Consulting Agreements in the Capital Markets Industry

47 Contracts & Agreements

Browse by Company

Ascendant Digital Acquisition Corp. (2 contracts)
Ashford Inc. (1)
B. Riley Financial, Inc. (1)
Blucora, Inc. (3)
Carlyle Group L.P. (1)
CME Group Inc. (2)
CONCIERGE TECHNOLOGIES INC (1)
ContextLogic Inc. (1)
E*Trade (1)
Freedom Holding Corp. (4)
GlassBridge Enterprises, Inc. (6)
Great Elm Capital Group, Inc. (1)
Greenpro Capital Corp. (5)
GSV Capital Corp. (1)
INTL FCStone Inc. (1)
KCAP Financial, Inc. (1)
MarketAxess Holdings Inc (2)
Nebula Parent Corp. (1)
Northern Trust Corp. (2)
Piper Jaffray Companies (2)
Runway Growth Credit Fund Inc. (2)
StepStone Group Inc. (1)
T. Rowe Price Group (1)
TD AMERITRADE HOLDING CORP (1)
ValueSetters Inc. (1)
Wright Investors Service Holdings, Inc. (2)

Recent Contracts

Consulting Agreement, dated October 16, 2023, by and among the Company, Marco Ferri and Marco Ferri, P.A (Ascendant Digital Acquisition Corp., Filed With SEC on October 19, 2023)
Consulting Services Agreement, effective as of August 1, 2023, by and among StepStone Group Inc., StepStone Group LP, MMAR HNL, LLC and Monte Brem (StepStone Group Inc., Filed With SEC on August 7, 2023)
Consulting Agreement dated October 1, 2022 between the Company and Dennis Burns (Greenpro Capital Corp., Filed With SEC on March 31, 2023)
Consulting Services Agreement, dated as of March 3, 2023, by and between MarketWise, LLC and Business Talent Group, LLC (Ascendant Digital Acquisition Corp., Filed With SEC on March 10, 2023)
Consulting Agreement, dated January 24, 2023, between Blucora, Inc. and Ann Bruder (Blucora, Inc., Filed With SEC on January 26, 2023)
Advisory and Consulting Services Agreement by and between the Company and Ross M. Jessup, dated October 17, 2022 (Nebula Parent Corp., Filed With SEC on October 18, 2022)
Consulting Services Agreement, dated as of February 1, 2022, by and between MarketAxess Corporation and Nicholas Themelis (MarketAxess Holdings Inc, Filed With SEC on July 27, 2022)
Consulting Services Agreement, dated as of February 1, 2022, by and between MarketAxess Corporation and Antonio DeLise (MarketAxess Holdings Inc, Filed With SEC on April 27, 2022)
Consulting Agreement dated October 1, 2021 between the Company and Dennis Burns (Greenpro Capital Corp., Filed With SEC on March 29, 2022)
Consulting Agreement, dated February 4, 2022, between the Registrant and Jaqueline Reses (ContextLogic Inc., Filed With SEC on March 14, 2022)
Northern Trust Corporation Wealth Planning and Tax Consulting Services Plan, as amended and restated effective January 1, 2021 (Northern Trust Corp., Filed With SEC on October 26, 2021)
Consulting and Cooperation Agreement, by and among Ashford Inc., Ashford Hospitality Advisors (Ashford Inc., Filed With SEC on August 16, 2021)
Consulting Agreement dated September 30, 2020 between the Company and Dennis Burns (Greenpro Capital Corp., Filed With SEC on March 29, 2021)
Consulting Services Agreement dated May 1, 2020 between the Company and Daniel McKinney (Greenpro Capital Corp., Filed With SEC on March 29, 2021)
Consulting and Representation Agreement dated March 18, 2020 between the Company and Corporate Ads, LLC (Greenpro Capital Corp., Filed With SEC on March 29, 2021)
Marketing and Consulting Agreement by and between Peak Capital Limited, Runway Growth Capital LLC and the Registrant (Runway Growth Credit Fund Inc., Filed With SEC on March 29, 2019)
Marketing and Consulting Agreement by and between Pickwick Capital Partners, LLC, Runway Growth Capital LLC and the Registrant (Runway Growth Credit Fund Inc., Filed With SEC on March 29, 2019)
Consulting Agreement, dated March 12, 2019, by and between GSV Capital Corp. and Michael T. Moe (GSV Capital Corp., Filed With SEC on March 14, 2019)
Consulting Agreement dated December 20, 2018 (T. Rowe Price Group, Filed With SEC on December 24, 2018)
Consulting agreement, dated as of September 4, 2018, between The Northern Trust Company and Jana R. Schreuder (Northern Trust Corp., Filed With SEC on October 29, 2018)
Consulting Agreement between John F. Sandner and CME Group Inc., dated April 23, 2018 (CME Group Inc., Filed With SEC on May 3, 2018)
Consulting Agreement between Leo Melamed and CME Group Inc., dated April 27, 2018 (CME Group Inc., Filed With SEC on May 3, 2018)
Consulting Agreement Dated October 25, 2017 between Blucora, Inc, and Eric M. Emans (Blucora, Inc., Filed With SEC on October 26, 2017)
Consulting Services Agreement, dated as of July 3, 2017, by and between Richard J. Hendrix and FBR Capital Markets & Co (B. Riley Financial, Inc., Filed With SEC on August 8, 2017)
CONSULTING AGREEMENT FOR SERVICES OF INDEPENDENT CONTRACTOR (Piper Jaffray Companies, Filed With SEC on May 4, 2016)
CONSULTING AGREEMENT (Blucora, Inc., Filed With SEC on March 15, 2016)
THIRD AMENDMENT TO CONSULTING AGREEMENT (GlassBridge Enterprises, Inc., Filed With SEC on March 15, 2016)
SECOND AMENDMENT TO CONSULTING AGREEMENT (GlassBridge Enterprises, Inc., Filed With SEC on March 15, 2016)
AMENDMENT TO CONSULTING AGREEMENT (GlassBridge Enterprises, Inc., Filed With SEC on November 9, 2015)
CONSULTING AGREEMENT (GlassBridge Enterprises, Inc., Filed With SEC on November 9, 2015)
CONSULTING AGREEMENT (GlassBridge Enterprises, Inc., Filed With SEC on November 9, 2015)
CONSULTING AGREEMENT (GlassBridge Enterprises, Inc., Filed With SEC on November 9, 2015)
Consulting Agreement dated November 1, 2014 by and between ValueSetters Inc. and Mad Hat Media Inc (ValueSetters Inc., Filed With SEC on July 24, 2015)
CONSULTING AND RELEASE OF CLAIMS AGREEMENT RECITALS (TD AMERITRADE HOLDING CORP, Filed With SEC on February 5, 2015)
Consulting Agreement, dated January 26, 2015, by and between Concierge Technologies, Inc. and David Neibert (CONCIERGE TECHNOLOGIES INC, Filed With SEC on January 29, 2015)
Consulting Engagement Agreement (Great Elm Capital Group, Inc., Filed With SEC on November 5, 2014)
CONSULTING AGREEMENT (Piper Jaffray Companies, Filed With SEC on March 19, 2014)
RETIREMENT AND CONSULTING AGREEMENT (INTL FCStone Inc., Filed With SEC on December 12, 2012)
OPERATING EXECUTIVE CONSULTING AGREEMENT (Carlyle Group L.P., Filed With SEC on November 13, 2012)
AMENDMENT to the CONSULTING AGREEMENT AND WAIVER AGREEMENT (Freedom Holding Corp., Filed With SEC on June 29, 2011)