Severance Agreements in the Capital Markets Industry

108 Contracts & Agreements
Browse by Company
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
AMERIPRISE FINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective January 1,2009
Severance Agreements
Ameriprise Financial
Capital Markets
NY
2009
FactSet Research Systems Inc. Executive Severance Plan, as amended
Severance Agreements
FactSet Research Systems Inc
Capital Markets
CT
2024
Registrant's Management Severance Plan, as amended and restated effective as of February 29, 2024
Severance Agreements
S&P Global, Inc.
Capital Markets
NY
2024
The Bank of New York Mellon Corporation Executive Severance Plan, as amended and restated effective March 1, 2024
Severance Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2024
Severance Protection Agreement, dated as of February 21, 2024, by and between Ilene Fiszel Bieler and MarketAxess Holdings Inc
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2024
First Amendment to the Ameriprise Financial Senior Executive Severance Plan
Severance Agreements
Ameriprise Financial
Capital Markets
2024
First Amendment to the Cboe Global Markets, Inc. Amended & Restated Executive Severance Plan, dated September 18, 2023
Severance Agreements
Cboe Global Markets
Capital Markets
2023
Form of Employee Confidentiality, Assignment and Restrictive Covenant Agreement executed by participants of the WisdomTree, Inc. Executive Severance Plan
Severance Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
WisdomTree, Inc. Executive Severance Plan
Severance Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
CME Group Inc. Severance Plan, as amended and restated effective March 7, 2023
Severance Agreements
CME Group Inc.
Capital Markets
IL
2023
MarketWise, Inc. Executive Severance Plan
Severance Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
DE
2023
Cancellation Amendment of Employment Agreement and Participation in Executive Severance Plan, signed November 16, 2022, by and between Cboe Global Markets, Inc. and David Howson
Severance Agreements
Cboe Global Markets
Capital Markets
2022
Severance Rights Agreement, dated March 23, 2022, between Janus Henderson Investors US LLC and Ali Dibadj
Severance Agreements
Janus Henderson Group plc
Capital Markets
CO
2022
Waiver of Severance Benefits, dated as of June 19, 2017, by and between Eric Johnson and Donnelley Financial Solutions, Inc
Severance Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2022
Waiver of Severance Benefits, dated as of June 16, 2017, by and between Craig Clay and Donnelley Financial Solutions, Inc
Severance Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
2022
Severance Protection Agreement, dated as of August 12, 2021, by and between MarketAxess Holdings Inc. and Christopher N. Gerosa
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2021
The Charles Schwab Severance Pay Plan, as Amended and Restated Effective June 21, 2021
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2021
Form of Amendment of Severance Protection Agreement for U.K. based Executive Officers
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
2021
Form of Amendment of Severance Protection Agreement for U.S. based Executive Officers
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
2021
Cboe Global Markets, Inc. Executive Severance Plan
Severance Agreements
Cboe Global Markets
Capital Markets
IL
2021
MarketAxess Europe Limited Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess Europe and Christophe Roupie
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
2020
Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Nick Themelis
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2020
Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Kevin McPherson
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2020
Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Scott Pintoff
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2020
Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Tony Delise
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2020
Donnelley Financial Solutions, Inc. Amended and Restated Executive Severance Plan
Severance Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2020
FactSet Research Systems Inc. Executive Severance Plan
Severance Agreements
FactSet Research Systems Inc
Capital Markets
CT
2020
Severance Agreement and Release of All Claims, dated April 18, 2018, by and between Wendy J. Hills and W&R Corporate LLC
Severance Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Cboe Global Markets, Inc. Executive Severance Plan
Severance Agreements
Cboe Global Markets
Capital Markets
IL
2018
The Bank of New York Mellon Corporation Executive Severance Plan, as amended and restated on February 12, 2018
Severance Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2018
Severance Agreement, dated February 9, 2018, between the Company and Fabian Gomez
Severance Agreements
WESTWOOD HOLDINGS GROUP INC
Capital Markets
2018
Severance Agreement and Release of All Claims, effective January 13, 2018, by and between Thomas W. Butch and W & R Corporate LLC
Severance Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2018
Severance Agreement and General Release, dated as of July 3, 2017, by and among the registrant, Richard J. Hendrix, FBR Capital Markets & Co. and B. Riley & Co., LLC
Severance Agreements
B. Riley Financial, Inc.
Capital Markets
VA
2017
THE CHARLES SCHWABSEVERANCE PAY PLAN(As Amended and Restated Effective May 1, 2012) TABLE OF CONTENTS ARTICLE 1 - PURPOSE OF PLAN1 ARTICLE 2 - DEFINITIONS1 ARTICLE 3 -...
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2017
WAIVER OF SEVERANCE BENEFITS
Severance Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2017
WAIVER OF SEVERANCE BENEFITS
Severance Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2017
WAIVER OF SEVERANCE BENEFITS
Severance Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
NY
2017
DONNELLEY FINANCIAL SOLUTIONS, INC. EXECUTIVE SEVERANCE PLAN (Effective May 30, 2017)
Severance Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2017
CBOE HOLDINGS, INC. EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective February 16, 2017 (And Summary Plan Description)
Severance Agreements
Cboe Global Markets
Capital Markets
IL
2017
SEVERANCE AGREEMENT
Severance Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2017
LPL FINANCIAL LLC EXECUTIVE SEVERANCE PLAN Amended and Restated as of February 23, 2017
Severance Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2017