Profit Sharing Plans in the Capital Markets Industry

62 Contracts & Agreements
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Amendment No. 2 to S&P Global, Inc. 401(k) Savings and Profit Sharing Plan Supplement
Profit Sharing Plans
S&P Global, Inc.
Capital Markets
2025
Amendment No. 1 to S&P Global Inc. 401(k) Savings and Profit Sharing Plan Supplement
Profit Sharing Plans
S&P Global, Inc.
Capital Markets
2024
Amendment to the Profit Sharing Plan for Employees of AllianceBernstein L.P.
Profit Sharing Plans
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
2023
S&P Global Inc. 401(k) Savings and Profit Sharing Plan Supplement (Effective January 1, 2023)
Profit Sharing Plans
S&P Global, Inc.
Capital Markets
NY
2023
First Amendment to Profit Participation Plan of Moody's Corporation
Profit Sharing Plans
Moody's Corp
Capital Markets
2022
Moody’s Corporation Amended and Restated Profit Participation Plan (Effective January 1, 2020)
Profit Sharing Plans
Moody's Corp
Capital Markets
2021
Amendment to the Profit Sharing Plan for Employees of AllianceBernstein L.P.
Profit Sharing Plans
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
2019
The Charles Schwab Corporation Deferred Compensation Plan II (Amended and Restated October 19, 2017)
Profit Sharing Plans
Charles Schwab Corporation
Capital Markets
CA
2017
Amendment to Profit Sharing Plan for Employees of AllianceBernstein L.P.
Profit Sharing Plans
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
2017
The Bank of New York Mellon Corporation Defined Contribution IRC Section 401(a)(17) Plan (Amended and Restated as of July 1, 2015)
Profit Sharing Plans
The Bank of New York Mellon Corp.
Capital Markets
NY
2016
Amended and Restated Profit Sharing Plan for Employees of AllianceBernstein L.P. (As of January 1, 2015)
Profit Sharing Plans
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
NY
2016
Morgan Stanley 401(k) Plan Amended and Restated as of January 1, 2013
Profit Sharing Plans
Morgan Stanley
Capital Markets
NY
2013
Value Line, Inc. Profit Sharing and Savings Plan (As Amended and Restated Effective May 1, 2008)
Profit Sharing Plans
VALUE LINE INC
Capital Markets
2010
Morgan Stanley 401(k) Savings Plan, Effective July 1, 2009
Profit Sharing Plans
Morgan Stanley
Capital Markets
NY
2009
E*TRADE 401(k) Plan Restatement Agreement (Effective December 15, 2006)
Profit Sharing Plans
E*Trade
Capital Markets
2009
Amended and Restated Profit Sharing Plan for Employees of AllianceBernstein L.P. (as of January 1, 2008)
Profit Sharing Plans
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
2009
Stifel Financial Corp. Wealth Accumulation Plan 2017 Restatement (as Amended November 5, 2018)
Profit Sharing Plans
Stifel Financial Corp
Capital Markets
MO
2018
Letter Amendment to Profit Sharing Agreement between Great Elm Capital Management, Inc. and GECC GP Corp. dated September 18, 2017
Profit Sharing Plans
Great Elm Capital Group, Inc.
Capital Markets
2017
Stifel Financial Corp. Wealth Accumulation Plan 2017 Restatement
Profit Sharing Plans
Stifel Financial Corp
Capital Markets
MO
2017
Profit Sharing Agreement between Great Elm Capital Management, Inc. and GECC GP Corp. dated November 3, 2016
Profit Sharing Plans
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
Second Amendment to Moody's Corporation Profit Participation Plan Regarding GGY Employees
Profit Sharing Plans
Moody's Corp
Capital Markets
2016
McGraw Hill Financial, Inc. 401(k) Savings and Profit Sharing Plan Supplement (Effective January 1, 2016)
Profit Sharing Plans
S&P Global, Inc.
Capital Markets
NY
2016
Stifel Financial Corp. Wealth Accumulation Plan 2015 Restatement
Profit Sharing Plans
Stifel Financial Corp
Capital Markets
MO
2015
First Amendment to the Profit Participation Plan of Moody's Corporation
Profit Sharing Plans
Moody's Corp
Capital Markets
2015
Moody's Corporation Amended and Restated Profit Participation Plan (Effective January 1, 2014)
Profit Sharing Plans
Moody's Corp
Capital Markets
2015
McGraw Hill Financial, Inc. 401(k) Savings and Profit Sharing Plan Supplement (Effective January 1, 2015)
Profit Sharing Plans
S&P Global, Inc.
Capital Markets
NY
2015
Seventh Amendment to the Profit Participation Plan of Moody's Corporation
Profit Sharing Plans
Moody's Corp
Capital Markets
2014
Sixth Amendment to the Profit Participation Plan of Moody's Corporation
Profit Sharing Plans
Moody's Corp
Capital Markets
2014
Amendment to The McGraw-Hill Companies, Inc. 401(k) Savings and Retirement Plan Supplement
Profit Sharing Plans
S&P Global, Inc.
Capital Markets
2013
Fifth Amendment to the Profit Participation Plan of Moody's Corporation
Profit Sharing Plans
Moody's Corp
Capital Markets
2013
Fourth Amendment to Moody's Corporation Profit Participation Plan
Profit Sharing Plans
Moody's Corp
Capital Markets
2013
Third Amendment to the Profit Participation Plan of Moody's Corporation
Profit Sharing Plans
Moody's Corp
Capital Markets
2012
Second Amendment to the Profit Participation Plan of Moody's Corporation
Profit Sharing Plans
Moody's Corp
Capital Markets
2012
First Amendment to the Profit Participation Plan of Moody's Corporation (2011)
Profit Sharing Plans
Moody's Corp
Capital Markets
2012
Moody's Corporation Profit Participation Plan (Amended and Restated as of January 1, 2010)
Profit Sharing Plans
Moody's Corp
Capital Markets
2011
Third Amendment to the Profit Participation Plan of Moody's Corporation
Profit Sharing Plans
Moody's Corp
Capital Markets
2011
The Northern Trust Company Thrift-Incentive Plan (Amended and Restated as of January 1, 2010)
Profit Sharing Plans
Northern Trust Corp.
Capital Markets
IL
2011
Amendment to The McGraw-Hill Companies, Inc. 401(k) Savings and Profit Sharing Plan Supplement
Profit Sharing Plans
S&P Global, Inc.
Capital Markets
2010
Northern Trust Corporation Supplemental Employee Stock Ownership Plan (Amended and Restated as of January 1, 2008)
Profit Sharing Plans
Northern Trust Corp.
Capital Markets
IL
2009
Moody's Corporation Profit Participation Plan (Amended and Restated as of January 1, 2007)
Profit Sharing Plans
Moody's Corp
Capital Markets
2008