Non-Competition Agreements in the Capital Markets Industry

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Appendix A CMA Non-Compete
Non-Competition Agreements
CME Group Inc.
Capital Markets
2010
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 7, 2024, by and among the Registrant, Lazard & Co., Services Limited...
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2024
Proprietary Information and Non-Competition Agreement, dated as of February 21, 2024, by and between Ilene Fiszel Bieler and MarketAxess Holdings Inc
Non-Competition Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2024
Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of August 23, 2023, by and among the Registrant, Lazard Group LLC and Mary Ann Betsch
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2023
Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of May 25, 2023, by and among the Registrant, Lazard Group LLC...
Non-Competition Agreements
Lazard Ltd
Capital Markets
2023
Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of May 25, 2023, by and among the Registrant, Lazard Group LLC...
Non-Competition Agreements
Lazard Ltd
Capital Markets
2023
Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of May 25, 2023, by and among the Registrant, Lazard Group LLC...
Non-Competition Agreements
Lazard Ltd
Capital Markets
2023
Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Peter R....
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2022
Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Evan L....
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2022
Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Kenneth...
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2022
Agreement relating to Retention and Noncompetition and Other Covenants, dated as of February 25, 2021, by and among the Registrant, Lazard Group LLC and Peter Orszag
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2021
NON-COMPETITION AGREEMENT
Non-Competition Agreements
Legg Mason Inc
Capital Markets
MD
2020
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and...
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2019
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Scott D....
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2019
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Ashish...
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2019
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Evan L....
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2019
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Kenneth...
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2019
SMD Non-Competition and Non-Solicitation Agreement by and among Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P....
Non-Competition Agreements
Blackstone Group L.P.
Capital Markets
NY
2019
Employee Confidentiality and Non-Compete Agreement, effective November 1, 2018, between the Company and Murray Terry Forbes III
Non-Competition Agreements
WESTWOOD HOLDINGS GROUP INC
Capital Markets
2018
Form of Proprietary Information and Non-Competition Agreement for U.S. based Executive Officers
Non-Competition Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2018
Agreement relating to Retention and Noncompetition and Other Covenants, dated as of October 30, 2017, by and among the Registrant, Lazard Group LLC and Evan L. Russo
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2017
Amendment, dated as of October 30, 2017, to Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 9, 2016, by and among...
Non-Competition Agreements
Lazard Ltd
Capital Markets
2017
EMPLOYEE CONFIDENTIALITY AND NON-COMPETE AGREEMENT
Non-Competition Agreements
WESTWOOD HOLDINGS GROUP INC
Capital Markets
2017
APOLLO GLOBAL MANAGEMENT, LLC EMPLOYMENT, NON-COMPETITION AND NON-SOLICITATION AGREEMENT
Non-Competition Agreements
Apollo Global Management LLC
Capital Markets
NY
2017
APOLLO GLOBAL MANAGEMENT, LLC EMPLOYMENT, NON-COMPETITION AND NON-SOLICITATION AGREEMENT
Non-Competition Agreements
Apollo Global Management LLC
Capital Markets
NY
2017
APOLLO GLOBAL MANAGEMENT, LLC EMPLOYMENT, NON-COMPETITION AND NON-SOLICITATION AGREEMENT
Non-Competition Agreements
Apollo Global Management LLC
Capital Markets
NY
2017
AGREEMENTRELATING TO NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Intercontinental Exchange
Capital Markets
GA
2016
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2016
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2016
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2016
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2016
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Lazard Ltd
Capital Markets
NY
2016
AMENDMENT TO PARTNER NON-COMPETITION AND NON-SOLICITATION AGREEMENT
Non-Competition Agreements
PJT Partners Inc.
Capital Markets
2016
SMD Non-Competition and Non-Solicitation Agreement
Non-Competition Agreements
Blackstone Group L.P.
Capital Markets
NY
2015
PROPRIETARY INVENTION ASSIGNMENT, NONCOMPETITION AND CONFIDENTIALITY AGREEMENT
Non-Competition Agreements
Virtu Financial, Inc.
Capital Markets
NY
2014
SECOND AMENDMENT TO AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Lazard Ltd
Capital Markets
2013
SECOND AMENDMENT TO AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Lazard Ltd
Capital Markets
2013
SECOND AMENDMENT TO AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Lazard Ltd
Capital Markets
2013
SECOND AMENDMENT TO AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS
Non-Competition Agreements
Lazard Ltd
Capital Markets
2013
EMPLOYMENT, NON-COMPETITION AND PLEDGE AGREEMENT
Non-Competition Agreements
Greenhill & Co., Inc.
Capital Markets
NY
2013
EMPLOYMENT, NON-COMPETITION AND PLEDGE AGREEMENT
Non-Competition Agreements
Greenhill & Co., Inc.
Capital Markets
NY
2013