Non-Competition Agreements in the Capital Markets Industry

74 Contracts & Agreements

Browse by Company

Apollo Global Management LLC (9 contracts)
Blackstone Group L.P. (2)
CME Group Inc. (1)
ENTERPRISE DIVERSIFIED, INC. (1)
Goldman Sachs (1)
Greenhill & Co., Inc. (4)
Intercontinental Exchange (1)
Lazard Ltd (42)
Legg Mason Inc (1)
MarketAxess Holdings Inc (2)
MSCI Inc (1)
PJT Partners Inc. (1)
Virtu Financial, Inc. (1)
WESTWOOD HOLDINGS GROUP INC (2)
Wright Investors Service Holdings, Inc. (5)

Recent Contracts

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 7, 2024, by and among the Registrant, Lazard & Co., Services Limited... (Lazard Ltd, Filed With SEC on April 26, 2024)
Proprietary Information and Non-Competition Agreement, dated as of February 21, 2024, by and between Ilene Fiszel Bieler and MarketAxess Holdings Inc (MarketAxess Holdings Inc, Filed With SEC on February 26, 2024)
Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of August 23, 2023, by and among the Registrant, Lazard Group LLC and Mary Ann Betsch (Lazard Ltd, Filed With SEC on August 25, 2023)
Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of May 25, 2023, by and among the Registrant, Lazard Group LLC... (Lazard Ltd, Filed With SEC on May 26, 2023)
Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of May 25, 2023, by and among the Registrant, Lazard Group LLC... (Lazard Ltd, Filed With SEC on May 26, 2023)
Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of May 25, 2023, by and among the Registrant, Lazard Group LLC... (Lazard Ltd, Filed With SEC on May 26, 2023)
Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Peter R.... (Lazard Ltd, Filed With SEC on April 6, 2022)
Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Evan L.... (Lazard Ltd, Filed With SEC on April 6, 2022)
Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Kenneth... (Lazard Ltd, Filed With SEC on April 6, 2022)
Agreement relating to Retention and Noncompetition and Other Covenants, dated as of February 25, 2021, by and among the Registrant, Lazard Group LLC and Peter Orszag (Lazard Ltd, Filed With SEC on May 4, 2021)
NON-COMPETITION AGREEMENT (Legg Mason Inc, Filed With SEC on May 1, 2020)
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and... (Lazard Ltd, Filed With SEC on April 3, 2019)
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Scott D.... (Lazard Ltd, Filed With SEC on April 3, 2019)
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Ashish... (Lazard Ltd, Filed With SEC on April 3, 2019)
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Evan L.... (Lazard Ltd, Filed With SEC on April 3, 2019)
Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Kenneth... (Lazard Ltd, Filed With SEC on April 3, 2019)
SMD Non-Competition and Non-Solicitation Agreement by and among Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P.... (Blackstone Group L.P., Filed With SEC on March 1, 2019)
Employee Confidentiality and Non-Compete Agreement, effective November 1, 2018, between the Company and Murray Terry Forbes III (WESTWOOD HOLDINGS GROUP INC, Filed With SEC on October 29, 2018)
Form of Proprietary Information and Non-Competition Agreement for U.S. based Executive Officers (MarketAxess Holdings Inc, Filed With SEC on February 21, 2018)
Agreement relating to Retention and Noncompetition and Other Covenants, dated as of October 30, 2017, by and among the Registrant, Lazard Group LLC and Evan L. Russo (Lazard Ltd, Filed With SEC on October 31, 2017)
Amendment, dated as of October 30, 2017, to Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 9, 2016, by and among... (Lazard Ltd, Filed With SEC on October 31, 2017)
EMPLOYEE CONFIDENTIALITY AND NON-COMPETE AGREEMENT (WESTWOOD HOLDINGS GROUP INC, Filed With SEC on February 28, 2017)
APOLLO GLOBAL MANAGEMENT, LLC EMPLOYMENT, NON-COMPETITION AND NON-SOLICITATION AGREEMENT (Apollo Global Management LLC, Filed With SEC on February 13, 2017)
APOLLO GLOBAL MANAGEMENT, LLC EMPLOYMENT, NON-COMPETITION AND NON-SOLICITATION AGREEMENT (Apollo Global Management LLC, Filed With SEC on February 13, 2017)
APOLLO GLOBAL MANAGEMENT, LLC EMPLOYMENT, NON-COMPETITION AND NON-SOLICITATION AGREEMENT (Apollo Global Management LLC, Filed With SEC on February 13, 2017)
AGREEMENTRELATING TO NONCOMPETITION AND OTHER COVENANTS (Intercontinental Exchange, Filed With SEC on May 17, 2016)
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS (Lazard Ltd, Filed With SEC on April 27, 2016)
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS (Lazard Ltd, Filed With SEC on April 27, 2016)
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS (Lazard Ltd, Filed With SEC on April 27, 2016)
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS (Lazard Ltd, Filed With SEC on April 27, 2016)
AMENDED ANDRESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS (Lazard Ltd, Filed With SEC on April 27, 2016)
AMENDMENT TO PARTNER NON-COMPETITION AND NON-SOLICITATION AGREEMENT (PJT Partners Inc., Filed With SEC on February 29, 2016)
SMD Non-Competition and Non-Solicitation Agreement (Blackstone Group L.P., Filed With SEC on February 27, 2015)
PROPRIETARY INVENTION ASSIGNMENT, NONCOMPETITION AND CONFIDENTIALITY AGREEMENT (Virtu Financial, Inc., Filed With SEC on March 27, 2014)
SECOND AMENDMENT TO AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS (Lazard Ltd, Filed With SEC on May 1, 2013)
SECOND AMENDMENT TO AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS (Lazard Ltd, Filed With SEC on May 1, 2013)
SECOND AMENDMENT TO AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS (Lazard Ltd, Filed With SEC on May 1, 2013)
SECOND AMENDMENT TO AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS (Lazard Ltd, Filed With SEC on May 1, 2013)
EMPLOYMENT, NON-COMPETITION AND PLEDGE AGREEMENT (Greenhill & Co., Inc., Filed With SEC on February 22, 2013)
EMPLOYMENT, NON-COMPETITION AND PLEDGE AGREEMENT (Greenhill & Co., Inc., Filed With SEC on February 22, 2013)