Separation Agreements in the Capital Markets Industry

121 Contracts & Agreements
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Separation and Release of Claims Agreement
Separation Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
NY
2007
Separation Agreement and Release, dated June 17, 2024 by and between Thomas Pluta and Tradeweb Markets LLC
Separation Agreements
Tradeweb Markets Inc.
Capital Markets
NY
2024
Separation Agreement and General Release of Claims by and between FactSet Research Systems Inc. and Linda Huber, dated July 22, 2024
Separation Agreements
FactSet Research Systems Inc
Capital Markets
CT
2024
Separation Agreement by and between the Company and Keith Jezek, dated March 22, 2024
Separation Agreements
Nebula Parent Corp.
Capital Markets
TX
2024
General Release and Separation Agreement by and between Nasdaq, Inc. and Ann M. Dennison, dated as of August 31, 2023
Separation Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Separation and Release Agreement, dated August 16, 2023, between Tiphani Krueger and Janus Henderson Investors US LLC
Separation Agreements
Janus Henderson Group plc
Capital Markets
2023
Confidential Separation Agreement and General Release, dated July 18, 2023, by and between Atul Varma and Hamilton Lane Advisors, L.L.C
Separation Agreements
Hamilton Lane INC
Capital Markets
PA
2023
Separation Agreement and General Release, dated as of May 12, 2023, by and among P10 Holdings, Inc., RCP Advisors 3, LLC and Jeff Gehl
Separation Agreements
P10, Inc.
Capital Markets
TX
2023
Separation Agreement and Advisory Agreement, each by and between the Registrant and Surojit Chatterjee, and each dated November 30, 2022
Separation Agreements
Coinbase Global, Inc.
Capital Markets
2023
Separation Agreement and General Release, dated February 1, 2023, between Morningstar, Inc. and Bevin Desmond
Separation Agreements
Morningstar, Inc.
Capital Markets
IL
2023
Separation Agreement, dated November 22, 2022, by and between MarketWise, Inc. and Mark Arnold
Separation Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
MD
2022
Separation Agreement, dated August 7, 2022, between Kewsong Lee and The Carlyle Group Employee Co., L.L.C
Separation Agreements
Carlyle Group L.P.
Capital Markets
NY
2022
Separation Agreement between
Separation Agreements
Robinhood Markets, Inc.
Capital Markets
CA
2022
Francisco Aristeguieta Transition and Separation Agreement dated May 9, 2022
Separation Agreements
State Street Corp.
Capital Markets
2022
Separation and Release Agreement, dated June 15, 2022, between Suzanne Cain and Janus Henderson Investors US LLC
Separation Agreements
Janus Henderson Group plc
Capital Markets
2022
Separation Agreement, effective as of April 8, 2022, by and between MarketAxess Corporation and Nicholas Themelis
Separation Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2022
Separation Agreement and General Release of Claims dated April 26, 2022 between FactSet Research Systems Inc. and Gene Fernandez
Separation Agreements
FactSet Research Systems Inc
Capital Markets
CT
2022
Separation Agreement between Robinhood Markets, Inc. and Christina Smedley, dated August 21, 2021
Separation Agreements
Robinhood Markets, Inc.
Capital Markets
2022
Separation Agreement with Carole Murko
Separation Agreements
ValueSetters Inc.
Capital Markets
2022
Terms of separation between Netcapital Inc. and Carole Murko
Separation Agreements
ValueSetters Inc.
Capital Markets
2022
Separation Agreement and General Release, dated as of December 20, 2021, between Adam White and Bakkt, LLC
Separation Agreements
VPC Impact Acquisition Holdings
Capital Markets
GA
2021
Separation Agreement, dated March 30, 2021, by and between Heritage Global Inc. and Scott West
Separation Agreements
Heritage Global Inc.
Capital Markets
2021
Separation Agreement dated March 5, 2021 by and between AssetMark Financial Holdings, Inc. and Charles Goldman
Separation Agreements
AssetMark Financial Holdings, Inc.
Capital Markets
CO
2021
Separation and General Release Agreement, dated November 26, 2020, by and between the Company and Susan Echard
Separation Agreements
Trinity Capital Inc.
Capital Markets
2021
Separation Agreement, dated August 13, 2020 between Medley LLC and John Fredericks
Separation Agreements
MEDLEY MANAGEMENT INC.
Capital Markets
CA
2020
Separation Agreement and General Release of Claims dated June 7, 2020 between FactSet Research Systems Inc. and Franck A.R. Gossieaux
Separation Agreements
FactSet Research Systems Inc
Capital Markets
2020
Separation Agreement dated October 30, 2019 between Morningstar and Tricia Rothschild
Separation Agreements
Morningstar, Inc.
Capital Markets
IL
2020
Separation Agreement by and between Joseph Molluso and Virtu Financial Operating LLC and Virtu Financial, Inc., dated as of September 3, 2019
Separation Agreements
Virtu Financial, Inc.
Capital Markets
NY
2020
Separation and Release Agreement by and between Blucora, Inc. and Davinder Athwal, dated January 6, 2020
Separation Agreements
Blucora, Inc.
Capital Markets
TX
2020
Confidential Executive Separation Agreement and General Release of All Claims, dated January 25, 2019, by and between Mark S. Flynn and Virtus Investment Partners, Inc
Separation Agreements
Virtus Investment Partners, Inc.
Capital Markets
CT
2020
Separation Agreement between the Company and David Abner, dated August 27, 2019
Separation Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2019
Confidential Separation Agreement and General Release of Claims by and between Ms. Kallsen and CSC
Separation Agreements
Charles Schwab Corporation
Capital Markets
CA
2019
Separation Agreement, dated as of July 13, 2019, by and between Hercules Capital, Inc. and Manuel Henriquez
Separation Agreements
Hercules Capital, Inc.
Capital Markets
CA
2019
Separation Agreement and General Release of Claims, dated April 22, 2019
Separation Agreements
FactSet Research Systems Inc
Capital Markets
2019
Transition and Separation Agreement entered into with Jeff D. Conway dated March 20, 2019
Separation Agreements
State Street Corp.
Capital Markets
2019
Separation and Release Agreement by and between Blucora, Inc. and Bob Oros dated October 28, 2018
Separation Agreements
Blucora, Inc.
Capital Markets
TX
2019
Amended and Restated Separation and Distribution Agreement, dated as of November 23, 2018, by and among Cantor Fitzgerald, L.P., BGC Partners, Inc., BGC Holdings, L.P., BGC...
Separation Agreements
BGC Partners, Inc.
Capital Markets
DE
2018
Amendment No. 1, dated November 8, 2018, to the Separation and Distribution Agreement, dated as of December 13, 2017, by and among BGC Partners, Inc., BGC Holdings, L.P., BGC...
Separation Agreements
BGC Partners, Inc.
Capital Markets
2018
Separation Agreement and Release, dated as of June 4, 2018, by and between Michael Sell and Great Elm Capital Management, Inc
Separation Agreements
Great Elm Capital Corp.
Capital Markets
2018
Separation Agreement and Release of All Claims between Diamond Hill Capital Management, Inc. and Lisa Wesolek dated May 30, 2018
Separation Agreements
DIAMOND HILL INVESTMENT GROUP INC
Capital Markets
OH
2018
Separation Agreement and General Release of Claims, dated July 5, 2018
Separation Agreements
FactSet Research Systems Inc
Capital Markets
2018