Retention Agreements in the Capital Markets Industry

34 Contracts & Agreements
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Company
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Trinity Capital Inc. Retention Bonus Agreement with Kyle Brown (March 14, 2025)
Retention Agreements
Trinity Capital Inc.
Capital Markets
MD
2025
Retention and Noncompetition Agreement between Lazard Ltd, Lazard Group LLC, and Mary Ann Betsch (August 23, 2023)
Retention Agreements
Lazard Ltd
Capital Markets
NY
2023
Amended and Restated Retention and Noncompetition Agreement between Lazard Ltd, Lazard Group LLC, and Peter R. Orszag
Retention Agreements
Lazard Ltd
Capital Markets
NY
2022
Retention, Noncompetition, and Other Covenants Agreement between Lazard Ltd, Lazard Group LLC, and Peter R. Orszag (February 25, 2021)
Retention Agreements
Lazard Ltd
Capital Markets
NY
2021
Legg Mason Retention Letter Agreement with Employee Regarding Franklin Resources Transaction
Retention Agreements
Legg Mason Inc
Capital Markets
2020
Legg Mason, Inc. and Employee Retention Letter Agreement Related to Franklin Resources Transaction
Retention Agreements
Legg Mason Inc
Capital Markets
MD
2020
Legg Mason Retention Letter Agreement with Employee Regarding Franklin Resources Transaction
Retention Agreements
Legg Mason Inc
Capital Markets
MD
2020
Amendment to Executive Retention Agreement between Triangle Capital Corporation and Executive
Retention Agreements
Barings BDC, Inc.
Capital Markets
2018
Executive Retention Agreement between Triangle Capital Corporation and Executive
Retention Agreements
Barings BDC, Inc.
Capital Markets
2017
Retention, Noncompetition, and Other Covenants Agreement between Lazard Ltd, Lazard Group LLC, and Evan L. Russo (October 30, 2017)
Retention Agreements
Lazard Ltd
Capital Markets
NY
2017
Hercules Capital, Inc. Retention Agreement with Executive (Effective October 26, 2017)
Retention Agreements
Hercules Capital, Inc.
Capital Markets
MA
2017
Retention Agreement between Hercules Capital, Incorporated and Executive (October 26, 2017)
Retention Agreements
Hercules Capital, Inc.
Capital Markets
CA
2017
Retention Agreement between Hercules Capital, Incorporated and Executive (October 26, 2017)
Retention Agreements
Hercules Capital, Inc.
Capital Markets
CA
2017
Amendment to Recognition and Retention Plan for Members of the COMEX Division of NYMEX
Retention Agreements
CME Group Inc.
Capital Markets
2015
Equity Retention and Restrictive Covenant Agreement between Virtu Financial, Inc. and Douglas A. Cifu (2015)
Retention Agreements
Virtu Financial, Inc.
Capital Markets
DE
2015
Equity Retention and Restrictive Covenant Agreement between Virtu Financial, Inc. and Douglas A. Cifu (2015)
Retention Agreements
Virtu Financial, Inc.
Capital Markets
DE
2015
Retention Agreement between Chicago Mercantile Exchange Inc. and Jamie Parisi
Retention Agreements
CME Group Inc.
Capital Markets
IL
2014
Virtu Financial, Inc. Equity Retention and Restrictive Covenant Agreement with Executive
Retention Agreements
Virtu Financial, Inc.
Capital Markets
DE
2014
Retention Agreement Between McKool Smith, P.C. and Unwired Planet Inc. (Effective January 1, 2013)
Retention Agreements
Great Elm Capital Group, Inc.
Capital Markets
TX
2013
Retention Agreement between Artisan Partners Limited Partnership and Janet D. Olsen
Retention Agreements
Artisan Partners Asset Management Inc.
Capital Markets
2013
First Amendment to Retention and Noncompetition Agreement – Lazard Group LLC, Lazard Ltd, and Matthieu Bucaille
Retention Agreements
Lazard Ltd
Capital Markets
2011
Second Amendment to Retention and Noncompetition Agreement – Scott D. Hoffman and Lazard Group LLC
Retention Agreements
Lazard Ltd
Capital Markets
2011
State Street Corporation Special Retention Restricted Stock Award Agreement with Scott F. Powers
Retention Agreements
State Street Corp.
Capital Markets
2011
Retention Agreement between Gain Capital Holdings, Inc. and Henry C. Lyons
Retention Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
State Street Corporation Special Retention Deferred Stock Award Agreement for Non-U.S. Employees
Retention Agreements
State Street Corp.
Capital Markets
2010
State Street Corporation Special Retention Restricted Stock Award Agreement under 2006 Equity Incentive Plan
Retention Agreements
State Street Corp.
Capital Markets
2010
Retention Payment Arrangement Between Terrence A. Duffy and CME Group Inc.
Retention Agreements
CME Group Inc.
Capital Markets
2009
Amended and Restated Retention and Benefit Agreement between CME Group Inc. and Terrence A. Duffy
Retention Agreements
CME Group Inc.
Capital Markets
2009
Amended and Restated Retention and Noncompetition Agreement among Lazard Ltd, Lazard Group LLC, and Bruce Wasserstein
Retention Agreements
Lazard Ltd
Capital Markets
NY
2008
Retention Agreement between The Charles Schwab Corporation and Peter K. Scaturro
Retention Agreements
Charles Schwab Corporation
Capital Markets
2007
Amendment to Professional Branch Manager Retention Program under Legg Mason, Inc. 1996 Equity Incentive Plan
Retention Agreements
Legg Mason Inc
Capital Markets
2006
Affiliated Managers Group, Inc. Executive Retention Plan
Retention Agreements
AFFILIATED MANAGERS GROUP, INC.
Capital Markets
MA
2005
Retention and Noncompetition Agreement between Lazard LLC and Michael Castellano
Retention Agreements
Lazard Ltd
Capital Markets
NY
2005
Amendment No. 1 to Legg Mason Wood Walker, Inc. Producing Branch Manager Retention Plan
Retention Agreements
Legg Mason Inc
Capital Markets
2004