Merger Agreements in the Capital Markets Industry

186 Contracts & Agreements
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Agreement and Plan of Merger among Oaktree Strategic Income Corporation, Oaktree Specialty Lending Corporation, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the...
Merger Agreements
Oaktree Specialty Lending Corp
Capital Markets
DE
2020
Agreement and Plan of Merger, by and among Goldman Sachs Private Middle Market Credit LLC, Silver Merger Sub LLC and Pantheon Silver Holdings LLC, dated as of October 31, 2024
Merger Agreements
Goldman Sachs Private Middle Market Credit LLC
Capital Markets
DE
2024
Agreement and Plan of Merger, by and among Blue Owl Capital Corporation, Blue Owl Capital Corporation III, Cardinal Merger Sub Inc., and, solely for the limited purposes set forth...
Merger Agreements
Owl Rock Capital Corp
Capital Markets
DE
2024
Agreement and Plan of Merger among Carlyle Secured Lending III, Carlyle Secured Lending, Inc., Blue Fox Merger Sub, Inc., and (for the limited purposes set forth therein) CSL III...
Merger Agreements
TCG BDC, INC.
Capital Markets
DE
2024
Agreement and Plan of Merger by and among AssetMark Financial Holdings, Inc., GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc., dated as of April 25, 2024
Merger Agreements
AssetMark Financial Holdings, Inc.
Capital Markets
DE
2024
Agreement and Plan of Merger, dated as of April 1, 2024
Merger Agreements
FinTech Acquisition Corp. IV
Capital Markets
2024
Borrower Assumption Agreement, dated as of March 18, 2024, by BCIC Merger Sub, LLC and Citibank, N.A., as administrative agent
Merger Agreements
BlackRock TCP Capital Corp.
Capital Markets
NY
2024
First Amendment to Tax Receivable Agreement (Merger)
Merger Agreements
Artisan Partners Asset Management Inc.
Capital Markets
2024
Agreement and Plan of Merger, by and among Golub Capital BDC, Inc., Golub Capital BDC 3, Inc., Park Avenue Subsidiary Inc., GC Advisors, LLC, and solely for purposes of Section...
Merger Agreements
GOLUB CAPITAL BDC, Inc.
Capital Markets
DE
2024
Amendment No. 3 to Merger Agreement, dated January 12, 2024, by and among the Company, Enterprise Diversified, Inc., CrossingBridge Advisors LLC and Cohanzick Management LLC
Merger Agreements
ENDI Corp.
Capital Markets
2024
Amended and Restated Agreement and Plan of Merger among BlackRock Capital Investment Corporation, BlackRock TCP Capital Corp., Project Spurs Merger Sub, LLC and, for the limited...
Merger Agreements
BlackRock TCP Capital Corp.
Capital Markets
DE
2024
Amended and Restated Agreement and Plan of Merger among BlackRock Capital Investment Corporation, BlackRock TCP Capital Corp., Project Spurs Merger Sub, LLC and, for the limited...
Merger Agreements
BlackRock Capital Investment Corp
Capital Markets
DE
2024
Merger Agreement, dated as of November 28, 2023, by and among KKR Magnolia Holdings LLC, Sweetbay Merger Sub LLC and The Global Atlantic Financial Group LLC
Merger Agreements
KKR & Co. Inc.
Capital Markets
DE
2023
Agreement and Plan of Merger, dated as of July 23, 2023, by and among Rithm Capital Corp., Sculptor Capital Management, Inc., Sculptor Capital LP, Sculptor Capital Advisors LP,...
Merger Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
DE
2023
Agreement and Plan of Merger, dated as of November 6, 2023, among MidCap Financial Investment Corporation, Apollo Tactical Income Fund Inc., AIF Merger Sub, Inc. and Apollo...
Merger Agreements
APOLLO INVESTMENT CORP
Capital Markets
NY
2023
Agreement and Plan of Merger, dated as of November 6, 2023, among MidCap Financial Investment Corporation, Apollo Senior Floating Rate Fund Inc., AFT Merger Sub, Inc. and Apollo...
Merger Agreements
APOLLO INVESTMENT CORP
Capital Markets
NY
2023
Amendment No. 1 to Agreement and Plan of Merger, dated as of October 12, 2023, by and among Rithm Capital Corp., Sculptor Capital Management, Inc., Sculptor Capital LP, Sculptor...
Merger Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
2023
AGREEMENT AND PLAN OF MERGER by and among ARETEC GROUP, INC., C2023 SUB CORP. and AVANTAX, INC. Dated as of September 9, 2023
Merger Agreements
Blucora, Inc.
Capital Markets
NY
2023
Agreement and Plan of Merger among BlackRock Capital Investment Corporation, BlackRock TCP Capital Corp., Project Spurs Merger Sub, LLC and, for the limited purposes set forth...
Merger Agreements
BlackRock TCP Capital Corp.
Capital Markets
DE
2023
Agreement and Plan of Merger among BlackRock Capital Investment Corporation, BlackRock TCP Capital Corp., Project Spurs Merger Sub, LLC and, for the limited purposes set forth...
Merger Agreements
BlackRock Capital Investment Corp
Capital Markets
DE
2023
Agreement and Plan of Merger, dated as of July 23, 2023, by and among Rithm Capital Corp., Sculptor Capital Management, Inc., Sculptor Capital LP, Sculptor Capital Advisors LP,...
Merger Agreements
Och-Ziff Capital Management Group LLC
Capital Markets
DE
2023
Agreement and Plan of Merger, dated as of June 10, 2023, by and among Nasdaq, Inc., Argus Merger Sub 1, Inc., Argus Merger Sub 2, LLC, Adenza Holdings, Inc. and Adenza Parent, LP
Merger Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Agreement and Plan of Merger, dated as of May 22, 2023, by and among Mizuho Americas LLC, Blanc Merger Sub, Inc. and Greenhill & Co., Inc
Merger Agreements
Greenhill & Co., Inc.
Capital Markets
DE
2023
Amendment No. 1, dated as of March 7, 2023, to the Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and...
Merger Agreements
Intercontinental Exchange
Capital Markets
NY
2023
Corporate Conversion Agreement, dated as of November 15, 2022, by and among BGC Partners, Inc., BGC Group, Inc., BGC Holdings, L.P., BGC GP, LLC, BGC Partners II, Inc., BGC...
Merger Agreements
BGC Partners, Inc.
Capital Markets
DE
2022
Agreement and Plan of Merger, dated as of October 3, 2022, by and among Crescent Capital BDC, Inc., Echelon Acquisition Sub, Inc., Echelon Acquisition Sub LLC, First Eagle...
Merger Agreements
Crescent Capital BDC, Inc.
Capital Markets
DE
2022
Agreement and Plan of Merger among Oaktree Strategic Income II, Inc., Oaktree Specialty Lending Corporation, Project Superior Merger Sub, Inc. and Oaktree Fund Advisors LLC (for...
Merger Agreements
Oaktree Specialty Lending Corp
Capital Markets
DE
2022
Thirteenth Amendment to Second Amended and Restated Senior Secured Revolving Credit Agreement, dated as of May 19, 2022, among Sixth Street Specialty Lending, Inc. as Borrower,...
Merger Agreements
TPG Specialty Lending, Inc.
Capital Markets
NY
2022
Agreement and Plan of Merger, dated as of August 1, 2022, by and among Cowen Inc., The Toronto-Dominion Bank and Crimson Holdings Acquisition Co
Merger Agreements
COWEN INC.
Capital Markets
DE
2022
Agreement and Plan of Merger, dated as of July 26, 2022, by and among Pzena Investment Management, Inc., Pzena Investment Management, LLC and Panda Merger Sub, LLC
Merger Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2022
The Second Amended Merger Agreement, dated July 13, 2022, by and among ENDI Corp., Enterprise Diversified, Inc., Zelda Merger Sub 1, Inc., Zelda Merger Sub 2, LLC, CrossingBridge...
Merger Agreements
ENTERPRISE DIVERSIFIED, INC.
Capital Markets
2022
The Amended Merger Agreement, dated June 3, 2022, by and among ENDI Corp., Enterprise Diversified, Inc., Zelda Merger Sub 1, Inc., Zelda Merger Sub 2, LLC, CrossingBridge...
Merger Agreements
ENTERPRISE DIVERSIFIED, INC.
Capital Markets
2022
Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight, Inc
Merger Agreements
Intercontinental Exchange
Capital Markets
DE
2022
Merger Agreement, dated March 31, 2022, by and among, Callodine Midco, Inc., Callodine Merger Sub, Inc., Callodine Merger Sub, LLC, Manning & Napier, Inc., and Manning & Napier...
Merger Agreements
Manning & Napier, Inc.
Capital Markets
DE
2022
Agreement and Plan of Merger, dated as of December 27, 2021, by and between Rand Capital Sub, Inc. and Rand Capital Sub LLC
Merger Agreements
RAND CAPITAL CORP
Capital Markets
DE
2021
First Amendment to the Agreement and Plan of Merger, dated as of December 23, 2021, by and among Blue Owl Capital Inc., Blue Owl Capital GP LLC, Blue Owl Capital Holdings LP, Blue...
Merger Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
2021
Merger Agreement, dated December 29, 2021, by and among ENDI Corp., Enterprise Diversified, Inc., Zelda Merger Sub 1, Inc., Zelda Merger Sub 2, LLC, CrossingBridge Advisors, LLC...
Merger Agreements
ENTERPRISE DIVERSIFIED, INC.
Capital Markets
DE
2021
Agreement and Plan of Merger among SLR Investment Corp., SLR Senior Investment Corp., Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth...
Merger Agreements
Solar Senior Capital Ltd.
Capital Markets
DE
2021
Agreement and Plan of Merger among SLR Investment Corp., SLR Senior Investment Corp., Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth...
Merger Agreements
Solar Capital Ltd.
Capital Markets
DE
2021
Agreement and Plan of Merger, dated October 20, 2021, among Raymond James Financial, Inc., Macaroon One LLC, Macaroon Two LLC and TriState Capital Holdings, Inc
Merger Agreements
Raymond James Financial Inc.
Capital Markets
FL
2021
Agreement and Plan of Merger, dated October 17, 2021, by and among Blue Owl Capital Inc., Blue Owl Capital GP LLC, Blue Owl Capital Holdings LP, Blue Owl Capital Carry LP, Flyer...
Merger Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
DE
2021