Employment Agreements in the Capital Markets Industry

1,208 Contracts & Agreements

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (5 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (12)
ALTIMAR ACQUISITION CORP. (6)
Apollo Global Management LLC (32)
Ares Management Corp (1)
Artisan Partners Asset Management Inc. (4)
Ascendant Digital Acquisition Corp. (6)
Ashford Inc. (16)
AssetMark Financial Holdings, Inc. (3)
Associated Capital Group, Inc. (1)
B. Riley Financial, Inc. (37)
Barings BDC, Inc. (5)
BGC Partners, Inc. (10)
BlackRock (5)
Blackstone Group L.P. (11)
Blucora, Inc. (92)
Bridge Investment Group Holdings Inc. (12)
BrightSphere Investment Group Inc. (6)
Capital Financial Holdings, Inc (3)
Carlyle Group L.P. (10)
Cboe Global Markets (18)
Charles Schwab Corporation (5)
CME Group Inc. (38)
Cohen & Co Inc. (21)
COHEN & STEERS INC (5)
Coinbase Global, Inc. (3)
CONCIERGE TECHNOLOGIES INC (3)
ContextLogic Inc. (11)
COWEN INC. (23)
DIAMOND HILL INVESTMENT GROUP INC (10)
Donnelley Financial Solutions, Inc. (6)
E*Trade (35)
Eaton Vance Corp (1)
ENDI Corp. (2)
ENTERPRISE DIVERSIFIED, INC. (4)
Evercore (22)
FactSet Research Systems Inc (2)
Federated Investors (3)
FinTech Acquisition Corp. IV (6)
Focus Financial Partners Inc. (3)
Franklin Resources (4)
Freedom Holding Corp. (49)
GAIN Capital Holdings, Inc. (45)
GAMCO INVESTORS, INC. ET AL (1)
GCM Grosvenor Inc. (7)
GlassBridge Enterprises, Inc. (9)
Goldman Sachs (3)
Great Elm Capital Group, Inc. (53)
Greenhill & Co., Inc. (6)
Greenpro Capital Corp. (4)
GSV Capital Corp. (11)
Hamilton Lane INC (2)
HENNESSY ADVISORS INC (6)
Heritage Global Inc. (17)
HOULIHAN LOKEY, INC. (2)
Intercontinental Exchange (5)
INTL FCStone Inc. (1)
Invesco Ltd. (10)
Investment Technology Group, Inc. (15)
Janus Henderson Group plc (4)
KCAP Financial, Inc. (14)
LADENBURG THALMANN FINANCIAL SERVICES INC. (25)
Lazard Ltd (9)
Legg Mason Inc (3)
LPL Financial Holdings Inc. (10)
Main Street Capital CORP (5)
Manning & Napier, Inc. (7)
MarketAxess Holdings Inc (19)
Moelis & Co (12)
Moody's Corp (1)
Morgan Stanley (13)
MSCI Inc (11)
Nasdaq, Inc. (32)
NATIONAL HOLDINGS CORP (19)
Nebula Parent Corp. (11)
Newtek Business Services Corp. (18)
Northern Trust Corp. (6)
Och-Ziff Capital Management Group LLC (10)
P10, Inc. (11)
Piper Jaffray Companies (8)
PJT Partners Inc. (4)
PROSPECT CAPITAL CORP (2)
Pzena Investment Management, Inc. (8)
Raymond James Financial Inc. (5)
Robinhood Markets, Inc. (10)
S&P Global, Inc. (8)
SAFEGUARD SCIENTIFICS INC (24)
SEI Investments Corp (3)
Silvercrest Asset Management Group Inc. (2)
State Street Corp. (11)
Stifel Financial Corp (2)
Tango Holdings, Inc. (2)
TD AMERITRADE HOLDING CORP (44)
The Bank of New York Mellon Corp. (7)
TPG Partners, LLC (3)
Tradeweb Markets Inc. (5)
Trinity Capital Inc. (4)
ValueSetters Inc. (10)
Virtu Financial, Inc. (19)
Virtus Investment Partners, Inc. (3)
VPC Impact Acquisition Holdings (8)
Waddell & Reed Financial, Inc. (1)
WESTWOOD HOLDINGS GROUP INC (7)
WisdomTree Investments, Inc. (16)
Wright Investors Service Holdings, Inc. (4)

Recent Contracts

Category

Company

Industry

Jur. Jurisdiction

Filed

Amended and Restated Executive Employment Agreement between Diamond Hill Investment Group, Inc., Diamond Hill Capital Management, Inc., and Heather E. Brilliant

Employment Agreements

DIAMOND HILL INVESTMENT GROUP INC

Capital Markets

2025

Employment Agreement between Moelis & Company and Navid Mahmoodzadegan (Chief Executive Officer)

Employment Agreements

Moelis & Co

Capital Markets

2025

Second Amendment to Employment Agreement between Moelis & Company, Moelis & Company Group LP, and Ken Moelis

Employment Agreements

Moelis & Co

Capital Markets

2025

Amendment No. 3 to Second Amended and Restated Employment Agreement between SuRo Capital Corp. and Allison Green

Employment Agreements

GSV Capital Corp.

Capital Markets

2025

Amendment No. 2 to Second Amended and Restated Employment Agreement between SuRo Capital Corp. and Mark D. Klein

Employment Agreements

GSV Capital Corp.

Capital Markets

2025

MarketWise CEO Employment Offer Letter Agreement with Dr. David Eifrig (May 2025)

Employment Agreements

Ascendant Digital Acquisition Corp.

Capital Markets

2025

Employment Agreement between B. Riley Financial, Inc. and Scott Yessner, Effective May 19, 2025

Employment Agreements

B. Riley Financial, Inc.

Capital Markets

2025

Employment Agreement between MarketAxess Europe Limited and Dean Berry dated May 16, 2025

Employment Agreements

MarketAxess Holdings Inc

Capital Markets

2025

Acknowledgment and Agreement Between Frederick E. Pollock and Grosvenor Capital Management, L.P. Regarding 2025 RSU Grant and Bonus Adjustment

Employment Agreements

GCM Grosvenor Inc.

Capital Markets

2025

Lazard, Inc. and Christian A. Weideman Employment Agreement (General Counsel) Dated April 24, 2025

Employment Agreements

Lazard Ltd

Capital Markets

2025

Lazard, Inc. Chief Operating Officer Employment Agreement with Alexandra Soto (April 2025)

Employment Agreements

Lazard Ltd

Capital Markets

2025

Lazard, Inc. and Peter R. Orszag Employment Agreement (April 2025)

Employment Agreements

Lazard Ltd

Capital Markets

2025

Tradeweb Markets LLC Employment Offer Letter to Amy B. Clack (Chief Administrative Officer, Managing Director)

Employment Agreements

Tradeweb Markets Inc.

Capital Markets

2025

Employment Agreement between Nasdaq, Inc. and Bradley J. Peterson (Effective March 10, 2025)

Employment Agreements

Nasdaq, Inc.

Capital Markets

2025

Employment Agreement between Nasdaq, Inc. and Tal Cohen (President)

Employment Agreements

Nasdaq, Inc.

Capital Markets

2025

Employment Agreement between Nasdaq, Inc. and Adena Friedman (Effective March 11, 2025)

Employment Agreements

Nasdaq, Inc.

Capital Markets

2025

Employment Agreement between P10 Intermediate Holdings, LLC and Mark Hood (Executive Vice President of Operations and Chief Administrative Officer)

Employment Agreements

P10, Inc.

Capital Markets

2025

Employment Agreement between P10 Intermediate Holdings, LLC and Amanda Coussens (Chief Financial Officer)

Employment Agreements

P10, Inc.

Capital Markets

2025

Employment Agreement between Open Lending Corporation and Jessica Buss (Chief Executive Officer)

Employment Agreements

Nebula Parent Corp.

Capital Markets

2025

Open Lending Corporation Chief Operating Officer Employment Agreement with Michelle Glasl

Employment Agreements

Nebula Parent Corp.

Capital Markets

2025

Employment Agreement between Trinity Capital Inc. and Michael Testa (CFO) dated March 14, 2025

Employment Agreements

Trinity Capital Inc.

Capital Markets

2025

Amended and Restated Employment Offer Letter between Trinity Capital Inc. and Gerald Harder (COO)

Employment Agreements

Trinity Capital Inc.

Capital Markets

2025

Amended and Restated Employment Agreement between Steven L. Brown and Trinity Capital Inc.

Employment Agreements

Trinity Capital Inc.

Capital Markets

2025

Amended and Restated Employment Offer Letter between Trinity Capital Inc. and Kyle Brown (March 2025)

Employment Agreements

Trinity Capital Inc.

Capital Markets

2025

Employment Agreement between ContextLogic Inc. and Rishi Bajaj (Chief Executive Officer)

Employment Agreements

ContextLogic Inc.

Capital Markets

2025

Employment Agreement between P10 Intermediate Holdings, LLC and Sarita Narson Jairath (Executive Vice President and Global Head of Client Solutions)

Employment Agreements

P10, Inc.

Capital Markets

2025

Employment Agreement between Employer and Employee (Carlyle)

Employment Agreements

Carlyle Group L.P.

Capital Markets

2025

Employment Agreement between Henderson Administration Limited and James Lowry (Global Chief Operating Officer)

Employment Agreements

Janus Henderson Group plc

Capital Markets

2025

BlackRock Employment Offer Letter to Adebayo O. Ogunlesi – Senior Managing Director, Chairman and CEO of Global Infrastructure Partners

Employment Agreements

BlackRock

Capital Markets

2025

Lazard, Inc. and Kenneth M. Jacobs Leadership Transition and Senior Chairman/Senior Advisor Agreement

Employment Agreements

Lazard Ltd

Capital Markets

2025

Surviving Spouse Medical Benefits Agreement between Martin Cohen and Cohen & Steers Capital Management, Inc.

Employment Agreements

COHEN & STEERS INC

Capital Markets

2025

Amendment to Employment Agreement Between Robert H. Steers and Cohen & Steers Capital Management, Inc.

Employment Agreements

COHEN & STEERS INC

Capital Markets

2025

Amended and Restated Employment Agreement between BGC Brokers LP and Jean-Pierre Aubin dated February 18, 2025

Employment Agreements

BGC Partners, Inc.

Capital Markets

2025

Amended and Restated Employment Agreement between BGC Financial, L.P. and John Abularrage (February 18, 2025)

Employment Agreements

BGC Partners, Inc.

Capital Markets

2025

Robinhood Markets, Inc. Chief Technology Officer Employment Offer Letter to Jeff

Employment Agreements

Robinhood Markets, Inc.

Capital Markets

2025

Amendment to Offer Letter for Steve Quirk – Work from Home Model (Robinhood)

Employment Agreements

Robinhood Markets, Inc.

Capital Markets

2025

Amendment to Offer Letter between Robinhood and Steve (Dated November 18, 2021)

Employment Agreements

Robinhood Markets, Inc.

Capital Markets

2025

Robinhood Markets, Inc. Employment Offer Letter to Chief Brokerage Officer (Steve)

Employment Agreements

Robinhood Markets, Inc.

Capital Markets

2025

S&P Global Chief Financial Officer Employment Offer Letter to Eric Aboaf

Employment Agreements

S&P Global, Inc.

Capital Markets

2025

Employment Contract Between Freedom Finance Global PLC and Zhumagulov Aidos Bolatovich (Advisor Role)

Employment Agreements

Freedom Holding Corp.

Capital Markets

2025

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Industry

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Employment Agreements in the Capital Markets Industry