANCED ENERGY INDUSTRIES, INC. 2008 OMNIBUS INCENTIVE PLAN PERFORMANCE STOCK UNIT AGREEMENT
(Filed With SEC on March 2, 2012)
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EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on March 2, 2012)
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2012 - 2014 Long-Term Incentive (LTI) Plan
(Filed With SEC on March 2, 2012)
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2012 Short-Term Incentive (STI) Plan
(Filed With SEC on March 2, 2012)
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LEASE AGREEMENT
(Filed With SEC on December 29, 2011)
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Lease Termination Agreement
(Filed With SEC on December 29, 2011)
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LEASE AGREEMENT
(Filed With SEC on December 29, 2011)
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EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on August 4, 2011)
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(Filed With SEC on August 2, 2011)
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CURRENT ASSETS
(Filed With SEC on May 6, 2011)
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CURRENT ASSETS
(Filed With SEC on May 6, 2011)
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CURRENT ASSETS
(Filed With SEC on May 6, 2011)
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Years Ended December 31
(Filed With SEC on March 2, 2011)
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CURRENT ASSETS
(Filed With SEC on November 5, 2010)
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CURRENT ASSETS
(Filed With SEC on November 5, 2010)
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CURRENT ASSETS
(Filed With SEC on November 5, 2010)
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AMENDMENT NO. 2 TO MERGER AGREEMENT
(Filed With SEC on November 2, 2010)
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LEASE AMENDMENT
(Filed With SEC on August 20, 2010)
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EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on August 16, 2010)
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ASSET PURCHASE AGREEMENT dated as of July 21, 2010 between Hitachi Metals, Ltd. and Advanced Energy Industries, Inc.
(Filed With SEC on July 22, 2010)
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LEASE AMENDMENT
(Filed With SEC on May 7, 2010)
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CURRENT ASSETS
(Filed With SEC on May 6, 2010)
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AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER
(Filed With SEC on April 22, 2010)
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TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 SECTION 1.1. The Merger 2 SECTION 1.2. Effective Time 2 SECTION 1.3. Effect of the Merger 3 SECTION 1.4. Articles of Incorporation;...
(Filed With SEC on March 24, 2010)
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1625 Sharp Point Drive Fort Collins, Colorado 80525 USA Fax 970 ###-###-#### Main 970 ###-###-####
(Filed With SEC on February 26, 2010)
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Leadership Corporate Incentive Plan Tiers 1 through 4
(Filed With SEC on February 26, 2010)
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FORM OF DIRECTOR INDEMNIFICATION AGREEMENT
(Filed With SEC on December 14, 2009)
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UBS Bank USA
(Filed With SEC on June 5, 2009)
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Variable Credit Line Account Number: (if applicable)5V 70498 EI Fixed Credit Line Account Number: (if applicable)5F SS# / TIN Internal Use Only
(Filed With SEC on June 5, 2009)
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(Filed With SEC on June 5, 2009)
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UBS Bank USA
(Filed With SEC on June 5, 2009)
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Years Ended December 31
(Filed With SEC on February 27, 2009)
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2008 Omnibus Incentive Plan
(Filed With SEC on August 7, 2008)
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Executive Transition Agreement - Charles S. Rhoades
(Filed With SEC on May 9, 2008)
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EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on April 4, 2008)
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EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on April 4, 2008)
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EXECUTIVE CHANGE IN CONTROL AGREEMENT
(Filed With SEC on April 4, 2008)
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Advisory Services Agreement
(Filed With SEC on March 18, 2008)
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Amended And Restated 2003 Employees' Stock Option Plan
(Filed With SEC on August 3, 2007)
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Loan Modification Agreement
(Filed With SEC on August 3, 2007)
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Amended And Restated 2003 Non-Employee Directors' Stock Option Plan
(Filed With SEC on August 3, 2007)
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Form of Restricted Stock Unit Agreement
(Filed With SEC on August 9, 2006)
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2006 Leadership Performance Incentive Plan
(Filed With SEC on August 9, 2006)
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NON-EMPLOYEE DIRECTOR COMPENSATION STRUCTURE
(Filed With SEC on July 28, 2006)
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AMENDMENT TO LOAN AND SECURITY AGREEMENT
(Filed With SEC on July 26, 2006)
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(Filed With SEC on June 12, 2006)
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ADVANCED ENERGY INDUSTRIES, INC. AMENDED AND RESTATED 2003 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN RESTRICTED STOCK UNIT AGREEMENT
(Filed With SEC on May 31, 2006)
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ADVANCED ENERGY INDUSTRIES, INC. AMENDED AND RESTATED 2003 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN Adopted February 12, 2003 AMENDED AND RESTATED FEBRUARY 15, 2006
(Filed With SEC on May 31, 2006)
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Asset Purchase Agreement
(Filed With SEC on March 28, 2006)
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Restricted Stock Unit Agreement
(Filed With SEC on March 28, 2006)
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Non-Employee Director Compensation Structure
(Filed With SEC on February 1, 2006)
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Shipping Amendment to the Global Supply Agreement
(Filed With SEC on November 7, 2005)
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Global Supply Agreement
(Filed With SEC on November 7, 2005)
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Settlement Agreement
(Filed With SEC on October 7, 2005)
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Underwriting Agreement
(Filed With SEC on August 12, 2005)
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(Filed With SEC on August 9, 2005)
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SEPARATION AND RELEASE AGREEMENT
(Filed With SEC on August 5, 2005)
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Loan Modification Agreement
(Filed With SEC on July 12, 2005)
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Offer Letter to Hans-Georg Betz
(Filed With SEC on July 6, 2005)
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Executive Change in Control Agreement
(Filed With SEC on July 6, 2005)
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LOAN MODIFICATION AGREEMENT
(Filed With SEC on May 25, 2005)
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Executive Change in Control Severance Agreement
(Filed With SEC on March 31, 2005)
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Non-employee Director Compensation Summary
(Filed With SEC on March 31, 2005)
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ADVANCED ENERGY INDUSTRIES, INC. 2003 STOCK OPTION PLAN RESTRICTED STOCK UNIT AGREEMENT
(Filed With SEC on February 3, 2005)
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ADVANCED ENERGY INDUSTRIES, INC. 2003 STOCK OPTION PLAN STANDARD STOCK OPTION AGREEMENT
(Filed With SEC on February 3, 2005)
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Amendment No. 1 to Advanced Energy Industries, Inc. 2003 Stock Option Plan January 31, 2005
(Filed With SEC on February 3, 2005)
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EX-10.1 Loan and Security Agreement
(Filed With SEC on August 9, 2004)
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Lease dated January 16, 2003
(Filed With SEC on February 24, 2004)
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EX-10.2 2003 Non-Employee Directors' Stock Plan
(Filed With SEC on November 4, 2003)
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EX-10.1 2003 Stock Option Plan
(Filed With SEC on November 4, 2003)
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EX-10.3 2001 Employee Stock Option Plan
(Filed With SEC on November 4, 2003)
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EX-10.4 2002 Employee Stock Option Plan
(Filed With SEC on November 4, 2003)
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EX-10.1 Loan and Security Agreement
(Filed With SEC on August 13, 2003)
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EX-10.14 License agreement dated January 3, 2003
(Filed With SEC on March 27, 2003)
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EX-10.1 Loan and Security Agreement
(Filed With SEC on August 14, 2002)
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(Filed With SEC on March 25, 2002)
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(Filed With SEC on February 1, 2002)
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(Filed With SEC on February 1, 2002)
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(Filed With SEC on September 10, 2001)
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(Filed With SEC on September 10, 2001)
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(Filed With SEC on May 9, 2001)
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(Filed With SEC on May 9, 2001)
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(Filed With SEC on March 27, 2001)
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(Filed With SEC on March 27, 2001)
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(Filed With SEC on October 30, 2000)
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(Filed With SEC on August 14, 2000)
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(Filed With SEC on August 4, 2000)
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(Filed With SEC on August 4, 2000)